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U.S. Securities and Exchange Commission


Mathias Edward J (0001245933)
formerly: MATHIES EDWARD J (until 2004-05-06)
Mailing Address
1330 AVENUE OF THE AMERICAS
40TH FLOOR
NEW YORK NY 10019
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Carlyle Group L.P. 0001527166 2017-02-01 director
ALLIED CAPITAL CORP 0000003906 2010-04-01 director
AETHER SYSTEMS INC
Current Name:NexCen Brands, Inc.
0001093434 2009-11-19 director
Cullen Agricultural Holding Corp 0001471256 2009-10-22 director
Triplecrown Acquisition Corp. 0001405082 2007-10-22 director
Victory Acquisition Corp 0001386787 2007-04-24 director
AMERICAN APPAREL, INC 0001336545 2005-12-15 director


Items 1 - 31

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2017-02-01   Carlyle Group L.P. 4 A-Award --D 2617.0000 40707.0000 1 0001527166 Common Units
A 2016-02-01   Carlyle Group L.P. 4 A-Award --D 4485.0000 38090.0000 1 0001527166 Common Units
D 2015-08-03   Carlyle Group L.P. 4 S-Sale --D 1542.0000 33605.0000 1 0001527166 Common Units
D 2015-06-05   Carlyle Group L.P. 4 D-Return --D 49781.0000 569461.0000 1 0001527166 Carlyle Holdings partnership units
A 2015-02-01   Carlyle Group L.P. 4 A-Award --D 2282.0000 35147.0000 1 0001527166 Common Units
D 2014-03-10   Carlyle Group L.P. 4 D-Return --D 49060.0000 619242.0000 1 0001527166 Carlyle Holdings partnership units
A 2014-02-01   Carlyle Group L.P. 4 A-Award --D 28728.0000 28728.0000 1 0001527166 Common Units
A 2014-02-01   Carlyle Group L.P. 4 A-Award --D 4137.0000 32865.0000 2 0001527166 Common Units
D 2010-04-01   ALLIED CAPITAL CORP 4 D-Return --D 716.0000 0.0000 1 0000003906 Common Stock
D 2010-04-01   ALLIED CAPITAL CORP 4 D-Return --D 10000.0000 0.0000 4 0000003906 Non-Qualified Stock Option (right to buy)
D 2010-04-01   ALLIED CAPITAL CORP 4 D-Return --I 1220.0000 0.0000 2 0000003906 Common Stock
D 2010-04-01   ALLIED CAPITAL CORP 4 D-Return --I 33000.0000 0.0000 3 0000003906 Common Stock
A 2009-11-19   NexCen Brands, Inc. 4 A-Award --D 150000.0000 150000.0000 1 0001093434 Stock Options (right to buy)
A 2009-05-13   ALLIED CAPITAL CORP 4 A-Award --D 10000.0000 10000.0000 1 0000003906 Non-Qualified Stock Option (right to buy)
A 2008-03-25   NexCen Brands, Inc. 4 P-Purchase --D 10000.0000 43000.0000 1 0001093434 Common Stock
A 2008-03-25   NexCen Brands, Inc. 4 P-Purchase --I 3000.0000 7700.0000 2 0001093434 Common Stock
A 2007-09-06   NexCen Brands, Inc. 4 A-Award --D 100000.0000 100000.0000 1 0001093434 Stock Options
A 2006-10-31   AETHER HOLDINGS INC 4 A-Award --D 25000.0000 25000.0000 1 0001093434 stock options
A 2002-08-14   AETHER SYSTEMS INC 4/A P-Purchase --I 4700.0000 4700.0000 3 0001093434 Common Stock
A 2002-08-14   AETHER SYSTEMS INC 4/A P-Purchase --I 19000.0000 19000.0000 1 0001093434 Common Stock
A 2002-08-14   AETHER SYSTEMS INC 4/A P-Purchase --D 14000.0000 14000.0000 2 0001093434 Common Stock
- -   Endeavor Acquisition Corp. 3 - --D 40000.0000 1 0001336545 Common Stock
- -   Cullen Agricultural Holding Corp 3 - --D 2 0001471256 Warrants (Right to Buy)
- -   Triplecrown Acquisition Corp. 3 - --D 2 0001405082 Warrants
- -   ALLIED CAPITAL CORP 3 - --I 33000.0000 3 0000003906 Common Stock
- -   Victory Acquisition Corp 3 - --D 60000.0000 1 0001386787 Common Stock
- -   Carlyle Group L.P. 3 - --D 1 0001527166 Carlyle Holdings partnership units
- -   ALLIED CAPITAL CORP 3 - --D 716.0000 1 0000003906 Common Stock
- -   Cullen Agricultural Holding Corp 3 - --D 60000.0000 1 0001471256 Common Stock
- -   Triplecrown Acquisition Corp. 3 - --D 60000.0000 1 0001405082 Common Stock
- -   ALLIED CAPITAL CORP 3 - --I 1220.0000 2 0000003906 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016