Subject: Re: Prohibition Against Conflicts of Interest in Certain Securitizations File No. S7-01-23
From: Andrew Prout
Affiliation:

Mar. 15, 2023

Hello,

I noticed in Section 27B that there were exceptions to this rule. These exceptions provides loopholes to exploit this ruling. Please remove exceptions and keep all traders, brokers, market makers on the same playing field.

End the exceptions in Section 27B.

-Andrew Prout