October 27, 2015
Chairperson Mary Jo White
SEC Headquarters
100 F Street, NE
Washington, DC 20549
(202) 942-8088
e-mail: help@sec.gov, rule-comments@sec.gov
Re: Applications By Security-Based Swap Dealers Or Major Security-Based Swap Participants For Statutorily Disqualified Associated Persons To Effect Or Be Involved In Effecting Security-Based Swaps, File Number S7-14-15
Dear Chair:
AFR submitted comments on: Applications By Security-Based Swap Dealers Or Major Security-Based Swap Participants For Statutorily Disqualified Associated Persons To Effect Or Be Involved In Effecting Security-Based Swaps, File Number S7-14-15.
Comments:
http://ourfinancialsecurity.org/2015/10/letter-to-regulators-afr-submits-comment-on-the-secs-proposed-title-vii-bad-actor-waiver-process/
Seriously consider the recommendations they have set forth which will allow the Commission to realize the opportunity presented by this Proposed Rule.
Yours sincerely,
Robert E. Rutkowski