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NEAH POWER SYSTEMS, INC. (0001162816)
SIC: 3690 - Miscellaneous Electrical Machinery, Equipment & Supplies
State location: WA | State of Inc.: NV | Fiscal Year End: 0930
formerly: GROWTH MERGERS INC (until 2006-05-01)
Business Address
22118 20TH AVE. SE, SUITE 142
BOTHELL WA 98021
(425) 424-3324
Mailing Address
22118 20TH AVE. SE, SUITE 142
BOTHELL WA 98021
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
SCHMIDT J DAVID II 0001506613 2016-03-31 director, officer: Former Acting CFO
Garfield Jon 0001336751 2015-09-14 director
D'COUTO GERARD C 0001412303 2015-09-14 director, officer: CEO and President
SAKAGUCHI JEFFREY B 0001506988 2015-09-14 director
Shenkin William M. 0001597084 2014-09-24 director
GREEN WORLD TRUST 0001469737 2013-07-25 10 percent owner
TOEDTMAN JOHN R 0001172524 2012-11-20 director
Wilson Stephen M 0001404091 2012-09-04 other: Former CFO
selsman michael 0001477223 2012-06-22 director
Sierra Trading Corp. 0001538547 2011-07-22 10 percent owner
Summit Trading Ltd 0001538558 2011-07-22 10 percent owner
CABRERA EDUARDO 0001397982 2010-06-11 director
SOLOMON MICHAEL F 0001379562 2008-09-11 director
ABRAMOWITZ PAUL 0001378385 2008-08-07 10 percent owner
SMITH JAMES HOWE 0001434750 2008-04-25 director
McGOVERN ROBERT J. 0001435466 2008-04-25 director
ROSEN DANIEL 0001378381 2007-09-04 director, officer: Executive Chairman
BARNES DAVID M 0001317763 2007-07-13 director, officer: Chief Financial Officer
OHLSEN LEROY JAMES 0001379561 2007-05-14 director, officer: Chief Technology Officer
ALRDIN BUZZ 0001392934 2007-05-14 director
DREWERY JOHN STEPHEN 0001380513 2006-09-26 officer: Executive VP, Engineering
Arnold Charles 0001356763 2006-09-25 director, 10 percent owner
WALTON ROGER ANTHONY 0001378386 2006-09-25 director
HOMA ARTHUR S 0001379925 2006-09-25 officer: VP and Chief Scientist


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2015-09-14   Garfield Jon 4 A-Award --D 54213548.0000 57114600.0000 1 0001336751 Warrant To Purchase Common Stock
A 2015-09-14   SAKAGUCHI JEFFREY B 4 A-Award --D 28707742.0000 31917748.0000 1 0001506988 Warrant To Purchase Common Stock
A 2015-09-14   D'COUTO GERARD C 4 A-Award --D 187341935.0000 331014828.0000 1 0001412303 Warrant To Purchase Common Stock
D 2014-09-24   Shenkin William M. 4 S-Sale --I 5000.0000 54075716.0000 1 0001597084 Common Stock
D 2014-09-16   Shenkin William M. 4 S-Sale --I 200000.0000 54080716.0000 2 0001597084 Common
D 2014-09-15   Shenkin William M. 4 S-Sale --I 35000.0000 54280716.0000 1 0001597084 Common
D 2014-09-12   Shenkin William M. 4 S-Sale --I 100000.0000 54315716.0000 2 0001597084 Common
D 2014-09-11   Shenkin William M. 4 S-Sale --I 39200.0000 54415716.0000 1 0001597084 Common
D 2014-09-09   Shenkin William M. 4/A S-Sale --I 827995.0000 54454916.0000 1 0001597084 Common
D 2014-09-09   Shenkin William M. 4 S-Sale --I 827998.0000 54454913.0000 1 0001597084 Common
D 2014-09-08   Shenkin William M. 4 S-Sale --I 863800.0000 55282911.0000 1 0001597084 Common
D 2014-09-04 2014-09-04 Shenkin William M. 4 S-Sale --D 53289.0000 58946711.0000 1 0001597084 COMMON
D 2014-09-04   Shenkin William M. 4/A S-Sale --I 2800000.0000 56146711.0000 1 0001597084 Common
D 2014-09-04   Shenkin William M. 4/A S-Sale --I 53289.0000 58946711.0000 1 0001597084 Common
D 2014-09-04   Shenkin William M. 4 S-Sale --I 2800200.0000 56146711.0000 1 0001597084 Common
D 2014-08-29 2014-08-29 Shenkin William M. 4 S-Sale --D 1100000.0000 59000000.0000 1 0001597084 COMMON
D 2014-08-29   Shenkin William M. 4/A S-Sale --I 1100000.0000 59000000.0000 1 0001597084 Common
A 2013-08-30   SCHMIDT J DAVID II 4 A-Award --D 12000000.0000 40485393.0000 1 0001506613 Stock options (right to buy)
A 2013-08-15   D'COUTO GERARD C 4/A A-Award --D 137000000.0000 185378430.0000 1 0001412303 Stock options (right to buy)
A 2013-08-14   D'COUTO GERARD C 4 A-Award --D 137000000.0000 337378430.0000 1 0001412303 Stock options (right to buy)
A 2013-08-14   SCHMIDT J DAVID II 4 A-Award --D 26000000.0000 28485393.0000 1 0001506613 Stock options (right to buy)
A 2013-07-26   SAKAGUCHI JEFFREY B 4 A-Award --D 324675.0000 324675.0000 2 0001506988 Warrants (right to buy)
A 2013-07-26   SAKAGUCHI JEFFREY B 4 P-Purchase --D 10395010.0000 10395010.0000 1 0001506988 Common Stock
A 2013-07-25 2013-07-25 GREEN WORLD TRUST 4 P-Purchase --D 49064449.0000 60235335.0000 1 0001469737 COMMON STOCK
A 2013-05-30 2013-05-30 GREEN WORLD TRUST 4 P-Purchase --D 4347826.0000 11170886.0000 1 0001469737 COMMON STOCK
A 2012-11-23   TOEDTMAN JOHN R 4 P-Purchase --D 3703661.0000 14382232.0000 3 0001172524 Warrants Common Stock
A 2012-11-23   TOEDTMAN JOHN R 4 P-Purchase --D 1869577.0000 8548148.0000 2 0001172524 Common Shares
D 2012-11-20   TOEDTMAN JOHN R 4 P-Purchase --D 4000000.0000 6678571.0000 1 0001172524 Common Shares
A 2012-09-07   SCHMIDT J DAVID II 4/A P-Purchase --I 294118.0000 4333355.0000 9 0001506613 Common Stock
A 2012-09-07   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 294118.0000 9 0001506613 Common Stock
A 2012-09-04   Wilson Stephen M 4 A-Award --D 3500000.0000 6714893.0000 1 0001404091 Warrants to Purchase Common Stock (Right to Buy)
A 2012-08-09   SCHMIDT J DAVID II 4/A P-Purchase --I 438596.0000 4039237.0000 8 0001506613 Common Stock
A 2012-08-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 438596.0000 8 0001506613 Common Stock
A 2012-07-09   SCHMIDT J DAVID II 4/A P-Purchase --I 253807.0000 3600641.0000 7 0001506613 Common Stock
A 2012-07-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 253807.0000 7 0001506613 Common Stock
A 2012-06-22   SAKAGUCHI JEFFREY B 4 A-Award --D 6427344.0000 9312737.0000 1 0001506988 Stock Options (right to buy)
A 2012-06-22   D'COUTO GERARD C 4 A-Award --D 41705537.0000 200378430.0000 1 0001412303 Stock Options (right to buy)
A 2012-06-22   Garfield Jon 4 A-Award --D 12137845.0000 15038863.0000 1 0001336751 Stock Options (right to buy)
A 2012-06-22   selsman michael 4 A-Award --D 7806134.0000 10077777.0000 1 0001477223 Stock Options (right to buy)
A 2012-06-08   SCHMIDT J DAVID II 4/A P-Purchase --I 574713.0000 3346834.0000 6 0001506613 Common Stock
A 2012-06-08   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 574713.0000 6 0001506613 Common Stock
A 2012-05-09   SCHMIDT J DAVID II 4/A P-Purchase --I 416667.0000 2772121.0000 5 0001506613 Common Stock
A 2012-05-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 416667.0000 5 0001506613 Common Stock
A 2012-04-25   GREEN WORLD TRUST 4 P-Purchase --D 10714285.0000 40676542.0000 1 0001469737 SERIES C CONVERTIBLE PREFERRED STOCK
A 2012-04-09   SCHMIDT J DAVID II 4/A P-Purchase --I 543478.0000 2355454.0000 4 0001506613 Common Stock
A 2012-04-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 543478.0000 4 0001506613 Common Stock
A 2012-03-09   SCHMIDT J DAVID II 4/A P-Purchase --I 434783.0000 1811976.0000 3 0001506613 Common Stock
A 2012-03-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 434783.0000 3 0001506613 Common Stock
A 2012-02-09   SCHMIDT J DAVID II 4/A P-Purchase --I 500000.0000 1377193.0000 2 0001506613 Common Stock
A 2012-02-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 500000.0000 2 0001506613 Common Stock
A 2012-01-09   SCHMIDT J DAVID II 4/A P-Purchase --I 877193.0000 877193.0000 1 0001506613 Common Stock
A 2012-01-09   SCHMIDT J DAVID II 4 P-Purchase --I 5000.0000 877193.0000 1 0001506613 Common Stock
A 2012-01-09   GREEN WORLD TRUST 4 P-Purchase --D 11429000.0000 29962257.0000 1 0001469737 SERIES C CONVERTIBLE PREFERRED STOCK
A 2011-12-22 2011-12-22 GREEN WORLD TRUST 4 P-Purchase --D 2000000.0000 6823060.0000 1 0001469737 COMMON STOCK
A 2011-08-10   GREEN WORLD TRUST 4 P-Purchase --D 4585538.0000 60066499.0000 4 0001469737 10% CONVERTIBLE DEBENTURE
A 2011-07-07   GREEN WORLD TRUST 4 P-Purchase --D 6172840.0000 55480961.0000 3 0001469737 10% CONVERTIBLE DEBENTURE
A 2011-06-02   GREEN WORLD TRUST 4 P-Purchase --D 2631579.0000 49308121.0000 2 0001469737 10% CONVERTIBLE DEBENTURE
A 2011-06-02   GREEN WORLD TRUST 4 P-Purchase --D 9539228.0000 18533257.0000 1 0001469737 10% Convertible Debenture
A 2011-05-11   GREEN WORLD TRUST 4 P-Purchase --D 8994129.0000 8994129.0000 1 0001469737 10% Convertible Debenture
A 2011-05-11   GREEN WORLD TRUST 4 P-Purchase --D 8994129.0000 8994129.0000 1 0001469737 10% Convertible Debenture
A 2011-04-13   SCHMIDT J DAVID II 4 A-Award --D 1685393.0000 2485393.0000 1 0001506613 Stock Options (right to buy)
A 2011-04-13   selsman michael 4 A-Award --D 1685393.0000 2271643.0000 1 0001477223 Stock Options (right to buy)
A 2011-04-13   Wilson Stephen M 4 A-Award --D 1685393.0000 3214893.0000 1 0001404091 Stock Options (right to buy)
A 2011-04-13   Garfield Jon 4 A-Award --D 1685393.0000 2901018.0000 1 0001336751 Stock Options (right to buy)
A 2011-04-13   SAKAGUCHI JEFFREY B 4 A-Award --D 1685393.0000 2885393.0000 1 0001506988 Stock Options (right to buy)
A 2011-04-13   D'COUTO GERARD C 4 A-Award --D 1685393.0000 6672893.0000 1 0001412303 Stock Options (right to buy)
A 2011-03-14   GREEN WORLD TRUST 4 P-Purchase --D 6000000.0000 46676542.0000 1 0001469737 10% CONVERTIBLE DEBENTURE
A 2010-11-16   SAKAGUCHI JEFFREY B 4 A-Award --D 1200000.0000 1200000.0000 1 0001506988 Stock Options (right to buy)
A 2010-11-16   SCHMIDT J DAVID II 4 A-Award --D 800000.0000 800000.0000 1 0001506613 Stock Options (right to buy)
A 2010-11-16   Wilson Stephen M 4 A-Award --D 1000000.0000 3029500.0000 1 0001404091 Stock Options (right to buy)
A 2010-11-16   selsman michael 4 A-Award --D 500000.0000 836250.0000 1 0001477223 Stock Options (right to buy)
A 2010-11-16   Garfield Jon 4 A-Award --D 1000000.0000 1715625.0000 1 0001336751 Stock Options (right to buy)
A 2010-11-16   D'COUTO GERARD C 4 A-Award --D 2400000.0000 9987500.0000 1 0001412303 Stock Options (right to buy)
A 2010-10-14   selsman michael 4 A-Award --D 250000.0000 336250.0000 1 0001477223 Stock Options (right to buy)
A 2010-10-14   Garfield Jon 4 A-Award --D 500000.0000 715625.0000 1 0001336751 Stock Options (right to buy)
A 2010-10-14   D'COUTO GERARD C 4 A-Award --D 5000000.0000 7587500.0000 1 0001412303 Stock Options (right to buy)
A 2010-10-14   Wilson Stephen M 4 A-Award --D 1500000.0000 2029500.0000 1 0001404091 Stock Options (right to buy)
A 2010-06-11   selsman michael 4 A-Award --D 17250.0000 86250.0000 2 0001477223 Stock options
A 2010-06-11   selsman michael 4 A-Award --D 500000.0000 500000.0000 1 0001477223 Common Stock
A 2010-06-11   Garfield Jon 4 A-Award --D 43125.0000 215625.0000 1 0001336751 Stock options

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016