Subject: File Number S7-07-18: Stop financial advisers from sapping Americans' retirement savings
From: Ronald Rothrock

Jun. 20, 2018

Jun 20, 2018

Securities and Exchange Commission

To the and Exchange Commission,

Having been a victim of poor advice from a financial adviser and being
down right lied to by a CEO of a major company about the health of that
company, I urge you to take steps to help protect investers from these
I'm counting on you to make a stronger rule that closes the loophole.
Americans who've worked hard to save for retirement deserve peace of
mind about their financial security.


Mr. Ronald Rothrock