Subject: cll-13: WebForm Comments from Brian Morales
From: Brian Morales
Affiliation: Retired FIREFIGHTER

Aug. 31, 2022



August 31, 2022

 If you want to follow your vision and mission begin with the following to protect individual (retail) investors:

1. Ban ALL PFOF
2. Enforce failures to receive purchased securities
3. Ban the improper use of DARK POOLS to prevent stock manipulation
4. Hold short sellers accountable when using mass media to cause harm to companies
5. Stronger penalties for enforcement instead of fines being just the cost of doing business

Please, start here- there are many other aspects to protect investors-This is just a beginning