Jun. 20, 2018
Jun 20, 2018 Securities and Exchange Commission To the and Exchange Commission, I have seen retired friends and elderly neighbors be taken advantage of and lost their entire life savings. I tried to help a neighbor by contacting the SEC concerning a fraudulent investment they made on advice of an investment broker they trusted. To no avail, there was a settlement but the lawyers got most of the money. They were retired military to boot. What a travesty! And the investment broker was not held accountable and kept his license. I constantly worry if I am making the right decision personally with my own investments. I'm counting on you to make a stronger rule that closes the loophole. Americans who've worked hard to save for retirement deserve peace of mind about their financial security. Sincerely, Ms. Diane Kendrick