Jun. 17, 2020
Dear, Initial discussions with De-Vere took place around September 2013, where they ultimately recommended to transfer my UK pension(s) to a QROPS, I now understand there might be compensation available through the SEC's Fair Fund that was set up as a result of an investigation on deVere USA Inc. I also understand some of the key points are around the 3 areas below, what I am not able to compare is the disclosure or greater transparency I should have received during the process. 1. Lack of disclosure on the compensation/upfront commission to transfer my pension to a QROPS with RL360. 2. Lack of disclosure on the compensation/upfront commission to invest my funds in a structured note or mutual funds paying adviser's commission. 3. Lack of disclosure on conflicts of interest. For me to be considered to be part of “The Plan proposes to distribute the Net Fair Fund to those harmed investors previously identified by Commission staff in accordance with the Plan of Allocation (Exhibit A) of the Plan.” Is there anything I need to provide beyond notification of this email? Best regards Julian Brooks