August 27, 2018
If an agency wanted to show how incompetent the SEC is, the DOJ has done it.
The DOJ was much more effective in their investigation surrounding the Project Tesla Fraud than the SEC ever was.
The DOJ has already disgorged $12.9 million from Barclays. The SEC CRS are like a bunch of deer caught in head lights.
The SEC OWB is being micro managed by Steve Peikin, he has too much baggage associated with Barclays.
Steve Peikin cares about Steve Peikin not "Main Street Investors."
(Attached File #1: s71618-4265421-173143.pdf) (Attached File #2: s71618-4265420-173143.pdf)