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U.S. Securities and Exchange Commission


ZAP (0001024628)
SIC: 3751 - Motorcycles, Bicycles & Parts
State location: CA | State of Inc.: CA | Fiscal Year End: 1231
formerly: ZAP POWER SYSTEMS INC (until 1999-04-14)
formerly: ZAPWORLD COM (until 2001-05-07)
Business Address
501 FOURTH STREET
SANTA ROSA CA 95401
7075258658
Mailing Address
501 FOURTH STREET
SANTA ROSA CA 95401
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Ringstad Michael 0001680209 2015-06-01 officer: Interim CFO
Cathaya Capital LP 0001513060 2014-12-30 director, 10 percent owner, other: Member of 10% Group
NGUYEN TUONG CO 0001607632 2013-08-07 director
Wang Huai Yi 0001650650 2013-07-07 director
Schillings Charles R 0001413991 2012-06-17 officer: Co-Chief Exec Offcr/Corp Secr
Wang Gang 0001515795 2011-09-06 director, officer: Co-Chief Executive Officer
Zhu Li Dong 0001519483 2011-09-06 officer: Chief Financial Officer
Al Yousuf Iqbal 0001416198 2011-02-15 director, 10 percent owner
Al Yousuf LLC 0001416199 2011-02-15 director, 10 percent owner
China Electric Vehicle Corp 0001513221 2011-01-12 10 percent owner, other: Member of 10% Owner Group
Jones Howard David 0001516853 2010-04-19 officer: Chief Operating Officer
Scholl Peter 0001309105 2010-02-12 director
ABDOU MARK Y 0001349717 2010-02-12 director
Better World International Ltd 0001517669 2010-01-15 other: Member of 10% Owner Group
Hartman William Richard 0001298697 2009-11-30 officer: Chief Financial Officer
Kazzaz Amos 0001399753 2009-11-30 officer: Chief Operating Officer
LU PRISCILLA M 0001222621 2009-08-06 director
Dodd Gary 0001468373 2009-07-30 director
SCHNEIDER STEVEN 0001257783 2009-06-09 director, officer: CEO
STARR GARY 0001257782 2009-02-24 other: Former Director
CUDE RENAY 0001343792 2007-11-09 director, officer: Corporate Secretary
LAM ALBERT 0001415942 2007-11-09 director
SCHEDER-BIESCHIN MAX 0001342549 2007-05-18 other: Former President
BYRNE RAYMOND F 0001235963 2006-11-30 director
FIERI GUY 0001349345 2006-11-30 director
HEINZE MATTHIAS R 0001351312 2006-09-18 director
HAYWOOD MARK 0001354864 2006-04-10 director
Auletta Louis Albert 0001299021 2006-03-22 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2014-12-30 2014-12-30 Cathaya Capital LP 4 A-Award --D 13240262.0000 117351833.0000 1 0001513060 Common Stock
A 2011-09-06   Wang Gang 4 A-Award --D 3000000.0000 3000000.0000 1 0001515795 Employee Stock Option (right to buy)
A 2011-09-06   Zhu Li Dong 4 A-Award --D 800000.0000 $800000.0000 1 0001519483 Employee Stock Option (right to buy)
D 2011-03-10   Al Yousuf LLC 4/A S-Sale --D 5000.0000 8644528.0000 3 0001416199 Common Stock
D 2011-03-10   Al Yousuf LLC 4 S-Sale --D 5000.0000 8644528.0000 3 0001416199 Common Stock
D 2011-02-17   Al Yousuf LLC 4/A S-Sale --D 1900.0000 8649528.0000 2 0001416199 Common Stock
D 2011-02-17   Al Yousuf LLC 4 S-Sale --D 1900.0000 8649528.0000 2 0001416199 Common Stock
D 2011-02-15   Al Yousuf LLC 4/A S-Sale --D 8100.0000 8651428.0000 1 0001416199 Common Stock
D 2011-02-15   Al Yousuf LLC 4 S-Sale --D 8100.0000 8651428.0000 1 0001416199 Common Stock
A 2011-01-12   Cathaya Capital LP 4 P-Purchase --D 20000000.0000 146865364.0000 11 0001513060 Common Stock Warrants (right to buy)
A 2011-01-12   Cathaya Capital LP 4 C-Conversion --D 126865364.0000 10 0001513060 Senior Secured Convertible Promissory Note
A 2010-11-10   Cathaya Capital LP 4 P-Purchase --D 5000000.0000 75000000.0000 4 0001513060 Common Stock
A 2010-07-09   Cathaya Capital LP 4 P-Purchase --D 44000000.0000 70000000.0000 3 0001513060 Common Stock
A 2010-04-19   Jones Howard David 4 A-Award --D 400000.0000 400000.0000 2 0001516853 Employee Stock Option (right to buy)
A 2010-04-19   Jones Howard David 4 P-Purchase --D 133334.0000 133334.0000 1 0001516853 Common Stock
A 2010-02-12   ABDOU MARK Y 4 A-Award --D 128000.0000 148843.0000 1 0001349717 Common Stock
A 2010-02-12   Scholl Peter 4 A-Award --D 146000.0000 146000.0000 1 0001309105 Common Stock
A 2010-01-15   Cathaya Capital LP 4 P-Purchase --D 6000000.0000 26000000.0000 2 0001513060 Common Stock
D 2009-12-31   Al Yousuf LLC 4 S-Sale --D 47900.0000 8659528.0000 9 0001416199 Common Stock
D 2009-12-30   Al Yousuf LLC 4 S-Sale --D 10000.0000 8707428.0000 8 0001416199 Common Stock
D 2009-12-24   Al Yousuf LLC 4 S-Sale --D 50000.0000 8717428.0000 7 0001416199 Common Stock
D 2009-12-24   Al Yousuf LLC 4 S-Sale --D 36000.0000 8767428.0000 6 0001416199 Common Stock
D 2009-12-24   Al Yousuf LLC 4 S-Sale --D 50000.0000 8803428.0000 5 0001416199 Common Stock
D 2009-12-24   Al Yousuf LLC 4 S-Sale --D 200000.0000 8853428.0000 4 0001416199 Common Stock
D 2009-12-23   Al Yousuf LLC 4 S-Sale --D 25000.0000 9053428.0000 3 0001416199 Common Stock
D 2009-12-23   Al Yousuf LLC 4 S-Sale --D 175000.0000 9078428.0000 2 0001416199 Common Stock
D 2009-12-23   Al Yousuf LLC 4 S-Sale --D 50000.0000 9253428.0000 1 0001416199 Common Stock
D 2009-11-30   Hartman William Richard 4 D-Return --D 132811.0000 0.0000 7 0001298697 Employee Stock Option (right to buy)
D 2009-11-30   Hartman William Richard 4 D-Return --D 110000.0000 132811.0000 6 0001298697 Employee Stock Option (right to buy)
D 2009-11-30   Hartman William Richard 4 D-Return --D 500000.0000 242811.0000 5 0001298697 Employee Stock Option (right to buy)
D 2009-11-30   Hartman William Richard 4 D-Return --D 119689.0000 742811.0000 4 0001298697 Employee Stock Option (right to buy)
D 2009-11-30   Hartman William Richard 4 D-Return --D 55000.0000 862500.0000 3 0001298697 Employee Stock Option (right to buy)
D 2009-11-30   Hartman William Richard 4 D-Return --D 82500.0000 917500.0000 2 0001298697 Employee Stock Option (Right to buy)
A 2009-11-30   Hartman William Richard 4 A-Award --D 1000000.0000 1000000.0000 1 0001298697 Employee Stock Option (right to buy)
D 2009-11-30   Kazzaz Amos 4 D-Return --D 500000.0000 0.0000 3 0001399753 Employee Stock Option (right to buy)
D 2009-11-30   Kazzaz Amos 4 D-Return --D 439737.0000 500000.0000 2 0001399753 Employee Stock Option (right to buy)
A 2009-11-30   Kazzaz Amos 4 A-Award --D 939737.0000 939737.0000 1 0001399753 Employee Stock Option (right to buy)
D 2009-10-28   Kazzaz Amos 4 S-Sale --D 5000.0000 224392.0000 1 0001399753 Common Stock
D 2009-09-23   Kazzaz Amos 4 S-Sale --D 2500.0000 229392.0000 2 0001399753 Common Stock
D 2009-09-23   Kazzaz Amos 4 S-Sale --D 1500.0000 231892.0000 1 0001399753 Common Stock
A 2009-08-17   Kazzaz Amos 4 A-Award --D 8333.0000 233392.0000 2 0001399753 Common Stock
D 2009-08-14   Kazzaz Amos 4 S-Sale --D 3000.0000 225059.0000 1 0001399753 Common Stock
A 2009-08-06   Cathaya Capital LP 4 P-Purchase --D 16000000.0000 22600364.0000 4 0001513060 Common Stock Warrants
A 2009-08-06   Cathaya Capital LP 4 A-Award --D 5600364.0000 6600364.0000 3 0001513060 Employee Stock Option
A 2009-08-06   Cathaya Capital LP 4 A-Award --D 1000000.0000 1000000.0000 2 0001513060 Employee Stock Option
A 2009-08-06   Cathaya Capital LP 4 P-Purchase --D 6000000.0000 42600364.0000 9 0001513060 Common Stock Warrants (right to buy)
A 2009-08-06   Cathaya Capital LP 4 C-Conversion --D 36600364.0000 8 0001513060 Secured Convertible Promissory Note
A 2009-08-06   Cathaya Capital LP 4 P-Purchase --D 10000000.0000 16600364.0000 7 0001513060 Common Stock Warrants (right to buy)
A 2009-08-06   Cathaya Capital LP 4 A-Award --D 5600364.0000 6600364.0000 6 0001513060 Employee Stock Option (right to buy)
A 2009-08-06   Cathaya Capital LP 4 A-Award --D 1000000.0000 1000000.0000 5 0001513060 Employee Stock Option (right to buy)
A 2009-08-06   Cathaya Capital LP 4 P-Purchase --D 20000000.0000 20000000.0000 1 0001513060 Common Stock
A 2009-07-30   Dodd Gary 4 A-Award --D 138900.0000 138900.0000 1 0001468373 Common Stock
D 2009-07-15   Kazzaz Amos 4 A-Award --D 7500.0000 228059.0000 1 0001399753 Common Stock
D 2009-06-16   Hartman William Richard 4/A S-Sale --D 500.0000 513569.0000 5 0001298697 Common Stock
D 2009-06-16   Hartman William Richard 4/A S-Sale --D 14000.0000 514069.0000 4 0001298697 Common Stock
D 2009-06-16   Hartman William Richard 4/A S-Sale --D 8000.0000 528069.0000 3 0001298697 Common Stock
D 2009-06-16   Hartman William Richard 4/A S-Sale --D 5000.0000 536069.0000 2 0001298697 Common Stock
A 2009-06-09   Kazzaz Amos 4/A A-Award --D 33333.0000 220591.0000 3 0001399753 Common Stock
A 2009-06-09   Hartman William Richard 4/A A-Award --D 33333.0000 541069.0000 1 0001298697 Common Stock
A 2009-06-09   Kazzaz Amos 4/A A-Award --D 33333.0000 220559.0000 3 0001399753 Common Stock
A 2009-06-09   SCHNEIDER STEVEN 4/A A-Award --D 35000.0000 3218829.0000 1 0001257783 Common Stock
A 2009-06-09   SCHNEIDER STEVEN 4 A-Award --D 35000.0000 3218829.0000 1 0001257783 Common Stock
D 2009-06-09   Kazzaz Amos 4 A-Award --D 33333.0000 220559.0000 3 0001399753 Common Stock
A 2009-06-09   Hartman William Richard 4 A-Award --D 33333.0000 541069.0000 1 0001298697 Common Stock
D 2009-06-03   Kazzaz Amos 4/A S-Sale --D 5000.0000 187258.0000 2 0001399753 Common Stock
D 2009-06-03   Kazzaz Amos 4/A S-Sale --D 5000.0000 187258.0000 2 0001399753 Common Stock
D 2009-06-03   Kazzaz Amos 4 S-Sale --D 5000.0000 187258.0000 2 0001399753 Common Stock
D 2009-06-02   Kazzaz Amos 4/A S-Sale --D 550.0000 192258.0000 1 0001399753 Common Stock
D 2009-06-02   Kazzaz Amos 4/A S-Sale --D 550.0000 192258.0000 1 0001399753 Common Stock
D 2009-06-02   Kazzaz Amos 4 S-Sale --D 550.0000 192258.0000 1 0001399753 Common Stock
D 2009-05-29   Kazzaz Amos 4 S-Sale --D 5000.0000 192808.0000 7 0001399753 Common Stock
D 2009-05-29   Kazzaz Amos 4 S-Sale --D 5000.0000 197808.0000 6 0001399753 Common Stock
D 2009-05-28   Kazzaz Amos 4 S-Sale --D 10000.0000 202808.0000 5 0001399753 Common Stock
D 2009-05-27   Kazzaz Amos 4 S-Sale --D 10000.0000 212808.0000 4 0001399753 Common Stock
D 2009-05-26   Kazzaz Amos 4 S-Sale --D 10000.0000 222808.0000 3 0001399753 Common Stock
D 2009-05-22   Kazzaz Amos 4 S-Sale --D 10000.0000 232808.0000 2 0001399753 Common Stock
D 2009-05-21   Kazzaz Amos 4 S-Sale --D 10000.0000 242808.0000 1 0001399753 Common Stock
A 2009-05-21   SCHNEIDER STEVEN 4 A-Award --D 30882.0000 3183829.0000 1 0001257783 Common Stock
A 2009-05-21   Hartman William Richard 4 A-Award --D 29412.0000 507736.0000 1 0001298697 Common Stock
A 2009-05-21   Kazzaz Amos 4 A-Award --D 29412.0000 252808.0000 1 0001399753 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016