Feb. 18, 2022
Going to make this short as possible as this is on a cell phone. I think it would be benefit the market as a whole if each fund or bank making any type of investments on the stock exchange should have a registered number.One similar to what large truck drivers have to keep up to good standards ie. Less accidents tickets the better for them,they are called CVOR's.Too many deductions you loose the ability to operate a commercial vechicle.If all investing institutions were required to operate under a similar regulation then they would think twice about breaking the rules knowing they will only get a 50k fine while making 10million dollars.They break too many rules regardless of the type of infraction they loose their ability to trade on different levels like if you get caught naked shorting then you are not permitted to short any stock for up to 6 months.I am sure the SEC can come up with more complex rules to keep institutions in line.