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U.S. Securities and Exchange Commission


GROWLIFE, INC. (0001161582)
SIC: 3231 - Glass Products, Made of Purchased Glass
State location: WA | State of Inc.: DE | Fiscal Year End: 1231
formerly: CATALYST LIGHTING GROUP INC (until 2011-02-17)
formerly: PHOTOTRON HOLDINGS, INC. (until 2012-08-08)
formerly: WENTWORTH III INC (until 2003-09-08)
Business Address
5400 CARILLON POINT
KIRKLAND WA 98033
866-781-5559
Mailing Address
5400 CARILLON POINT
KIRKLAND WA 98033
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
McLain Katherine 0001698876 2017-02-14 director
FASCI MICHAEL E 0001221347 2017-02-04 director, officer: Secretary
SCOTT MARK E 0001197104 2016-10-21 officer: Consulting CFO
HEGYI MARCO 0001484623 2016-10-21 director, officer: CEO, other: Chairman of the Board
Barnes Joseph 0001624046 2016-10-12 officer: Sr. V.P. Business Development
CIABATTONI ANTHONY J 0001417673 2015-10-27 other: Former Director
Giarraputo Jeffrey 0001603105 2015-10-27 other: Former Director
Antal Tara 0001658563 2015-10-27 director
Fretti Brad 0001658564 2015-10-27 director
Scott Sterling C. 0001548026 2014-12-19 other: Former Officer and Director
GENESI JOHN 0001215441 2014-07-15 other: Former Chief Financial Officer
Shevin Eric D 0001573710 2014-04-25 director
HAMMER ALAN R 0001597927 2014-04-25 director
Hunt Robert E 0001579309 2014-04-07 director, officer: President
Tracey Kyle J 0001576038 2013-05-03 officer: Interim President
Manns Justin 0001553381 2012-08-08 director, officer: CFO
Kurilko Robert T. 0001553334 2012-06-29 director
WEINER DAVID 0001127735 2012-02-27 other: Former 10% Owner
Ellins Craig 0001366150 2011-10-26 director, officer: Executive Chairman
Sagheb Brian B. 0001514832 2011-10-26 director, 10 percent owner, officer: C.E.O., C.F.O. and Secretary
Braun Doug 0001520103 2011-05-17 officer: Chief Executive Officer
Denkin Todd 0001514833 2011-03-09 director, officer: President
Woodman Management Corp 0001398903 2010-04-12 10 percent owner
W-Net Fund I, L.P. 0001483108 2010-04-12 10 percent owner
KEATING KEVIN R 0001164783 2010-02-03 director, officer: Pres., Secry., CEO and CFO
KEATING TIMOTHY J 0001166044 2010-02-03 other: Manager
KEATING INVESTMENTS LLC 0001166045 2010-02-03 10 percent owner
SCHWEIGER FREDERIC 0001166067 2010-02-03 10 percent owner
LAURUS MASTER FUND LTD 0001189294 2010-02-03 other: Former 10% Owner
GRIN EUGENE 0001296338 2010-02-03 10 percent owner, other: Disclaimed Group
GRIN DAVID 0001296339 2010-02-03 10 percent owner, other: Disclaimed Group
LAURUS CAPITAL MANAGEMENT LLC 0001296341 2010-02-03 10 percent owner, other: Disclaimed Group
Stoppenhagen Eric 0001308411 2010-02-03 director, officer: President, CFO and Secretary
GARISCH FINANCIAL INC 0001436240 2010-02-03 other: President
Lionsridge Capital, LLC 0001450151 2010-02-03 10 percent owner
KIG INVESTORS I, LLC 0001423031 2009-01-09 10 percent owner
DEPENBUSCH DENNIS 0001262935 2005-10-21 director, 10 percent owner, officer: CEO, Chairman and Secretary
KEATING SECURITIES LLC 0001271454 2004-09-30 other: 5% Owner
TITUS MARY M 0001262939 2004-09-28 director
DOSKOCIL LARRY D 0001262857 2004-02-17 10 percent owner
DEPENBUSCH CELESTINE C 0001262933 2003-08-27 10 percent owner
GLOVER HENRY 0001262934 2003-08-27 director, officer: President
TAYLOR TRACEY B 0001262937 2003-08-27 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2017-02-04   FASCI MICHAEL E 4 P-Purchase --D 1000000.0000 5000000.0000 1 0001221347 Common Stock
A 2016-12-27   FASCI MICHAEL E 4 P-Purchase --I 400000.0000 1500000.0000 2 0001221347 Common Stock
A 2016-11-11   FASCI MICHAEL E 4 P-Purchase --I 500000.0000 1100000.0000 2 0001221347 Common Stock
A 2016-10-21   HEGYI MARCO 4 A-Award --D 10000000.0000 55000000.0000 5 0001484623 Warrant
A 2016-10-21   HEGYI MARCO 4 A-Award --D 10000000.0000 45000000.0000 4 0001484623 Warrant
A 2016-10-21   HEGYI MARCO 4 A-Award --D 10000000.0000 35000000.0000 3 0001484623 Warrant
D 2016-10-21   SCOTT MARK E 4 J-Other --D 12000000.0000 2000000.0000 3 0001197104 Option to purchase Common Stock
A 2016-10-21   SCOTT MARK E 4 A-Award --D 6000000.0000 13000000.0000 2 0001197104 Common Stock
A 2016-10-21   SCOTT MARK E 4 J-Other --D 4000000.0000 7000000.0000 1 0001197104 Common Stock
A 2016-10-12   HEGYI MARCO 4 P-Purchase --D 4000000.0000 5000000.0000 1 0001484623 Common Stock
A 2016-09-09   FASCI MICHAEL E 4 P-Purchase --I 477000.0000 600000.0000 2 0001221347 Common Stock
A 2016-05-25   FASCI MICHAEL E 4 J-Other --D 500000.0000 4123000.0000 2 0001221347 Common Stock
A 2016-05-25   FASCI MICHAEL E 4 J-Other --D 2000000.0000 3623000.0000 1 0001221347 Common Stock
A 2016-04-15   HEGYI MARCO 4 P-Purchase --D 1000000.0000 1000000.0000 1 0001484623 Common Stock
A 2016-02-18   FASCI MICHAEL E 4 P-Purchase --I 123000.0000 1623000.0000 1 0001221347 Common Stock
A 2016-01-27   FASCI MICHAEL E 4 J-Other --D 1500000.0000 1500000.0000 1 0001221347 Common Stock
A 2015-12-18   SCOTT MARK E 4 J-Other --D 3000000.0000 3000000.0000 1 0001197104 Common Stock
D 2014-12-19   Scott Sterling C. 4 S-Sale --D 1000000.0000 47000518.0000 1 0001548026 Common Stock
D 2014-10-14   Scott Sterling C. 4 S-Sale --D 1987432.0000 48000518.0000 1 0001548026 Common Stock
D 2014-10-13   Scott Sterling C. 4 S-Sale --D 598981.0000 49987950.0000 1 0001548026 Common Stock
D 2014-10-10   Scott Sterling C. 4 S-Sale --D 46575.0000 50586931.0000 1 0001548026 Common Stock
D 2014-10-09   Scott Sterling C. 4/A S-Sale --D 2446900.0000 50633506.0000 1 0001548026 Common Stock
D 2014-10-09   Scott Sterling C. 4 S-Sale --D 2446900.0000 48599499.0000 1 0001548026 Common Stock
D 2014-09-10   Scott Sterling C. 4 S-Sale --D 0.0000 1 0001548026 6% Senior Secured Convertible Note
A 2014-07-31   SCOTT MARK E 4 A-Award --D 2000000.0000 16000000.0000 4 0001197104 Option to purchase Common Stock
A 2014-07-31   SCOTT MARK E 4 A-Award --D 2000000.0000 14000000.0000 3 0001197104 Option to purchase Common Stock
A 2014-07-31   SCOTT MARK E 4 A-Award --D 2000000.0000 12000000.0000 2 0001197104 Option to purchase Common Stock
A 2014-07-31   SCOTT MARK E 4 A-Award --D 10000000.0000 10000000.0000 1 0001197104 Option to purchase Common Stock
D 2014-07-15   GENESI JOHN 4 J-Other --D 10000000.0000 0.0000 2 0001215441 Option
A 2014-07-15   GENESI JOHN 4 J-Other --D 6000000.0000 6000000.0000 1 0001215441 Common
D 2014-07-03   Scott Sterling C. 4/A M-Exempt --D 12000000.0000 65721714.0000 2 0001548026 Option
A 2014-07-03   Scott Sterling C. 4/A M-Exempt --D 795455.0000 54747073.0000 1 0001548026 Common
A 2014-07-03   Scott Sterling C. 4 P-Purchase --D 795455.0000 54747073.0000 1 0001548026 Common
D 2014-05-27   Scott Sterling C. 4 S-Sale --I 2050000.0000 53951618.0000 1 0001548026 Common
D 2014-04-25   HAMMER ALAN R 4 J-Other --D 500000.0000 308333.0000 1 0001597927 Common Stock
D 2014-04-25   Shevin Eric D 4 J-Other --D 500000.0000 1504200.0000 1 0001573710 Common Stock
D 2014-04-25   Giarraputo Jeffrey 4 J-Other --D 500000.0000 72222.0000 1 0001603105 Common Stock
D 2014-04-25   CIABATTONI ANTHONY J 4 J-Other --I 500000.0000 72222.0000 1 0001417673 Common Stock
D 2014-04-09   Scott Sterling C. 4 S-Sale --I 5735881.0000 56001618.0000 1 0001548026 Common
D 2014-04-07   Hunt Robert E 4 S-Sale --D 14300.0000 13776200.0000 5 0001579309 Common
D 2014-04-07   Hunt Robert E 4 S-Sale --D 5000.0000 13790500.0000 4 0001579309 Common
D 2014-04-07   Hunt Robert E 4 S-Sale --D 700.0000 13795500.0000 3 0001579309 Common
D 2014-04-07   Hunt Robert E 4 S-Sale --D 17073.0000 13796200.0000 2 0001579309 Common
D 2014-04-07   Hunt Robert E 4 S-Sale --D 2927.0000 13813273.0000 1 0001579309 Common
D 2014-04-04   Hunt Robert E 4 S-Sale --D 305652.0000 13816200.0000 5 0001579309 Common
D 2014-04-04   Hunt Robert E 4 S-Sale --D 76410.0000 14121852.0000 4 0001579309 Common
D 2014-04-04   Hunt Robert E 4 S-Sale --D 74410.0000 14198262.0000 3 0001579309 Common
D 2014-04-04   Hunt Robert E 4 S-Sale --D 1000.0000 14272672.0000 2 0001579309 Common
D 2014-04-04   Hunt Robert E 4 S-Sale --D 1000.0000 14273672.0000 1 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 50.0000 14274672.0000 6 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 20000.0000 14274722.0000 5 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 2900.0000 14294722.0000 4 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 3000.0000 14297622.0000 3 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 3357.0000 14300622.0000 2 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 200.0000 14303979.0000 1 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1500.0000 14304179.0000 6 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 12000.0000 14305679.0000 5 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 50000.0000 14317679.0000 4 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1000.0000 14367679.0000 3 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 3700.0000 14368679.0000 2 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 20000.0000 14372379.0000 1 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 21126.0000 14392379.0000 6 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 20000.0000 14413505.0000 5 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 36000.0000 14433505.0000 4 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1000.0000 14469505.0000 3 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 100.0000 14470505.0000 2 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1000.0000 14470605.0000 1 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 63354.0000 14471605.0000 6 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1000.0000 14534959.0000 5 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 200.0000 14535959.0000 4 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1000.0000 14536159.0000 3 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 6256.0000 14537159.0000 2 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 7000.0000 14543415.0000 1 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 100.0000 14550415.0000 6 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1080.0000 14550515.0000 5 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 500.0000 14551595.0000 4 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1500.0000 14552095.0000 3 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1500.0000 14553595.0000 2 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1500.0000 14555095.0000 1 0001579309 Common
D 2014-04-03   Hunt Robert E 4 S-Sale --D 1000.0000 14556595.0000 6 0001579309 Common

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016