June 27, 2020
Dear Sir/Madam,
I would like to be included in the SEC's Fair Fund resulting from the deVere USA litigation.
I was a client of deVere USA, advised by Benjamin Alderson of their NYC office. They reviewed my situation and recommended the transfer of my UK pension to a QROPS fund without the following:
- Lack of disclosure on the compensation/upfront commission to transfer my pension to a QROPS with RL360.
- Lack of disclosure on the compensation/upfront commission to invest my funds in a UBS structured note or mutual funds paying adviser's commission.
- Lack of disclosure on conflicts of interest.
I look forward to your consideration of this request, and your decision in due course.
Kind regards,
James E. Dadd