Nov. 21, 2021
There is no reason for any of the information provided to the RNSA be restricted from public view. As a result, following information should be made to the public: The legal names of the parties to the loan; • When the lender is a broker-dealer, whether the security loaned to its customer is loaned from the broker-dealer’s inventory; and • Whether the loan will be used to close out a fail to deliver pursuant to Rule 204 of Regulation SHO or whether the loan is being used to close out a fail to deliver outside of Regulation SHO