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Family Offices Exclusion:
Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
See also: Comments on Proposed Rule: Family Offices; File No. S7-25-10
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Sep. 22, 2010 | Richard H. Baker, President and CEO, Managed Funds Association |
Sep. 2, 2010 | Martin E. Lybecker, WilmerHale, Washington, DC |
Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
Meetings with SEC Officials
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Oct. 8, 2010 | Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum |
Oct. 8, 2010 | Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable |
Oct. 7, 2010 | Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association |
Sep. 8, 2010 | Memorandum from the Division of Investment Management regarding a September 7, 2010 meeting with the representatives of The Private Investors Coalition, Inc. |
http://www.sec.gov/comments/df-title-iv/family-offices/family-offices.shtml
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