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ARI NETWORK SERVICES INC /WI (0000879796)
SIC: 7370 - Services-Computer Programming, Data Processing, Etc.
State location: WI | State of Inc.: WI | Fiscal Year End: 0731
Business Address
10850 WEST PARK PLACE
SUITE 1200
MILWAUKEE WI 53224
414 973-4300
Mailing Address
10850 WEST PARK PLACE
SUITE 1200
MILWAUKEE WI 53224
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
MORTIMORE WILLIAM C 0001079071 2017-01-10 director
Newell Robert Y IV 0001347183 2017-01-10 director
POSEIDON P LEE 0001438140 2017-01-10 director
Luden William Henry III 0001545584 2017-01-10 director
COOPER CHAD J. 0001621850 2017-01-10 director
Ostermann Robert 0001688843 2016-10-27 officer: Chief Technology Officer
OLIVIER ROY W 0001375012 2016-08-01 director, officer: President and CEO
NURTHEN WILLIAM 0001388824 2016-08-01 officer: Chief Financial Officer
Berg Marvin A. 0001555417 2015-01-09 officer: Vice President of Operations
WYNNEFIELD PARTNERS SMALL CAP VALUE LP 0000899083 2014-12-02 10 percent owner
OBUS NELSON 0001017043 2014-12-02 10 percent owner
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD 0001030806 2014-12-02 10 percent owner
WYNNEFIELD CAPITAL MANAGEMENT LLC 0001056835 2014-12-02 10 percent owner
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I 0001251565 2014-12-02 10 percent owner
WYNNEFIELD CAPITAL INC 0001251567 2014-12-02 10 percent owner
LANDES JOSHUA 0001251568 2014-12-02 10 percent owner
BRIDGE GORDON J 0001033576 2014-05-15 director
DEARING BRIAN E 0001240270 2014-04-09 director
Johnson James R 0001308586 2014-01-10 director
Mamanteo Dwight 0001394080 2014-01-10 director
12 West Capital Management LP 0001540531 2013-07-29 10 percent owner
JANECEK DARIN 0001507805 2013-06-27 officer: Chief Financial Officer
Sifen Michael D. 0001576411 2013-03-15 10 percent owner
HORN JEFFREY E 0001240268 2013-03-12 officer: VP Global Sales
LINTVET JON 0001533255 2013-03-12 officer: Chief Marketing Officer
FEIERSTEIN TED 0001241328 2012-01-12 director
TENPAS MICHAEL 0001441366 2010-11-08 officer: VP-Sales and Marketing
HIPP ROBERT J 0001439577 2009-11-02 officer: Chief Technology Officer
FOLBERG KENNETH S 0001440776 2008-12-19 officer: CFO, Vice President-Finance
BRAY JOHN C 0001240267 2008-01-30 officer: VP of Bus. Dev. and Strategy
WEENING RICHARD W 0001030786 2007-12-26 director
SHERLOCK TIMOTHY 0001088560 2006-12-29 officer: VP-Fin/CFO/Sec/Treas.
TILLMAN FREDERIC G 0001240269 2004-10-12 officer: VP of Technology Development
MCGURK MICHAEL E 0001240271 2004-10-12 officer: VP Technology Operations
WISCONSIN ENERGY CORP 0000783325 2003-08-07 10 percent owner
WITECH CORP 0000940229 2003-08-07 10 percent owner


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2017-01-10   COOPER CHAD J. 4 A-Award --D 5182.0000 27199.0000 1 0001621850 Common Stock
A 2017-01-10   POSEIDON P LEE 4 A-Award --D 5182.0000 118315.0000 1 0001438140 Common Stock
A 2017-01-10   Newell Robert Y IV 4 A-Award --D 5182.0000 91346.0000 1 0001347183 Common Stock
A 2017-01-10   MORTIMORE WILLIAM C 4 A-Award --D 5182.0000 60966.0000 1 0001079071 Common Stock
A 2017-01-10   Luden William Henry III 4 A-Award --D 7774.0000 112596.0000 1 0001545584 Common Stock
D 2016-11-22   MORTIMORE WILLIAM C 4 M-Exempt --D 6000.0000 0.0000 3 0001079071 Employee Stock Option (Right to Buy)
D 2016-11-22   MORTIMORE WILLIAM C 4 F-InKind --D 2125.0000 55784.0000 2 0001079071 Common Stock
A 2016-11-22   MORTIMORE WILLIAM C 4 M-Exempt --D 6000.0000 57909.0000 1 0001079071 Common Stock
A 2016-08-01   OLIVIER ROY W 4/A A-Award --D 49603.0000 248746.0000 1 0001375012 Common Stock
A 2016-08-01   NURTHEN WILLIAM 4 A-Award --D 19841.0000 23556.0000 1 0001388824 Common Stock
A 2016-08-01   OLIVIER ROY W 4 A-Award --D 49603.0000 268900.0000 1 0001375012 Common Stock
D 2016-07-18   OLIVIER ROY W 4 M-Exempt --D 50000.0000 0.0000 4 0001375012 Employee Stock Option (right to buy)
D 2016-07-18   OLIVIER ROY W 4 F-InKind --D 20154.0000 199143.0000 2 0001375012 Common Stock
A 2016-07-18   OLIVIER ROY W 4 M-Exempt --D 50000.0000 219297.0000 1 0001375012 Common Stock
D 2016-04-18   OLIVIER ROY W 4 S-Sale --I 7998.0000 0.0000 1 0001375012 Common Stock
A 2016-01-20   POSEIDON P LEE 4 P-Purchase --D 1000.0000 113133.0000 1 0001438140 Common Stock
A 2016-01-13   POSEIDON P LEE 4 P-Purchase --D 5000.0000 112133.0000 1 0001438140 Common Stock
A 2016-01-11   Newell Robert Y IV 4 P-Purchase --D 4000.0000 86164.0000 2 0001347183 Common Stock
A 2016-01-08   COOPER CHAD J. 4 A-Award --D 6338.0000 22017.0000 1 0001621850 Common Stock
A 2016-01-08   MORTIMORE WILLIAM C 4 A-Award --D 6338.0000 51909.0000 1 0001079071 Common Stock
A 2016-01-08   POSEIDON P LEE 4 A-Award --D 6338.0000 107133.0000 1 0001438140 Common Stock
A 2016-01-08   Newell Robert Y IV 4 A-Award --D 6338.0000 82164.0000 1 0001347183 Common Stock
A 2016-01-08   Luden William Henry III 4 A-Award --D 9507.0000 104822.0000 1 0001545584 Common Stock
A 2015-12-18   Luden William Henry III 4 P-Purchase --D 10000.0000 95315.0000 1 0001545584 Common Stock
A 2015-12-17   Newell Robert Y IV 4 P-Purchase --D 5000.0000 75826.0000 1 0001347183 Common Stock
A 2015-12-16   POSEIDON P LEE 4/A P-Purchase --D 6341.0000 100895.0000 13 0001438140 Common Stock
A 2015-12-16   POSEIDON P LEE 4 P-Purchase --D 6341.0000 100795.0000 13 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 500.0000 94554.0000 12 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 900.0000 94054.0000 11 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 300.0000 93154.0000 10 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 200.0000 92854.0000 9 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 200.0000 92654.0000 8 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 3100.0000 92454.0000 7 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 1000.0000 89354.0000 6 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 300.0000 88354.0000 5 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 400.0000 88054.0000 4 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 100.0000 87654.0000 3 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 1200.0000 87554.0000 2 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4/A P-Purchase --D 1800.0000 86354.0000 1 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 500.0000 94454.0000 12 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 900.0000 93954.0000 11 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 300.0000 93054.0000 10 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 200.0000 92754.0000 9 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 200.0000 92554.0000 8 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 3100.0000 92354.0000 7 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 900.0000 89254.0000 6 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 300.0000 88354.0000 5 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 400.0000 88054.0000 4 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 100.0000 87654.0000 3 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 1600.0000 87554.0000 2 0001438140 Common Stock
A 2015-12-15   POSEIDON P LEE 4 P-Purchase --D 1400.0000 85954.0000 1 0001438140 Common Stock
A 2015-12-15   COOPER CHAD J. 4 P-Purchase --D 2506.0000 15679.0000 7 0001621850 Common Stock
A 2015-12-15   COOPER CHAD J. 4 P-Purchase --D 200.0000 13173.0000 6 0001621850 Common Stock
A 2015-12-15   COOPER CHAD J. 4 P-Purchase --D 400.0000 12973.0000 5 0001621850 Common Stock
A 2015-12-15   COOPER CHAD J. 4 P-Purchase --I 7620.0000 88000.0000 4 0001621850 Common Stock
A 2015-12-15   COOPER CHAD J. 4 P-Purchase --I 4850.0000 80380.0000 3 0001621850 Common Stock
A 2015-12-15   COOPER CHAD J. 4 P-Purchase --I 30.0000 75530.0000 2 0001621850 Common Stock
A 2015-12-14   COOPER CHAD J. 4 P-Purchase --I 500.0000 75500.0000 1 0001621850 Common Stock
D 2015-12-07   MORTIMORE WILLIAM C 4 M-Exempt --D 6000.0000 0.0000 3 0001079071 Employee Stock Option (Right to Buy)
D 2015-12-07   MORTIMORE WILLIAM C 4 F-InKind --D 3155.0000 45571.0000 2 0001079071 Common Stock
A 2015-12-07   MORTIMORE WILLIAM C 4 M-Exempt --D 6000.0000 48726.0000 1 0001079071 Common Stock
A 2015-07-20   Newell Robert Y IV 4 P-Purchase --D 4000.0000 70826.0000 1 0001347183 Common Stock
A 2015-07-16   Newell Robert Y IV 4 P-Purchase --D 10000.0000 66826.0000 1 0001347183 Common Stock
A 2015-07-16   Luden William Henry III 4 P-Purchase --D 10000.0000 85315.0000 1 0001545584 Common Stock
A 2015-07-16   COOPER CHAD J. 4 P-Purchase --I 25000.0000 75000.0000 1 0001621850 Common Stock
A 2015-03-04   NURTHEN WILLIAM 4 A-Award --D 110000.0000 110000.0000 1 0001388824 Restricted Stock
A 2015-03-04   OLIVIER ROY W 4 A-Award --D 110000.0000 110000.0000 1 0001375012 Restricted Stock
D 2015-01-29   POSEIDON P LEE 4 M-Exempt --D 9000.0000 0.0000 4 0001438140 Employee Stock Option (Right to Buy)
D 2015-01-29   POSEIDON P LEE 4 M-Exempt --D 10000.0000 0.0000 3 0001438140 Employee Stock Option (Right to Buy)
A 2015-01-29   POSEIDON P LEE 4 A-Award --D 9000.0000 84554.0000 2 0001438140 Common Stock
A 2015-01-29   POSEIDON P LEE 4 A-Award --D 10000.0000 75554.0000 1 0001438140 Common Stock
A 2015-01-09   POSEIDON P LEE 4 A-Award --D 7573.0000 65554.0000 1 0001438140 Common Stock
A 2015-01-09   Newell Robert Y IV 4 A-Award --D 7573.0000 56826.0000 1 0001347183 Common Stock
A 2015-01-09   MORTIMORE WILLIAM C 4 A-Award --D 7573.0000 34214.0000 1 0001079071 Common Stock
A 2015-01-09   Luden William Henry III 4 A-Award --D 11360.0000 75315.0000 1 0001545584 Common Stock
A 2015-01-09   COOPER CHAD J. 4 A-Award --D 7573.0000 12573.0000 1 0001621850 Common Stock
A 2015-01-09   Berg Marvin A. 4 P-Purchase --D 2800.0000 16379.0000 1 0001555417 Common Stock
A 2015-01-08   Newell Robert Y IV 4 P-Purchase --D 2400.0000 49253.0000 3 0001347183 Common Stock
A 2015-01-08   Newell Robert Y IV 4 P-Purchase --D 500.0000 46853.0000 2 0001347183 Common Stock
A 2015-01-07   Newell Robert Y IV 4 P-Purchase --D 2100.0000 46353.0000 1 0001347183 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016