Jun. 21, 2018
Jun 21, 2018 Securities and Exchange Commission To the and Exchange Commission, Financial advisers should be held accountable for their actions and it is true that it is hard to prove that they have done something wrong with their financial advise after the fact but they have a fiduciary responsibility and those should be spelled out in the law with stiff penalties if convicted for violating them. Sincerely, Mr. David Bates