Comments on SEC Regulatory Initiatives Under the JOBS Act: Title IV - Small Company Capital Formation

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia
Public Comment Thomas Selz, Frankfurt Kurnit Klein & Selz PC, New York, New York
Public Comment Arthur T. Ling, Denver, Colorado
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a February 19, 2014, meeting with representatives of Guzik & Associates and Seyfarth Shaw LLP
Public Comment Andrea Seidt, President, North American Securities Administrators Association, Inc. (NASAA)
Public Comment Michael L. Zuppone, Paul Hastings LLP, New York, New York
Public Comment William Klehm, Chairman and CEO, Fallbrook Technologies, Cedar Park, Texas
Public Comment Edward C. Goodwin, Ph.D., Angel Investor Forum, New Haven, Connecticut
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a June 24, 2013, meeting with attorneys from Fried, Frank, Harris, Shriver & Jacobson LLP and representatives of Barclays Capital
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a June 12, 2013, meeting with attorneys from Kaplan Voekler Cunningham & Frank, PLC
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a June 4, 2013, meeting with attorneys from Fried, Frank, Harris, Shriver & Jacobson LLP and representatives of Barclays Capital, Deutsche Bank, and The Lionstone Group
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 16, 2013, meeting with a representative of CONNECT
Public Comment Robert R. Kaplan, Jr. and Mark A. Cleaves; Kaplan, Voekler, Cunningham & Frank PLC
Public Comment G.S. Mccallister, Punta Gorda, Florida
Public Comment Karl M. Sjogren
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an April 17, 2013, meeting with representatives of the North American Securities Administrators Association (NASAA)
Public Comment A. Heath Abshure, President, North American Securities Administrators Association
Public Comment Todd Combre, CEO, ArcaneCapital, Canoga Park, California
Public Comment Og Oggilby, Lompoc, California
Public Comment William R. Hambrecht, Chairman and CEO, WR Hambrecht+Co., New York, New York
Public Comment Mike Nelson, New York
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a December 3, 2012, meeting with representatives of WR Hambrecht + Co and Morrison & Foerster LLP
Public Comment Rutheford B. Campbell, Jr., William L. Matthews Professor of Law, University of Kentucky
Public Comment Paul Getty, Managing Director, Satwik Ventures LLC
Public Comment Brad Jacobsen, Vantus Law Group, P.C., South Jordan, Utah
Public Comment George W. Beard, Managing Member, Beacon Investment Partners LLC (DE), Harrisburg, Pennsylvania
Public Comment Thomas D. O'Rourke, Pres, Alpine Ventures, Cresskill, New Jersey
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a September 12, 2012, teleconference with representatives of University of Kentucky, College of Law
Public Comment Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia
Public Comment Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute, Charlottesville, Virginia

Last Reviewed or Updated: Dec. 18, 2025

How to submit comments