Jun. 20, 2018
Jun 20, 2018 Securities and Exchange Commission To the and Exchange Commission, Certified financial advisors must have a fiduciary duty to their clients for both ethical and moral reasons. Financial institutions must maintain the highest standards possible for their clients to stimulate both trust and growth in their mutual interest. The Securities and Exchange Commission should deal with less than scrupulous persons/entities with extremely harsh penalties to include incarceration. I'm counting on you to make a stronger rule that closes the loophole. Americans who've worked hard to save for retirement deserve peace of mind about their financial security. Sincerely, Mr. James Hewes