Subject: S7-04-23: Webform Comments from SMH
From: SMH
Affiliation:

Sep. 13, 2023

Any custodian of assets should be required to keep them in
a safe manner and to not rehypothecate them just to make the custodian
even more money, especially without the client's knowledge. These
rehypothecated assets could even be used against the client's
position. There should be proper risk management in place to protect
these assets with company systems, not just leaning on SDIC or gov
bailouts. Enough taking advantage of retail investors.