June 30, 2018
1. Overall, do you find the Relationship Summary useful? If not, how would you change it? If so, what topics and how can they be improved?:
Yes the summary give me a
Framework to Guidance topics of compliance solicitor
2. How useful is each section of the Relationship Summary? Please consider explaining your responses in the comments:
a. Type of Relationship and Service: : Outreach
b. Our Obligations to You: Very Useful: Municipal Advisors Rule G-42
c. Fees and Costs: Very Useful: Legally required
d. Comparison to different account types: Very Useful: Lead to consider practical programs
e. Conflict of Interests: Very Useful: due diligence of strategic decisions
f. Additional Information: Very Useful: Cultivating foresight
g. Key Questions to Ask: Very Useful: Detail responsibilties
3. Please answer the following questions. Please consider explaining your responses in the comments:
a. Do you find the format of the Relationship Summary easy to follow?: : Simulation of anticipate threats
b. Is the information in the appropriate order?: : Workforce planning
c. Is the Relationship Summary easy to read?: : Highly engaging
d. Should the Relationship Summary include additional information about different account types?: : Policys
e. Would you seek out additional information about a firm's disciplinary history as suggested in the Relationship Summary?: Yes: Development of instructional designers
4. Are there topics in the Relationship Summary that are too technical or that could be improved?:
Reglar updating of Management Framework
5. Is there additional information that we should require in the Relationship Summary,such as more specific information about the firm or additional information about fees? Is that because you do not receive the information now, or because you would also like to see it presented in this summary document, or both? Is there any information that should be made more prominent?:
Training of agency talent retention and plnning efforts
6. Is the Relationship Summary an appropriate length? If not, should it be longer or shorter?:
Initially these summary are time for continuing to Comptencies Development and are in timely manner
7. Do you find the 'Key Questions to Ask' useful? Would the questions improve the quality of your discussion with your financial professional? If not, why not?:
Yes because challenges of illuminate of future risks and opportunities must be met with decision planer
8. Do you have any additional suggestions to improve the Relationship Summary? Is there anything else you would like to tell us?:
Consider practical applications of using Strategic foresight