Subject: File Number S7-07-18: Stop financial advisers from sapping Americans' retirement savings
From: Roger Frame

Jun. 20, 2018

Jun 20, 2018

Securities and Exchange Commission

To the and Exchange Commission,

As a retired person I have tried using "financial planners" to help
guide me through the maze of financial opportunities. Some have been
good and others bad. Unfortunately I only learn of the bad ones after
they make decisions that adversely affect my pocketbook. Sometimes it
fattened theirs. Therefore'I must now spend a lot of time managing my
own investments. Time I would prefer to spend elsewhere if I could
trust those in the profession. When congress passed the rules requiring
financial advisors to put my financial interests first I once again
tried a financial planner. When that rule was repealed I took over my
investments once again. Please help keep financial advisors interests
aligned with mine. The good financial planners would actually benefit
from rules requiring financial planners to act in their clients


Mr. Roger Frame