Subject: File No. DF Title IX - Enhancing IA Examinations
From: Jennifer OConnell, CPA
Affiliation: CFO of RIA and former CCO, Member AICPA NSCP

September 22, 2010

Please refer to the attached copy of our letter to our Senators in 2009 re: the enhancement of investor protections in the securities industry. We continue to stand by its content and the recommendations of the IAA.