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U.S. Securities and Exchange Commission


ROSSOTTI CHARLES O (0001237642)
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Booz Allen Hamilton Holding Corp 0001443646 2016-08-05 director
AES CORP 0000874761 2016-04-21 director
BANK OF AMERICA CORP /DE/ 0000070858 2012-12-31 director
MERRILL LYNCH & CO INC
Current Name:MERRILL LYNCH & CO., INC.
0000065100 2009-01-01 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2016-08-05   Booz Allen Hamilton Holding Corp 4 A-Award --D 6947.0000 106348.0000 1 0001443646 Class A Common Stock
A 2016-04-21   AES CORP 4 A-Award --D 42043.0000 303273.0000 1 0000874761 Units
A 2015-08-07   Booz Allen Hamilton Holding Corp 4 A-Award --D 7474.0000 99401.0000 1 0001443646 Class A Common Stock
A 2015-04-23   AES CORP 4 A-Award --D 35094.0000 261230.0000 1 0000874761 Units
A 2014-08-08   Booz Allen Hamilton Holding Corp 4 A-Award --D 8499.0000 91927.0000 1 0001443646 Class A Common Stock
A 2014-04-17   AES CORP 4 A-Award --D 32756.0000 226136.0000 1 0000874761 Units
A 2013-08-21   Booz Allen Hamilton Holding Corp 4 A-Award --D 8730.0000 83428.0000 1 0001443646 Class A Common Stock
A 2013-04-18   AES CORP 4 A-Award --D 37012.0000 193380.0000 1 0000874761 Units
A 2013-03-20   AES CORP 4 M-Exempt --D 17725.0000 31912.0000 2 0000874761 Common Stock
D 2013-03-20   AES CORP 4 M-Exempt --D 17725.0000 0.0000 5 0000874761 Stock Option (Right to Buy)
A 2013-03-20   AES CORP 4 M-Exempt --D 4187.0000 14187.0000 1 0000874761 Common Stock
D 2013-03-20   AES CORP 4 M-Exempt --D 4187.0000 0.0000 4 0000874761 Stock Option (Right to Buy)
A 2012-12-31   BANK OF AMERICA CORP /DE/ 5 A-Award --D 332.1300 101723.0900 2 0000070858 Phantom Stock
A 2012-12-31   BANK OF AMERICA CORP /DE/ 5 A-Award --D 96.4800 6302.4800 3 0000070858 Stock Unit Plan
A 2012-08-02   Booz Allen Hamilton Holding Corp 4 A-Award --D 2887.0000 74698.0000 1 0001443646 Class A Common Stock
A 2012-05-09   BANK OF AMERICA CORP /DE/ 4 A-Award --D 34928.8500 101390.9600 3 0000070858 Phantom Stock
A 2012-04-19   AES CORP 4 A-Award --D 22759.0000 156368.0000 3 0000874761 Units
A 2012-04-01   Booz Allen Hamilton Holding Corp 4 A-Award --D 2936.0000 71811.0000 1 0001443646 Class A Common Stock
A 2012-03-23   BANK OF AMERICA CORP /DE/ 4 A-Award --D 353.4600 66462.1100 2 0000070858 Phantom Stock
A 2011-05-27   BANK OF AMERICA CORP /DE/ 4 P-Purchase --D 10000.0000 29929.0000 1 0000070858 Common Stock
A 2011-05-27   BANK OF AMERICA CORP /DE/ 4 P-Purchase --D 10000.0000 39929.0000 2 0000070858 Common Stock
A 2011-05-11   BANK OF AMERICA CORP /DE/ 4 A-Award --D 22040.8200 66108.6500 3 0000070858 Phantom Stock
A 2011-04-21   AES CORP 4 A-Award --D 19281.0000 133609.0000 3 0000874761 Units
A 2011-04-01   Booz Allen Hamilton Holding Corp 4 A-Award --D 9295.0000 68875.0000 1 0001443646 Class A Common Stock
A 2011-03-25   BANK OF AMERICA CORP /DE/ 4 A-Award --D 127.5300 44067.8300 2 0000070858 Phantom Stock
A 2010-04-28   BANK OF AMERICA CORP /DE/ 4 A-Award --D 15185.6000 43940.3000 3 0000070858 Phantom Stock
A 2010-04-22   AES CORP 4 A-Award --D 20327.0000 114328.0000 1 0000874761 Units
A 2010-03-26   BANK OF AMERICA CORP /DE/ 4 A-Award --D 34.8800 28754.7000 2 0000070858 Phantom Stock
A 2009-11-01   BANK OF AMERICA CORP /DE/ 4 A-Award --D 1031.6900 28719.8200 4 0000070858 Phantom Stock
A 2009-09-25   BANK OF AMERICA CORP /DE/ 4 A-Award --D 16.6700 27688.1300 3 0000070858 Phantom Stock
A 2009-06-26   BANK OF AMERICA CORP /DE/ 4 A-Award --D 21.6900 27671.4600 2 0000070858 Phantom Stock
A 2009-04-29   BANK OF AMERICA CORP /DE/ 4 A-Award --D 27649.7700 27649.7700 2 0000070858 Phantom Stock
A 2009-04-23   AES CORP 4 A-Award --D 32714.0000 94001.0000 3 0000874761 Units
A 2009-02-04   BANK OF AMERICA CORP /DE/ 4 P-Purchase --D 10000.0000 19929.0000 1 0000070858 Common Stock
A 2009-02-01   BANK OF AMERICA CORP /DE/ 4 A-Award --D 6062.0000 9929.0000 1 0000070858 Common Stock
D 2009-01-01   MERRILL LYNCH & CO., INC. 4 D-Return --D 7220.0000 0.0000 3 0000065100 ML Stock Units
D 2009-01-01   MERRILL LYNCH & CO., INC. 4 D-Return --D 4500.0000 0.0000 1 0000065100 Common Stock
D 2009-01-01   MERRILL LYNCH & CO., INC. 4 D-Return --D 2512.0000 0.0000 4 0000065100 Stock Option (Right to Buy)
D 2009-01-01   MERRILL LYNCH & CO., INC. 4 D-Return --D 18173.0000 0.0000 2 0000065100 Common Stock
A 2008-12-18   MERRILL LYNCH & CO INC 4 A-Award --D 608.0000 7220.0000 1 0000065100 ML Stock Units
A 2008-11-28   MERRILL LYNCH & CO INC 4 A-Award --D 586.0000 6449.0000 1 0000065100 ML Stock Units
A 2008-10-31   MERRILL LYNCH & CO INC 4 A-Award --D 410.0000 5863.0000 1 0000065100 ML Stock Units
A 2008-09-30   MERRILL LYNCH & CO INC 4 A-Award --D 310.0000 5452.0000 1 0000065100 ML Stock Units
A 2008-08-29   MERRILL LYNCH & CO INC 4 A-Award --D 267.0000 5079.0000 1 0000065100 ML Stock Units
A 2008-07-31   MERRILL LYNCH & CO INC 4 A-Award --D 281.0000 4811.0000 1 0000065100 ML Stock Units
A 2008-06-30   MERRILL LYNCH & CO INC 4 A-Award --D 232.0000 4530.0000 1 0000065100 ML Stock Units
A 2008-05-30   MERRILL LYNCH & CO INC 4 A-Award --D 170.0000 4297.0000 1 0000065100 ML Stock Units
A 2008-04-30   MERRILL LYNCH & CO INC 4 A-Award --D 149.0000 4094.0000 1 0000065100 ML Stock Units
A 2008-04-24   MERRILL LYNCH & CO INC 4 A-Award --D 3930.0000 17530.0000 1 0000065100 Common Stock
A 2008-04-24   AES CORP 4 A-Award --I 12358.0000 61287.0000 3 0000874761 Units
A 2008-03-31   MERRILL LYNCH & CO INC 4 A-Award --D 186.0000 3945.0000 1 0000065100 ML Stock Units
A 2008-02-29   MERRILL LYNCH & CO INC 4 A-Award --D 148.0000 3732.0000 1 0000065100 ML Stock Units
A 2008-01-31   MERRILL LYNCH & CO INC 4 A-Award --D 134.0000 3583.0000 1 0000065100 ML Stock Units
A 2007-12-31   MERRILL LYNCH & CO INC 4 A-Award --D 141.0000 3449.0000 1 0000065100 ML Stock Units
A 2007-11-30   MERRILL LYNCH & CO INC 4 A-Award --D 124.0000 3307.0000 1 0000065100 ML Stock Units
A 2007-10-31   MERRILL LYNCH & CO INC 4 A-Award --D 114.0000 3164.0000 1 0000065100 ML Stock Units
A 2007-10-12   AES CORP 4 A-Award --I 10208.0000 48929.0000 3 0000874761 Units
A 2007-09-28   MERRILL LYNCH & CO INC 4 A-Award --D 104.0000 3050.0000 1 0000065100 ML Stock Units
A 2007-08-31   MERRILL LYNCH & CO INC 4 A-Award --D 101.0000 2945.0000 1 0000065100 ML Stock Units
A 2007-07-31   MERRILL LYNCH & CO INC 4 A-Award --D 98.0000 2831.0000 1 0000065100 ML Stock Units
A 2007-06-29   MERRILL LYNCH & CO INC 4 A-Award --D 88.0000 2732.0000 1 0000065100 ML Stock Units
A 2007-05-31   MERRILL LYNCH & CO INC 4 A-Award --D 79.0000 2643.0000 1 0000065100 ML Stock Units
A 2007-04-30   MERRILL LYNCH & CO INC 4 A-Award --D 68.0000 2554.0000 2 0000065100 ML Stock Units
A 2007-04-27   MERRILL LYNCH & CO INC 4 A-Award --D 2053.0000 13406.0000 1 0000065100 Common Stock
A 2007-03-30   MERRILL LYNCH & CO INC 4 A-Award --D 76.0000 2485.0000 1 0000065100 ML Stock Units
A 2007-02-28   MERRILL LYNCH & CO INC 4 A-Award --D 74.0000 2399.0000 1 0000065100 ML Stock Units
A 2007-01-31   MERRILL LYNCH & CO INC 4 A-Award --D 67.0000 2324.0000 1 0000065100 ML Stock Units
A 2006-12-31   MERRILL LYNCH & CO INC 4 A-Award --D 66.0000 2257.0000 1 0000065100 ML Stock Units
A 2006-11-30   MERRILL LYNCH & CO INC 4 A-Award --D 70.0000 2190.0000 1 0000065100 ML Stock Units
A 2006-10-31   MERRILL LYNCH & CO INC 4 A-Award --D 71.0000 2114.0000 1 0000065100 ML Stock Units
A 2006-09-30   MERRILL LYNCH & CO INC 4 A-Award --D 79.0000 2042.0000 1 0000065100 ML Stock Units
A 2006-08-31   MERRILL LYNCH & CO INC 4 A-Award --D 85.0000 1963.0000 1 0000065100 ML Stock Units
A 2006-07-31   MERRILL LYNCH & CO INC 4 A-Award --D 86.0000 1872.0000 1 0000065100 ML Stock Units
A 2006-06-30   MERRILL LYNCH & CO INC 4 A-Award --D 89.0000 1785.0000 1 0000065100 ML Stock Units
A 2006-05-31   MERRILL LYNCH & CO INC 4 A-Award --D 86.0000 1695.0000 1 0000065100 ML Stock Units
A 2006-05-11   AES CORP 4 A-Award --I 9070.0000 38721.0000 3 0000874761 Units
A 2006-04-28   MERRILL LYNCH & CO INC 4 A-Award --D 80.0000 1603.0000 2 0000065100 ML Stock Units
A 2006-04-28   MERRILL LYNCH & CO INC 4 A-Award --D 2392.0000 11261.0000 1 0000065100 Common Stock
D 2006-04-18   AES CORP 4 S-Sale --I 4000.0000 101500.0000 5 0000874761 Common Stock
D 2006-04-18   AES CORP 4 S-Sale --I 700.0000 48700.0000 13 0000874761 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016