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U.S. Securities and Exchange Commission


DODDS CHRISTOPHER V (0001186004)
Mailing Address
ITG INC.
ONE LIBERTY PLAZA, 165 BROADWAY
NEW YORK NY 10006
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
SCHWAB CHARLES CORP 0000316709 2016-05-19 director
INVESTMENT TECHNOLOGY GROUP INC
Current Name:INVESTMENT TECHNOLOGY GROUP, INC.
0000920424 2015-06-11 director
COST PLUS INC/CA/ 0000798955 2009-03-23 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2016-05-19   SCHWAB CHARLES CORP 4 A-Award --D 7866.0000 7866.0000 3 0000316709 Nonqualified Stock Option (right to buy)
A 2016-05-19   SCHWAB CHARLES CORP 4 A-Award --D 4652.0000 9302.0000 1 0000316709 Common Stock
A 2015-06-11   INVESTMENT TECHNOLOGY GROUP, INC. 4 A-Award --D 2722.0000 34046.0000 1 0000920424 Common Stock
A 2015-05-15   SCHWAB CHARLES CORP 4 A-Award --D 8548.0000 8548.0000 3 0000316709 Nonqualified Stock Option (right to buy)
A 2015-05-15   SCHWAB CHARLES CORP 4 A-Award --D 3500.0000 7084.0000 1 0000316709 Common Stock
A 2015-02-24   INVESTMENT TECHNOLOGY GROUP, INC. 4 M-Exempt --D 5695.0000 37019.0000 1 0000920424 Common Stock
D 2015-02-24   INVESTMENT TECHNOLOGY GROUP, INC. 4 S-Sale --D 5695.0000 31324.0000 2 0000920424 Common Stock
A 2015-02-24   INVESTMENT TECHNOLOGY GROUP, INC. 4 M-Exempt --D 5695.0000 0.0000 3 0000920424 Option (right to buy)
A 2014-12-11   SCHWAB CHARLES CORP 4 A-Award --D 391.0000 3584.0000 1 0000316709 Common Stock
A 2014-12-11   SCHWAB CHARLES CORP 4 A-Award --D 1446.0000 1446.0000 3 0000316709 Nonqualified Stock Option (right to buy)
A 2014-06-12   INVESTMENT TECHNOLOGY GROUP, INC. 4 A-Award --D 3996.0000 31324.0000 1 0000920424 Common Stock
A 2013-06-11   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 5129.0000 27328.0000 1 0000920424 Common Stock
A 2012-06-12   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 7742.0000 22199.0000 1 0000920424 Common Stock
A 2011-07-29   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 2959.0000 14457.0000 1 0000920424 Common Stock
A 2011-07-29   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 8533.0000 8533.0000 2 0000920424 Option (right to buy)
A 2010-06-25   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 2065.0000 11498.0000 1 0000920424 Common Stock
A 2010-06-25   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 5695.0000 5695.0000 2 0000920424 Option (right to buy)
A 2009-06-26   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 4449.0000 4449.0000 2 0000920424 Option (right to buy)
A 2009-06-26   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 1792.0000 9433.0000 1 0000920424 Common Stock
A 2009-03-23   COST PLUS INC/CA/ 4 A-Award --D 1500.0000 1500.0000 1 0000798955 Director Stock Option (right to buy)
A 2008-08-26   INVESTMENT TECHNOLOGY GROUP INC 4 P-Purchase --D 5000.0000 7641.0000 1 0000920424 Common Stock
A 2008-06-17   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 2641.0000 2641.0000 1 0000920424 Common Stock
A 2008-06-13   INVESTMENT TECHNOLOGY GROUP INC 4 A-Award --D 7508.0000 7508.0000 2 0000920424 Option (right to buy)
A 2008-03-24   COST PLUS INC/CA/ 4 A-Award --D 12000.0000 12000.0000 1 0000798955 Director Stock Option (right to buy)
A 2007-05-07   COST PLUS INC/CA/ 4 A-Award --D 8000.0000 8000.0000 1 0000798955 Director Stock Option (right to buy)
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 1200.0000 295656.0000 6 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 700.0000 288765.0000 14 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 200.0000 299756.0000 1 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 100.0000 293556.0000 9 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 500.0000 297756.0000 4 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 400.0000 289965.0000 12 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 1400.0000 294256.0000 7 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 600.0000 299156.0000 2 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 1991.0000 291565.0000 10 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 900.0000 296856.0000 5 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 500.0000 289465.0000 13 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 600.0000 293656.0000 8 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 900.0000 298256.0000 3 0000316709 Common Stock
D 2007-02-28   SCHWAB CHARLES CORP 4 S-Sale --I 1200.0000 290365.0000 11 0000316709 Common Stock
D 2007-02-25   SCHWAB CHARLES CORP 4 F-InKind --D 9437.0000 189086.0000 1 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 29175.0000 358459.0000 9 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --D 25716.0000 0.0000 17 0000316709 Non-Qualified Stock Option (right to buy)
A 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --I 125000.0000 424956.0000 1 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 15600.0000 305256.0000 12 0000316709 Common Stock
A 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --I 4284.0000 484956.0000 4 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 19501.0000 398472.0000 7 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --D 125000.0000 0.0000 15 0000316709 Non-Qualified Stock Option (right to buy)
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 10850.0000 347609.0000 10 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --D 4284.0000 0.0000 18 0000316709 Incentive Stock Option (right to buy)
A 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --I 30000.0000 454956.0000 2 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 600.0000 304656.0000 13 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 19400.0000 465556.0000 5 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 10838.0000 387634.0000 8 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --D 30000.0000 0.0000 16 0000316709 Non-Qualified Stock Option (right to buy)
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 26753.0000 320856.0000 11 0000316709 Common Stock
A 2007-02-22   SCHWAB CHARLES CORP 4 M-Exempt --I 25716.0000 480672.0000 3 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 47583.0000 417973.0000 6 0000316709 Common Stock
D 2007-02-22   SCHWAB CHARLES CORP 4 S-Sale --I 4700.0000 299956.0000 14 0000316709 Common Stock
D 2007-02-02   SCHWAB CHARLES CORP 4 S-Sale --I 8900.0000 329306.0000 3 0000316709 Common Stock
D 2007-02-02   SCHWAB CHARLES CORP 4 M-Exempt --D 19125.0000 0.0000 6 0000316709 Incentive Stock Option (right to buy)
A 2007-02-02   SCHWAB CHARLES CORP 4 M-Exempt --I 19125.0000 319081.0000 1 0000316709 Common Stock
D 2007-02-02   SCHWAB CHARLES CORP 4 S-Sale --I 21662.0000 307644.0000 4 0000316709 Common Stock
D 2007-02-02   SCHWAB CHARLES CORP 4 M-Exempt --D 19125.0000 0.0000 7 0000316709 Non-Qualified Stock Option (right to buy)
A 2007-02-02   SCHWAB CHARLES CORP 4 M-Exempt --I 19125.0000 338206.0000 2 0000316709 Common Stock
D 2007-02-02   SCHWAB CHARLES CORP 4 S-Sale --I 7688.0000 299956.0000 5 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 200.0000 307562.0000 6 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 100.0000 303462.0000 14 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 10556.0000 282331.0000 22 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 677.0000 255279.0000 30 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 100.0000 254456.0000 5 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 200.0000 304162.0000 9 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 400.0000 302762.0000 17 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 3875.0000 261380.0000 25 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 M-Exempt --D 33750.0000 0.0000 33 0000316709 Non-Qualified Stock Option (right to buy)
A 2006-11-21   SCHWAB CHARLES CORP 4 M-Exempt --I 32100.0000 269556.0000 1 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 100.0000 304862.0000 4 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 100.0000 303662.0000 12 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 2200.0000 297387.0000 20 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 800.0000 256056.0000 28 0000316709 Common Stock
D 2006-11-21   SCHWAB CHARLES CORP 4 S-Sale --I 100.0000 254656.0000 3 0000316709 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016