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U.S. Securities and Exchange Commission


HERBALIFE LTD. (0001180262)
SIC: 5122 - Wholesale-Drugs, Proprietaries & Druggists' Sundries
State location: E9 | State of Inc.: E9 | Fiscal Year End: 1231
formerly: WH HOLDINGS CAYMAN ISLANDS LTD (until 2004-12-13)
Business Address
P.O. BOX 309GT
UGLAND HOUSE, SOUTH CHURCH STREET
GEORGE TOWN E9 00000
310 410 9600
Mailing Address
P.O. BOX 309GT
UGLAND HOUSE, SOUTH CHURCH STREET
GEORGE TOWN E9 00000
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
ICAHN CARL C 0000921669 2017-03-10 10 percent owner
HIGH RIVER LIMITED PARTNERSHIP 0000928464 2017-03-10 10 percent owner
ICAHN PARTNERS LP 0001313666 2017-03-10 10 percent owner
ICAHN PARTNERS MASTER FUND LP 0001322827 2017-03-10 10 percent owner
Walsh Des 0001373040 2017-03-07 officer: President
LEVY ROBERT 0001311283 2017-03-06 officer: EVP, WW Sales & Marketing
Dunn Jeff 0001476192 2017-03-03 director
Cardoso Pedro 0001463406 2017-03-01 director
Li Jerry 0001615439 2017-03-01 officer: SVP, Managing Director, China
JOHNSON MICHAEL 0001311173 2017-02-28 director, officer: Chairman & CEO
Tartol John 0001343530 2017-02-28 director
GOUDIS RICHARD 0001311175 2017-02-23 officer: Chief Operating Officer
PEZZULLO DAVID 0001311282 2017-02-23 officer: EVP WW Operations
DeSimone John 0001463405 2017-02-23 officer: Chief Financial Officer
Hienrich Edi 0001472187 2017-02-23 officer: SVP/Managing Director EMEA
Fernandez Calero Miguel Angel 0001472194 2017-02-23 officer: EVP, The Americas & WWD Ops
Chiu Shin-Shing Bosco 0001504597 2017-02-23 officer: Principal Accounting Officer
Fleming Ibelis 0001513887 2017-02-23 officer: SVP/Managing Dir North America
Friedman Mark J 0001590024 2017-02-23 officer: General Counsel
Alzarez Jesus 0001615466 2017-02-23 officer: VP, General Manager, Mexico
Okuhara Gioji 0001615478 2017-02-23 officer: VP, General Manager, Brazil
Aspauza Jossie 0001624298 2017-02-23 officer: VP, SAM/CAM
Hoffman Alan L 0001624527 2017-02-23 officer: EVP, Global Corporate Affairs
Conchie Stephen 0001661500 2017-02-23 officer: VP, Gen. Mgr. - Southeast Asia
Lamberti Frank 0001661501 2017-02-23 officer: SVP, Managing Dir. -North Asia
Bermingham Richard P 0001301747 2016-05-09 director
Montelongo Michael 0001328755 2016-05-09 director
Carmona Richard H 0001389349 2016-05-09 director
Nelson James Larry 0001424471 2016-05-09 director
GARY HUNTER CLARK 0001425798 2016-05-09 director
COZZA KEITH 0001559415 2016-05-09 director
CHRISTODORO JONATHAN 0001575440 2016-05-09 director
Otero Maria 0001594205 2016-05-09 director
LYNN JESSE 0001605350 2016-05-09 director
RAHN WILLIAM 0001311181 2015-02-11 officer: SVP / Mg Dir. - Asia Pacific
CHAPMAN BRETT 0001311177 2014-08-12 officer: Chief Legal Officer
Cuesta Patricio 0001467442 2014-07-22 officer: SVP/Managing Director SAM
Barnes Leroy Jr. 0001180608 2014-07-15 director
NICHOLAS COLOMBE M 0001200435 2014-01-03 director
LEVITT MICHAEL J 0001228160 2013-12-19 director
Black Carole 0001383941 2013-12-19 director
ICAHN PARTNERS MASTER FUND III L.P. 0001414179 2013-05-03 10 percent owner
ICAHN PARTNERS MASTER FUND II L.P. 0001414181 2013-05-03 10 percent owner
DASHE MURRAY H 0001192304 2012-02-29 director
HIGBY LAWRENCE M 0001203977 2011-04-28 director
Zimmer Thomas 0001373048 2011-02-18 officer: SVP, North America
Henig Yair Steve 0001434625 2010-10-28 officer: Chief Scientific Officer
Roberts David Wynne 0001340465 2009-08-21 officer: SVP - EMEA
Mendizabal Mora Adriana Gabriela 0001411311 2009-04-02 officer: SVP - Mexico & Central America
Waisbein Leon 0001335125 2008-11-20 director
Gaba Hal 0001425513 2008-11-12 director
NOACK PAUL 0001311183 2008-10-17 officer: Managing Director/Asia Pacific
PROBERT GREGORY 0001311182 2008-04-04 officer: President & COO
Bini Eneida 0001373082 2008-03-31 officer: Senior Vice President, Brazil
MASLEN PETER 0001181113 2008-01-15 director
Rico Valeria 0001356777 2008-01-15 director
Chin Percy 0001373081 2007-05-29 officer: SVP, Greater China
Gomez Sergio Medina 0001373064 2007-05-24 officer: SVP, Mexico & Central America
WHITNEY V LP 0001134219 2007-05-03 other: Former 10% Owner
WHITNEY PRIVATE DEBT FUND LP 0001234354 2007-05-03 other: Former 10% Owner
CASTLEMAN PETER M 0001239594 2007-05-03 director
WHITNEY STRATEGIC PARTNERS V LP 0001244625 2007-05-03 other: Former 10% Owner
WHITNEY EQUITY PARTNERS V LLC 0001244626 2007-05-03 other: Former 10% Owner
BARATZ ARIE 0001394555 2007-03-26 10 percent owner
VARELA BARRIOS ENRIQUE JAVIER 0001394556 2007-03-26 10 percent owner
Najera Diaz Juan Jose 0001394559 2007-03-26 10 percent owner
Man Leung Sze 0001394441 2007-03-25 10 percent owner
COHN FREDRICK J 0001394558 2007-03-25 10 percent owner
PETERSON JOHN OWEN 0001393829 2007-03-20 10 percent owner
DA SILVA JOSE PAULO DINIS 0001393846 2007-03-20 10 percent owner
KIM TAE HO 0001393865 2007-03-20 10 percent owner
Peterson Susan B 0001394260 2007-03-20 10 percent owner, officer: Executive Vice President & CFO
DEJAEGHERE MICHIKO 0001393823 2007-03-19 10 percent owner
STANFORD LESLIE 0001311171 2007-03-18 10 percent owner
LEHMANN MARKUS 0001311284 2007-03-18 10 percent owner
BOS-VUIJST J.M 0001393822 2007-03-18 10 percent owner
Jacques Bos Ronald Peter 0001394440 2007-03-18 10 percent owner
DOMINIK DAVID 0001211590 2007-02-07 10 percent owner
Rogers Jesse 0001311562 2007-02-07 10 percent owner
CCG AV, LLC-Series C 0001311628 2007-02-07 10 percent owner
CCG Investment Fund-AI, LP 0001311630 2007-02-07 10 percent owner
CCG Associates-AI, LLC 0001311631 2007-02-07 10 percent owner
CCG Associates-QP, LLC 0001311632 2007-02-07 10 percent owner
CCG Investments (BVI), L.P. 0001311633 2007-02-07 10 percent owner
Golden Gate Capital Management, L.L.C. 0001311635 2007-02-07 10 percent owner
CCG CI, LLC 0001311637 2007-02-07 10 percent owner
CCG AV, LLC-Series E 0001311638 2007-02-07 10 percent owner
David Halbert 0001356776 2007-01-15 director
PURDY JOHN 0001311178 2006-05-08 officer: Regional Director Asia Pacific
ORR CHARLES 0001311172 2006-01-15 director
STONE MICHAEL R 0001239596 2005-12-22 10 percent owner
LAVERACK WILLIAM JR 0001239598 2005-12-19 10 percent owner
HOCKIN JOHN C 0001239601 2005-12-19 10 percent owner
RODGERS STEVEN E 0001239604 2005-12-19 10 percent owner
VIGANO PAUL R 0001239606 2005-12-19 10 percent owner
WILLIAMS ROBERT M JR 0001239610 2005-12-19 10 percent owner
O BRIEN DANIEL J 0001239638 2005-12-19 10 percent owner
Diekroeger Kenneth 0001311563 2005-12-13 director, 10 percent owner
KANE BRIAN 0001311180 2005-10-14 officer: President - Europe
BURDICK HENRY 0001311174 2005-05-02 director, officer: Vice Chairman
GREEN RIVER OFFSHORE FUND LTD 0001164428 2005-03-30 other: Former 10% owner
FORDYCE JAMES H 0001239600 2004-12-15 director
GGC Administration, L.L.C. 0001311660 2004-12-15 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2017-03-10   ICAHN CARL C 4 P-Purchase --I 372324.0000 22872324.0000 1 0000921669 Common Shares, par value $0.001 per share ("Shares")
D 2017-03-07   Walsh Des 4 M-Exempt --D 32236.0000 0.0000 4 0001373040 Stock Appreciation Right
D 2017-03-07   Walsh Des 4 F-InKind --D 10383.0000 135738.0000 3 0001373040 Common Stock
D 2017-03-07   Walsh Des 4 D-Return --D 12218.0000 146121.0000 2 0001373040 Common Stock
A 2017-03-07   Walsh Des 4 M-Exempt --D 32236.0000 $158339.0000 1 0001373040 Common Stock
D 2017-03-06   LEVY ROBERT 4 M-Exempt --D 32236.0000 0.0000 4 0001311283 Stock Appreciation Right
D 2017-03-06   LEVY ROBERT 4 F-InKind --D 8109.0000 182747.0000 3 0001311283 Common Stock
D 2017-03-06   LEVY ROBERT 4 D-Return --D 11861.0000 190856.0000 2 0001311283 Common Stock
A 2017-03-06   LEVY ROBERT 4 M-Exempt --D 32236.0000 $202717.0000 1 0001311283 Common Stock
D 2017-03-03   Dunn Jeff 4 M-Exempt --D 13064.0000 0.0000 3 0001476192 Stock Appreciation Rights
D 2017-03-03   Dunn Jeff 4 D-Return --D 5353.0000 27589.0000 2 0001476192 Common Stock
A 2017-03-03   Dunn Jeff 4 M-Exempt --D 13064.0000 32942.0000 1 0001476192 Common Stock
D 2017-03-02   Tartol John 4 S-Sale --D 2758.0000 193422.0000 3 0001343530 Common Stock
D 2017-03-01   Li Jerry 4 S-Sale --D 2000.0000 1600.0000 1 0001615439 Common Stock
D 2017-03-01   Cardoso Pedro 4 M-Exempt --D 13064.0000 0.0000 3 0001463406 Stock Appreciation Rights
D 2017-03-01   Cardoso Pedro 4 D-Return --D 5287.0000 14206.0000 2 0001463406 Common Stock
A 2017-03-01   Cardoso Pedro 4 M-Exempt --D 13064.0000 19493.0000 1 0001463406 Common Stock
D 2017-02-28   Tartol John 4 M-Exempt --D 13064.0000 0.0000 4 0001343530 Stock Appreciation Rights
D 2017-02-28   Tartol John 4 D-Return --D 5306.0000 196180.0000 2 0001343530 Common Stock
A 2017-02-28   Tartol John 4 M-Exempt --D 13064.0000 201486.0000 1 0001343530 Common Stock
D 2017-02-28   JOHNSON MICHAEL 4 M-Exempt --D 290000.0000 0.0000 6 0001311173 Stock Appreciation Right
D 2017-02-28   JOHNSON MICHAEL 4 F-InKind --D 100667.0000 1682135.0000 3 0001311173 Common Stock
D 2017-02-28   JOHNSON MICHAEL 4 D-Return --D 103315.0000 1782802.0000 2 0001311173 Common Stock
A 2017-02-28   JOHNSON MICHAEL 4 M-Exempt --D 290000.0000 1886117.0000 1 0001311173 Common Stock
A 2017-02-23   Walsh Des 4 A-Award --D 12133.0000 12133.0000 4 0001373040 Stock Appreciation Rights
A 2017-02-23   Walsh Des 4 A-Award --D 16650.0000 33300.0000 3 0001373040 Stock Appreciation Rights
A 2017-02-23   Walsh Des 4 A-Award --D 24470.0000 48940.0000 2 0001373040 Stock Appreciation Rights
A 2017-02-23   Walsh Des 4 A-Award --D 50041.0000 83402.0000 1 0001373040 Stock Appreciation Rights
A 2017-02-23   PEZZULLO DAVID 4 A-Award --D 4367.0000 4367.0000 2 0001311282 Stock Appreciation Rights
A 2017-02-23   PEZZULLO DAVID 4 A-Award --D 10603.0000 21206.0000 1 0001311282 Stock Appreciation Rights
A 2017-02-23   Okuhara Gioji 4 A-Award --D 806.0000 806.0000 2 0001615478 Stock Appreciation Rights
A 2017-02-23   Okuhara Gioji 4 A-Award --D 1957.0000 3914.0000 1 0001615478 Stock Appreciation Rights
A 2017-02-23   LEVY ROBERT 4 A-Award --D 4367.0000 4367.0000 3 0001311283 Stock Appreciation Rights
A 2017-02-23   LEVY ROBERT 4 A-Award --D 10603.0000 21206.0000 2 0001311283 Stock Appreciation Rights
A 2017-02-23   LEVY ROBERT 4 A-Award --D 15011.0000 25019.0000 1 0001311283 Stock Appreciation Rights
A 2017-02-23   Lamberti Frank 4 A-Award --D 3359.0000 3359.0000 2 0001661501 Stock Appreciation Rights
A 2017-02-23   Lamberti Frank 4 A-Award --D 1567.0000 1567.0000 1 0001661501 Stock Appreciation Rights
A 2017-02-23   Hoffman Alan L 4 A-Award --D 4367.0000 4367.0000 2 0001624527 Stock Appreciation Rights
A 2017-02-23   Hoffman Alan L 4 A-Award --D 10603.0000 21206.0000 1 0001624527 Stock Appreciation Rights
A 2017-02-23   Hienrich Edi 4 A-Award --D 3359.0000 3359.0000 4 0001472187 Stock Appreciation Rights
A 2017-02-23   Hienrich Edi 4 A-Award --D 2500.0000 5000.0000 3 0001472187 Stock Appreciation Rights
A 2017-02-23   Hienrich Edi 4 A-Award --D 6525.0000 13050.0000 2 0001472187 Stock Appreciation Rights
A 2017-02-23   Hienrich Edi 4 A-Award --D 11547.0000 19245.0000 1 0001472187 Stock Appreciation Rights
A 2017-02-23   GOUDIS RICHARD 4 A-Award --D 12133.0000 12133.0000 4 0001311175 Stock Appreciation Rights
A 2017-02-23   GOUDIS RICHARD 4 A-Award --D 16650.0000 33300.0000 3 0001311175 Stock Appreciation Rights
A 2017-02-23   GOUDIS RICHARD 4 A-Award --D 24470.0000 48940.0000 2 0001311175 Stock Appreciation Rights
A 2017-02-23   GOUDIS RICHARD 4 A-Award --D 50041.0000 83402.0000 1 0001311175 Stock Appreciation Rights
A 2017-02-23   Friedman Mark J 4 A-Award --D 4367.0000 4367.0000 3 0001590024 Stock Appreciation Rights
A 2017-02-23   Friedman Mark J 4 A-Award --D 10603.0000 21206.0000 2 0001590024 Stock Appreciation Rights
A 2017-02-23   Friedman Mark J 4 A-Award --D 15011.0000 25019.0000 1 0001590024 Stock Appreciation Rights
A 2017-02-23   Fleming Ibelis 4 A-Award --D 2688.0000 2688.0000 4 0001513887 Stock Appreciation Rights
A 2017-02-23   Fleming Ibelis 4 A-Award --D 2500.0000 5000.0000 3 0001513887 Stock Appreciation Rights
A 2017-02-23   Fleming Ibelis 4 A-Award --D 6525.0000 13050.0000 2 0001513887 Stock Appreciation Rights
A 2017-02-23   Fleming Ibelis 4 A-Award --D 11547.0000 19245.0000 1 0001513887 Stock Appreciation Rights
A 2017-02-23   Fernandez Calero Miguel Angel 4 A-Award --D 4367.0000 4367.0000 3 0001472194 Stock Appreciation Rights
A 2017-02-23   Fernandez Calero Miguel Angel 4 A-Award --D 10603.0000 21206.0000 2 0001472194 Stock Appreciation Rights
A 2017-02-23   Fernandez Calero Miguel Angel 4 A-Award --D 15011.0000 25019.0000 1 0001472194 Stock Appreciation Rights
A 2017-02-23   DeSimone John 4 A-Award --D 11656.0000 11656.0000 4 0001463405 Stock Appreciation Rights
A 2017-02-23   DeSimone John 4 A-Award --D 10000.0000 20000.0000 3 0001463405 Stock Appreciation Rights
A 2017-02-23   DeSimone John 4 A-Award --D 17944.0000 35888.0000 2 0001463405 Stock Appreciation Rights
A 2017-02-23   DeSimone John 4 A-Award --D 34642.0000 57736.0000 1 0001463405 Stock Appreciation Rights
A 2017-02-23   JOHNSON MICHAEL 4 A-Award --D 33591.0000 33591.0000 3 0001311173 Stock Appreciation Rights
A 2017-02-23   JOHNSON MICHAEL 4 A-Award --D 81566.0000 163132.0000 2 0001311173 Stock Appreciation Rights
A 2017-02-23   JOHNSON MICHAEL 4 A-Award --D 115473.0000 192455.0000 1 0001311173 Stock Appreciation Rights
A 2017-02-23   Conchie Stephen 4 A-Award --D 1522.0000 1522.0000 2 0001661500 Stock Appreciation Rights
A 2017-02-23   Conchie Stephen 4 A-Award --D 1048.0000 1048.0000 1 0001661500 Stock Appreciation Rights
A 2017-02-23   Chiu Shin-Shing Bosco 4 A-Award --D 1545.0000 1545.0000 4 0001504597 Stock Appreciation Rights
A 2017-02-23   Chiu Shin-Shing Bosco 4 A-Award --D 4250.0000 8500.0000 3 0001504597 Stock Appreciation Rights
A 2017-02-23   Chiu Shin-Shing Bosco 4 A-Award --D 3752.0000 7504.0000 2 0001504597 Stock Appreciation Rights
A 2017-02-23   Chiu Shin-Shing Bosco 4 A-Award --D 9237.0000 15396.0000 1 0001504597 Stock Appreciation Rights
A 2017-02-23   Aspauza Jossie 4 A-Award --D 1048.0000 1048.0000 2 0001624298 Stock Appreciation Rights
A 2017-02-23   Aspauza Jossie 4 A-Award --D 1957.0000 3914.0000 1 0001624298 Stock Appreciation Rights
A 2017-02-23   Alzarez Jesus 4 A-Award --D 873.0000 873.0000 2 0001615466 Stock Appreciation Rights
A 2017-02-23   Alzarez Jesus 4 A-Award --D 1957.0000 3914.0000 1 0001615466 Stock Appreciation Rights
A 2016-11-08   ICAHN CARL C 4 P-Purchase --I 373082.0000 22500000.0000 3 0000921669 Shares
A 2016-11-07   ICAHN CARL C 4 P-Purchase --I 298399.0000 22126918.0000 2 0000921669 Shares
A 2016-11-04   ICAHN CARL C 4 P-Purchase --I 384588.0000 21828519.0000 1 0000921669 Common Shares, par Value $0.001 per share ("Shares")
A 2016-11-03   ICAHN CARL C 4 P-Purchase --I 1832402.0000 21443931.0000 1 0000921669 Common Shares, par Value $0.001 per share ("Shares")
A 2016-08-31   ICAHN CARL C 4 P-Purchase --I 306846.0000 19611529.0000 1 0000921669 Common Shares, per Value $0.001 per share ("Shares")
A 2016-08-26   ICAHN CARL C 4 P-Purchase --I 2304683.0000 19304683.0000 1 0000921669 Common Shares, per Value $0.001 per share ("Shares")

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016