Jun. 21, 2018
Jun 21, 2018 Securities and Exchange Commission To the and Exchange Commission, There is only one reason all investment advice should not be governed by the fiduciary principle--corruption. Don't be corrupt. Establish a strong fiduciary rule with strict and strong penalties for violation, including suspension and permanent baring a violator from giving investment advice, liability for lost money, and attorneys fees for prevailing victims who go to court. Yes, and prohibition of mandatory arbitration clauses in investment contracts. Sincerely, Mr. Paul Peloquin