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Spectrum Brands, Inc. (0001028985)
SIC: 3690 - Miscellaneous Electrical Machinery, Equipment & Supplies
State location: WI | State of Inc.: DE | Fiscal Year End: 0930
formerly: RAYOVAC CORP (until 2005-04-29)
Business Address
601 RAYOVAC DRIVE
MADISON WI 53711
608-275-3340
Mailing Address
601 RAYOVAC DRIVE
MADISON WI 53711
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
LASRY MARC 0001259927 2011-01-31 10 percent owner
Avenue Capital Management II, L.P. 0001317338 2011-01-31 10 percent owner
Avenue Capital Management II GenPar, LLC 0001389850 2011-01-31 10 percent owner
DAVIS EUGENE I 0001028689 2010-06-16 director
HEIL JOHN 0001036194 2010-06-16 officer: President, Global Pet Supplies
HUSSEY KENT J 0001068188 2010-06-16 director
MATTHEWS NORMAN S 0001178445 2010-06-16 director
KIRSCHNER MARC S 0001210016 2010-06-16 director
POLISTINA TERRY 0001231601 2010-06-16 director
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. 0001233563 2010-06-16 10 percent owner, other: *See Remarks
FALCONE PHILIP 0001233569 2010-06-16 10 percent owner, other: *See Remarks
Ambrecht Kenneth C 0001300190 2010-06-16 director
Rovit Hugh R 0001311214 2010-06-16 director
Lumley David R 0001349840 2010-06-16 officer: CEO & Pres. GBPC H&G
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. 0001371517 2010-06-16 10 percent owner, other: *See Remarks
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC 0001371518 2010-06-16 10 percent owner, other: *See Remarks
Avenue Special Situations Fund V LP 0001401178 2010-06-16 10 percent owner
Genito Anthony L 0001402218 2010-06-16 officer: EVP, CFO & CAO
HARBINGER HOLDINGS, LLC 0001456927 2010-06-16 10 percent owner, other: *See Remarks
HARBINGER CAPITAL PARTNERS LLC 0001457298 2010-06-16 10 percent owner, other: *See Remarks
GL Partners V, LLC 0001458583 2010-06-16 10 percent owner
Avenue Capital Partners V, LLC 0001458587 2010-06-16 10 percent owner
GLOBAL OPPORTUNITIES BREAKAWAY LTD. 0001466478 2010-06-16 10 percent owner, other: *See Remarks
HARBINGER CAPITAL PARTNERS II GP LLC 0001466495 2010-06-16 10 percent owner, other: *See Remarks
HARBINGER CAPITAL PARTNERS II LP 0001466496 2010-06-16 10 percent owner, other: *See Remarks
Wilson John T. 0001489592 2010-04-13 officer: Senior VP, Secretary & GC
D. E. SHAW & CO, L.P. 0001009268 2010-04-09 10 percent owner, other: See footnotes 1 and 2.
SHAW DAVID E 0001023870 2010-04-09 10 percent owner, other: See footnotes 1 and 2.
D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. 0001263972 2010-04-09 10 percent owner, other: See footnotes 1 and 2.
D. E. SHAW & CO, L.L.C. 0001277502 2010-04-09 10 percent owner, other: See footnotes 1 and 2.
BOWLIN JOHN D 0001025035 2008-11-17 director
SHEPHERD THOMAS R 0001027039 2008-11-17 director
CARMICHAEL WILLIAM P 0001063452 2008-11-17 director
LUPO JOHN S 0001128344 2008-11-17 director
THOMAS BARBARA S 0001173421 2008-11-17 director
LEE THOMAS H EQUITY FUND IV LP 0001053032 2008-08-18 10 percent owner
LEE THOMAS H ADVISORS LLC 0001260943 2008-08-18 10 percent owner
Williams David B. 0001429219 2008-06-11 10 percent owner
Yoder Amy 0001402263 2007-10-01 officer: President, United Industries
JONES DAVID A /WI 0000905631 2007-08-13 director
Junghahn Hartmut 0001368647 2007-02-01 officer: Executive VP, Latin America
STEWARD RANDALL J 0001067586 2006-12-01 officer: Executive VP and CFO
BUREL REMY 0001195822 2006-12-01 officer: President, Europe & ROW
BILLER KENNETH V 0001068190 2006-10-02 officer: President -- Global Operations
CANCIO LUIS A 0001100703 2006-02-01 officer: President, Latin America
PELLEGRINO PHILIP 0001128095 2006-02-01 officer: Executive VP -- Global Sales
CHEESEMAN PAUL 0001162887 2006-02-01 officer: Sr. VP, Product Development
DEFEO NEIL P 0001241261 2005-12-31 other: Former Director
TOOKER STEPHEN L 0001181734 2005-06-30 officer: President, US Home and Garden
LEE LESTER 0001265218 2005-04-21 officer: Pres. Rayovac North America
CAULK ROBERT L 0001305882 2005-04-01 officer: Pres. & CEO - North America
SCHOEN SCOTT A 0001027036 2005-02-07 director
BRIZIUS CHARLES A 0001260659 2005-02-07 director
SHANESY STEPHEN P 0001068193 2004-01-26 officer: Exec. Vice Pres.-North America
TOMLIN MERRELL M 0001068194 2003-02-07 other: Former Officer


Items 241 - 320

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
D 2005-12-01   CANCIO LUIS A 4 F-InKind --D 812.0000 101127.0000 1 0001100703 Common Stock
D 2005-12-01   BILLER KENNETH V 4 F-InKind --D 1031.0000 137780.0000 1 0001068190 Common Stock
D 2005-10-03   HUSSEY KENT J 4 F-InKind --D 6832.0000 219057.0000 1 0001068188 Common Stock
A 2005-10-03   JONES DAVID A /WI 4 A-Award --D 199444.0000 629869.0000 1 0000905631 Common Stock
D 2005-10-03   STEWARD RANDALL J 4 F-InKind --D 10517.0000 102058.0000 1 0001067586 Common Stock
D 2005-10-03   BILLER KENNETH V 4 F-InKind --D 10665.0000 138811.0000 1 0001068190 Common Stock
D 2005-10-03   BUREL REMY 4 F-InKind --D 20525.0000 106961.0000 1 0001195822 Common Stock
D 2005-10-03   CANCIO LUIS A 4 F-InKind --D 8497.0000 101939.0000 1 0001100703 Common Stock
D 2005-10-03   CHEESEMAN PAUL 4 F-InKind --D 10915.0000 68719.0000 1 0001162887 Common Stock
A 2005-10-03   BOWLIN JOHN D 4 A-Award --D 3003.0000 14296.0000 1 0001025035 Common Stock
A 2005-10-03   DEFEO NEIL P 4 A-Award --D 3003.0000 7296.0000 1 0001241261 Common Stock
A 2005-10-03   SHEPHERD THOMAS R 4 A-Award --D 3646.0000 10247.0000 1 0001027039 Common Stock
A 2005-10-03   THOMAS BARBARA S 4 A-Award --D 3003.0000 5296.0000 1 0001173421 Common Stock
A 2005-10-03   LUPO JOHN S 4 A-Award --D 3003.0000 7796.0000 1 0001128344 Common Stock
A 2005-10-03   CARMICHAEL WILLIAM P 4 A-Award --D 3003.0000 10296.0000 1 0001063452 Common Stock
A 2005-10-03   LEE THOMAS H ADVISORS LLC 4 A-Award --I 6006.0000 11996689.0000 1 0001260943 Common Stock
A 2005-08-30   BOWLIN JOHN D 4 P-Purchase --D 4000.0000 11293.0000 1 0001025035 Common Stock
D 2005-07-26   JONES DAVID A /WI 4 M-Exempt --D 25000.0000 149195.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-07-26   JONES DAVID A /WI 4 S-Sale --D 25000.0000 430425.0000 2 0000905631 Common Stock
A 2005-07-26   JONES DAVID A /WI 4 M-Exempt --D 25000.0000 455425.0000 1 0000905631 Common Stock
D 2005-07-05   JONES DAVID A /WI 4 M-Exempt --D 5000.0000 174195.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-07-05   JONES DAVID A /WI 4 S-Sale --D 5000.0000 430425.0000 2 0000905631 Common Stock
A 2005-07-05   JONES DAVID A /WI 4 M-Exempt --D 5000.0000 435425.0000 1 0000905631 Common Stock
D 2005-06-30   JONES DAVID A /WI 4 M-Exempt --D 20000.0000 179195.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-06-30   JONES DAVID A /WI 4 S-Sale --D 20000.0000 430425.0000 2 0000905631 Common Stock
A 2005-06-30   JONES DAVID A /WI 4 M-Exempt --D 20000.0000 450425.0000 1 0000905631 Common Stock
D 2005-06-30   TOOKER STEPHEN L 4 D-Return --D 46722.0000 0.0000 1 0001181734 Common Stock
D 2005-05-24   JONES DAVID A /WI 4 M-Exempt --D 25000.0000 199195.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-05-24   JONES DAVID A /WI 4 S-Sale --D 25000.0000 430425.0000 2 0000905631 Common Stock
A 2005-05-24   JONES DAVID A /WI 4 M-Exempt --D 25000.0000 455425.0000 1 0000905631 Common Stock
D 2005-05-23   STEWARD RANDALL J 4 M-Exempt --D 9600.0000 3000.0000 8 0001067586 Employee Stock Option (right to buy)
D 2005-05-23   STEWARD RANDALL J 4 S-Sale --D 9600.0000 112575.0000 5 0001067586 Common Stock
D 2005-05-23   STEWARD RANDALL J 4 M-Exempt --D 9600.0000 122175.0000 4 0001067586 Common Stock
D 2005-05-20   STEWARD RANDALL J 4 M-Exempt --D 3900.0000 12600.0000 7 0001067586 Employee Stock Option (right to buy)
D 2005-05-20   STEWARD RANDALL J 4 M-Exempt --D 16500.0000 0.0000 6 0001067586 Employee Stock Option (right to buy)
D 2005-05-20   STEWARD RANDALL J 4 S-Sale --D 20400.0000 112575.0000 3 0001067586 Common Stock
A 2005-05-20   STEWARD RANDALL J 4 M-Exempt --D 3900.0000 132975.0000 2 0001067586 Common Stock
A 2005-05-20   STEWARD RANDALL J 4 M-Exempt --D 16500.0000 129075.0000 1 0001067586 Common Stock
A 2005-05-16   BOWLIN JOHN D 4 P-Purchase --D 5000.0000 7293.0000 1 0001025035 Common Stock
D 2005-05-04   JONES DAVID A /WI 4 M-Exempt --D 4350.0000 224195.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-05-04   JONES DAVID A /WI 4 S-Sale --D 4350.0000 430425.0000 2 0000905631 Common Stock
A 2005-05-04   JONES DAVID A /WI 4 M-Exempt --D 4350.0000 434775.0000 1 0000905631 Common Stock
D 2005-05-04   HUSSEY KENT J 4 M-Exempt --D 4350.0000 7650.0000 5 0001068188 Employee Stock Option (right to buy)
D 2005-05-04   HUSSEY KENT J 4 S-Sale --D 4350.0000 225889.0000 2 0001068188 Common Stock
A 2005-05-04   HUSSEY KENT J 4 M-Exempt --D 4350.0000 230239.0000 1 0001068188 Common Stock
D 2005-04-26   JONES DAVID A /WI 4 M-Exempt --D 25000.0000 228545.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-04-26   JONES DAVID A /WI 4 S-Sale --D 25000.0000 430425.0000 2 0000905631 Common Stock
A 2005-04-26   JONES DAVID A /WI 4 M-Exempt --D 25000.0000 455425.0000 1 0000905631 Common Stock
D 2005-04-21   LEE LESTER 4 D-Return --D 47661.0000 0.0000 1 0001265218 Common Stock
A 2005-04-01   TOOKER STEPHEN L 4 A-Award --D 46722.0000 46722.0000 1 0001181734 Common Stock
A 2005-04-01   HEIL JOHN 4 A-Award --D 46722.0000 76485.0000 1 0001036194 Common Stock
A 2005-04-01   PELLEGRINO PHILIP 4 A-Award --D 23274.0000 75274.0000 1 0001128095 Common Stock
A 2005-04-01   STEWARD RANDALL J 4 A-Award --D 53850.0000 112575.0000 1 0001067586 Common Stock
A 2005-04-01   CHEESEMAN PAUL 4 A-Award --D 32455.0000 79634.0000 1 0001162887 Common Stock
A 2005-04-01   BUREL REMY 4 A-Award --D 48274.0000 127486.0000 1 0001195822 Common Stock
A 2005-04-01   BILLER KENNETH V 4 A-Award --D 55547.0000 149476.0000 1 0001068190 Common Stock
A 2005-04-01   CANCIO LUIS A 4 A-Award --D 15000.0000 110436.0000 1 0001100703 Common Stock
A 2005-04-01   HUSSEY KENT J 4 A-Award --D 75638.0000 225889.0000 1 0001068188 Common Stock
A 2005-04-01   CAULK ROBERT L 4 A-Award --D 20000.0000 42121.0000 1 0001305882 Common Stock
D 2005-03-29   JONES DAVID A /WI 4 M-Exempt --D 12372.0000 253545.0000 7 0000905631 Employee Stock Option (right to buy)
D 2005-03-29   JONES DAVID A /WI 4 M-Exempt --D 17628.0000 0.0000 6 0000905631 Employee Stock Option (right to buy)
D 2005-03-29   JONES DAVID A /WI 4 S-Sale --D 12372.0000 430425.0000 5 0000905631 Common Stock
A 2005-03-29   JONES DAVID A /WI 4 M-Exempt --D 12372.0000 442797.0000 4 0000905631 Common Stock
D 2005-03-29   JONES DAVID A /WI 4 S-Sale --D 17628.0000 430425.0000 2 0000905631 Common Stock
A 2005-03-29   JONES DAVID A /WI 4 M-Exempt --D 17628.0000 448053.0000 1 0000905631 Common Stock
D 2005-03-29   HUSSEY KENT J 4 M-Exempt --D 25000.0000 12000.0000 5 0001068188 Employee Stock Option (right to buy)
D 2005-03-29   HUSSEY KENT J 4 S-Sale --D 25000.0000 150251.0000 2 0001068188 Common Stock
A 2005-03-29   HUSSEY KENT J 4 M-Exempt --D 25000.0000 175251.0000 1 0001068188 Common Stock
D 2005-03-15   CANCIO LUIS A 4 M-Exempt --D 25000.0000 0.0000 4 0001100703 Employee Stock Option (right to buy)
D 2005-02-25   JONES DAVID A /WI 4 M-Exempt --D 30000.0000 17628.0000 4 0000905631 Employee Stock Option (right to buy)
D 2005-02-25   JONES DAVID A /WI 4 S-Sale --D 30000.0000 430425.0000 2 0000905631 Common Stock
A 2005-02-25   JONES DAVID A /WI 4 M-Exempt --D 30000.0000 460425.0000 1 0000905631 Common Stock
D 2005-02-18   BUREL REMY 4 M-Exempt --D 33000.0000 0.0000 3 0001195822 Employee Stock Option (right to buy)
D 2005-02-18   BUREL REMY 4 S-Sale --D 33000.0000 79212.0000 2 0001195822 Common Stock
A 2005-02-18   BUREL REMY 4 M-Exempt --D 33000.0000 112212.0000 1 0001195822 Common Stock
D 2005-02-18   LUPO JOHN S 4 M-Exempt --D 5000.0000 0.0000 3 0001128344 Stock Option (right to buy)
D 2005-02-18   LUPO JOHN S 4 S-Sale --D 5000.0000 4793.0000 2 0001128344 Common Stock
A 2005-02-18   LUPO JOHN S 4 M-Exempt --D 5000.0000 9793.0000 1 0001128344 Common Stock
D 2005-02-16   CHEESEMAN PAUL 4 M-Exempt --D 12580.0000 0.0000 3 0001162887 Employee Stock Option (right to buy)
D 2005-02-16   CHEESEMAN PAUL 4 S-Sale --D 12580.0000 47179.0000 2 0001162887 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016