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U.S. Securities and Exchange Commission


TAURIGA SCIENCES, INC. (0001142790)
SIC: 2833 - Medicinal Chemicals & Botanical Products
State location: CT | State of Inc.: FL | Fiscal Year End: 0331
formerly: ATLANTIC WINE AGENCIES INC (until 2009-05-21)
formerly: ATLANTICWINE AGENCIES INC (until 2004-06-02)
formerly: Immunovative, Inc. (until 2013-04-08)
formerly: NEW ENGLAND ACQUISITIONS INC (until 2004-02-12)
formerly: Novo Energies Corp (until 2012-03-29)
Business Address
39 OLD RIDGEBURY ROAD
DANBURY CT 06180
917-796-9926
Mailing Address
39 OLD RIDGEBURY ROAD
DANBURY CT 06180
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Graham Thomas James 0001650379 2016-09-14 director
BERMAN KEITH 0001280162 2016-04-14 director
HSU HINGGE 0001234566 2016-03-30 director
SHAW SETH M 0001428173 2016-03-30 director, officer: Chief Executive Officer
WOLITZKY DAVID L 0001672536 2016-03-30 director
Lahlou Ghalia 0001672638 2016-03-30 officer: Chief Financial Officer
Sung Stella M. 0001577020 2015-03-23 director, officer: Chief Executive Officer
Microbial Robotics, LLC 0001595744 2014-11-21 10 percent owner
Barkeloo Jason Eric 0001606042 2014-11-21 10 percent owner
BRENNAN MICHAEL J 0001241260 2014-10-24 director
Harmon Bruce 0001397193 2012-12-21 officer: Chief Financial Officer


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2016-09-14   Graham Thomas James 4 S-Sale --D 600000.0000 9327500.0000 1 0001650379 Common Stock, par value $0.00001
D 2016-07-08   Graham Thomas James 4 S-Sale --D 72500.0000 9927500.0000 1 0001650379 Common Stock, par value $0.00001
A 2016-03-30   SHAW SETH M 4 A-Award --D 37500000.0000 41390000.0000 1 0001428173 Common Stock, par value $0.00001
A 2016-03-30   HSU HINGGE 4 A-Award --D 8000000.0000 9400000.0000 1 0001234566 Common Stock, par value $0.00001
A 2016-03-30   Graham Thomas James 4 A-Award --D 8000000.0000 10000000.0000 2 0001650379 Common Stock, par value $0.00001
D 2016-02-04   Graham Thomas James 4 S-Sale --D 169700.0000 2000000.0000 1 0001650379 Common Stock, par value $0.00001
D 2015-12-09   Graham Thomas James 4 S-Sale --D 137300.0000 2115700.0000 1 0001650379 Common Stock, par value $0.001
D 2015-11-09   Graham Thomas James 4 S-Sale --D 247000.0000 2253000.0000 1 0001650379 Common Stock, par value $0.001
A 2015-03-23   Sung Stella M. 4/A P-Purchase --D 800000.0000 26690000.0000 1 0001577020 Common Stock, par value $0.001
A 2015-03-23   Sung Stella M. 4 P-Purchase --D 800000.0000 23540000.0000 1 0001577020 Common Stock, par value $0.001
D 2014-11-24   Microbial Robotics, LLC 4 S-Sale --D 804150.0000 5145009.0000 3 0001595744 Common Stock
D 2014-11-21   Microbial Robotics, LLC 4 S-Sale --D 2695850.0000 5949159.0000 2 0001595744 Common Stock
A 2014-10-07   Sung Stella M. 4 P-Purchase --D 1440000.0000 25890000.0000 1 0001577020 Common Stock, par value $0.001
D 2014-08-11   Microbial Robotics, LLC 4 S-Sale --D 3500000.0000 8645009.0000 2 0001595744 Common Stock
D 2014-08-11   Bacterial Robotics, LLC 4 S-Sale --D 1719000.0000 12145009.0000 3 0001595744 Common Stock
D 2014-08-08   Bacterial Robotics, LLC 4 S-Sale --D 1781000.0000 13864009.0000 2 0001595744 Common Stock
D 2014-07-16   Bacterial Robotics, LLC 4/A S-Sale --D 3500000.0000 1000.0000 1 0001595744 Common Stock
D 2014-07-16   Bacterial Robotics, LLC 4 S-Sale --D 3500000.0000 1000.0000 1 0001595744 Common Stock
D 2014-07-08   Bacterial Robotics, LLC 4 M-Exempt --D 75000000.0000 0.0000 4 0001595744 Common Stock Warrants (Right to Buy)
D 2014-07-08   Bacterial Robotics, LLC 4 F-InKind --D 59414991.0000 15645009.0000 3 0001595744 Common Stock
A 2014-07-08   Bacterial Robotics, LLC 4 M-Exempt --D 75000000.0000 75060000.0000 2 0001595744 Common Stock
A 2014-06-24   Sung Stella M. 4 P-Purchase --D 200000.0000 21300000.0000 1 0001577020 Common Stock, par value $0.001
A 2014-03-28   Bacterial Robotics, LLC 4/A P-Purchase --D 10000.0000 60000.0000 7 0001595744 Common Stock
A 2014-03-28   Bacterial Robotics, LLC 4/A P-Purchase --D 10000.0000 50000.0000 6 0001595744 Common Stock
A 2014-03-28   Bacterial Robotics, LLC 4 P-Purchase --D 10000.0000 60000.0000 7 0001595744 Common Stock
A 2014-03-28   Bacterial Robotics, LLC 4 P-Purchase --D 10000.0000 50000.0000 6 0001595744 Common Stock
A 2014-03-27   Bacterial Robotics, LLC 4/A P-Purchase --D 20000.0000 40000.0000 5 0001595744 Common Stock
A 2014-03-27   Bacterial Robotics, LLC 4 P-Purchase --D 20000.0000 40000.0000 5 0001595744 Common Stock
A 2014-03-17   Bacterial Robotics, LLC 4/A P-Purchase --D 10000.0000 20000.0000 4 0001595744 Common Stock
A 2014-03-17   Bacterial Robotics, LLC 4 P-Purchase --D 10000.0000 20000.0000 4 0001595744 Common Stock
A 2014-03-04   Bacterial Robotics, LLC 4/A P-Purchase --D 10000.0000 10000.0000 3 0001595744 Common Stock
A 2014-03-04   Bacterial Robotics, LLC 4 P-Purchase --D 10000.0000 10000.0000 3 0001595744 Common Stock
A 2014-02-27   Microbial Robotics, LLC 4 P-Purchase --D 1000.0000 1000.0000 1 0001595744 Common Stock
A 2014-02-27   Microbial Robotics, LLC 4 P-Purchase --D 1000.0000 1000.0000 1 0001595744 Common Stock
A 2014-02-27   Bacterial Robotics, LLC 4/A P-Purchase --D 1000.0000 3501000.0000 2 0001595744 Common Stock
A 2014-02-27   Bacterial Robotics, LLC 4 P-Purchase --D 1000.0000 3501000.0000 2 0001595744 Common Stock
A 2014-01-28   Bacterial Robotics, LLC 4/A J-Other --D 28917647.0000 28917647.0000 9 0001595744 Common Stock Warrants (Right to Buy)
A 2014-01-28   Bacterial Robotics, LLC 4/A J-Other --I 71082323.0000 71082323.0000 8 0001595744 Common Stock Warrants (Right to Buy)
D 2014-01-28   Bacterial Robotics, LLC 4 J-Other --D 28917647.0000 28917647.0000 9 0001595744 Common Stock Warrants (Right to Buy)
D 2014-01-28   Bacterial Robotics, LLC 4 J-Other --I 71082323.0000 71082323.0000 8 0001595744 Common Stock Warrants (Right to Buy)
A 2014-01-25   Bacterial Robotics, LLC 4/A J-Other --D 3500000.0000 3500000.0000 1 0001595744 Common Stock
A 2014-01-25   Bacterial Robotics, LLC 4 J-Other --D 3500000.0000 3500000.0000 1 0001595744 Common Stock
D 2013-12-06   Sung Stella M. 4 S-Sale --D 137000.0000 4380472.0000 6 0001577020 Common Stock, par value $0.001
D 2013-12-06   Sung Stella M. 4 S-Sale --D 113000.0000 4517472.0000 5 0001577020 Common Stock, par value $0.001
D 2013-12-05   Sung Stella M. 4 S-Sale --D 500000.0000 4630472.0000 4 0001577020 Common Stock, par value $0.001
D 2013-12-05   Sung Stella M. 4 S-Sale --D 15000.0000 5130472.0000 3 0001577020 Common Stock, par value $0.001
D 2013-12-04   Sung Stella M. 4 S-Sale --D 153728.0000 5145472.0000 2 0001577020 Common Stock, par value $0.001
D 2013-12-04   Sung Stella M. 4 S-Sale --D 140800.0000 5299920.0000 1 0001577020 Common Stock, par value $0.001
A 2013-10-29   SHAW SETH M 4 P-Purchase --D 315000.0000 13318800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-09-03   SHAW SETH M 4 P-Purchase --D 700000.0000 13003800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-08-16   SHAW SETH M 4 P-Purchase --D 425000.0000 12303800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-08-09   SHAW SETH M 4 P-Purchase --D 400000.0000 11878800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-08-07   SHAW SETH M 4 P-Purchase --D 250000.0000 11478800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-08-06   SHAW SETH M 4 P-Purchase --D 525000.0000 11228800.0000 2 0001428173 Common Stock, par value $0.001
A 2013-08-02   SHAW SETH M 4 P-Purchase --D 450000.0000 10703800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-06-18   Sung Stella M. 4 P-Purchase --D 100000.0000 5440000.0000 2 0001577020 Common Stock, par value $0.001
A 2013-06-17   Sung Stella M. 4 P-Purchase --D 40000.0000 5340000.0000 1 0001577020 Common Stock, par value $0.001
A 2013-05-30   SHAW SETH M 4 P-Purchase --D 100000.0000 10253800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-05-24   Sung Stella M. 4 P-Purchase --D 25000.0000 5300000.0000 2 0001577020 Common Stock, par value $0.001
A 2013-05-23   Sung Stella M. 4 P-Purchase --D 25000.0000 5275000.0000 1 0001577020 Common Stock, par value $0.001
A 2013-05-15   SHAW SETH M 4 P-Purchase --D 100000.0000 10153800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-05-15   Sung Stella M. 4 P-Purchase --D 125000.0000 5250000.0000 1 0001577020 Common Stock, par value $0.001
A 2013-05-13   SHAW SETH M 4 P-Purchase --D 35000.0000 10085800.0000 2 0001428173 Common Stock, par value $0.001
A 2013-05-13   SHAW SETH M 4 J-Other --D 1500000.0000 10053800.0000 1 0001428173 Common Stock, par value $0.001
A 2013-05-07   SHAW SETH M 4 P-Purchase --D 200000.0000 8553800.0000 1 0001428173 Common Stock, par value $0.00001
A 2013-03-08   SHAW SETH M 4 P-Purchase --D 145300.0000 8353800.0000 1 0001428173 Common Stock, par value $0.00001
A 2013-02-27   SHAW SETH M 4 P-Purchase --D 81000.0000 8208500.0000 1 0001428173 Common Stock, par value $0.00001
A 2013-01-25   SHAW SETH M 4 J-Other --D 4000000.0000 8127500.0000 1 0001428173 Common Stock, par value $0.00001
A 2012-12-21   Harmon Bruce 4 J-Other --D 50000.0000 700000.0000 2 0001397193 Common Stock, par value $0.00001
A 2012-12-21   Harmon Bruce 4 J-Other --D 150000.0000 650000.0000 1 0001397193 Common Stock, par value $0.00001
A 2012-11-26   SHAW SETH M 4 P-Purchase --D 57500.0000 4127500.0000 1 0001428173 Common Stock, par value $0.00001
A 2012-10-29   SHAW SETH M 4 J-Other --D 2560000.0000 4070000.0000 1 0001428173 Common Stock, par value $0.00001
A 2012-10-18   Harmon Bruce 4 P-Purchase --D 25000.0000 512500.0000 1 0001397193 Common Stock, par value $0.00001
A 2012-10-16   SHAW SETH M 4 P-Purchase --D 100000.0000 1510000.0000 1 0001428173 Common Stock, par value $0.00001
A 2012-10-12   SHAW SETH M 4 P-Purchase --D 60000.0000 1410000.0000 1 0001428173 Common Stock
A 2012-10-11   SHAW SETH M 4 P-Purchase --D 75000.0000 1350000.0000 1 0001428173 Common Stock, par value $0.00001
A 2012-10-09   SHAW SETH M 4 P-Purchase --D 100000.0000 1275000.0000 1 0001428173 Common Stock, par value $0.00001
A 2012-10-05   SHAW SETH M 4 P-Purchase --D 175000.0000 1175000.0000 1 0001428173 Common Stock, par value $0.00001
- -   WOLITZKY DAVID L 3 - --D 16361700.0000 1 0001672536 Common Stock, par value $0.00001
- -   Lahlou Ghalia 3 - --D 31125000.0000 1 0001672638 Common Stock, par value $0.00001

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016