Sep. 02, 2020
Madam/Sir, I have recently been advised that I should apply to be included in the SEC’s Fair fund resulting from the deVere USA litigation. When opening my account with deVere there was both a lack of disclosure on the compensation/upfront commission to transfer my pension to a QROPS with RL360, as well as a lack of disclosure on the compensation/upfront commission to invest my funds in a UBS structured note. As a direct result of their lack of clarity and transparency I have suffered some losses, which I am hoping to recover, at least some of, from the above litigation. My account was opened in July 2013 and my deVere agent/representative was Benjamin J. Alderson. Please advise and additional information that you require from me to participate in the SEC’s Fair Fund. Thank you for your kind consideration. Keith Wyatt