U.S. Securities & Exchange Commission
SEC Seal
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U.S. Securities and Exchange Commission


ESCALON MEDICAL CORP (0000862668)
SIC: 3845 - Electromedical & Electrotherapeutic Apparatus
State location: PA | State of Inc.: PA | Fiscal Year End: 0630
Business Address
435 DEVON PARK ROAD
BUILDING 100
WAYNE PA 19087
6106886830
Mailing Address
435 DEVON PARK ROAD
BUILDING 100
WAYNE PA 19087
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
NAPOLITANO LISA A 0001260474 2016-05-12 director
DEPIANO RICHARD J 0001260475 2016-05-12 director
Closkey C Sean 0001577865 2016-05-12 director
Trusk C Todd 0001658276 2016-05-12 director
DePiano Richard J Jr 0001311924 2014-05-08 director, officer: CEO
CHOATE FRED G 0001328252 2014-05-08 director
O'Connor Robert Michael 0001368931 2014-05-08 officer: CFO
Wallace Mark 0001422287 2014-05-08 officer: COO
KWAN WILLIAM L G 0001260446 2008-09-29 director
FEDERMAN JAY L MD 0001260472 2008-09-29 director
COPPOLA ANTHONY J 0001260473 2008-09-29 director
David Berkowitz 0001354984 2006-03-03 officer: Principal Accounting Officer
RIMMER HENRY M 0001260445 2005-08-17 officer: Senior Vice President Finance
Karsch Mark H 0001334563 2005-07-18 officer: CFO
ODONNELL JEFFREY F 0001226425 2004-12-06 director


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2016-05-12   DEPIANO RICHARD J 4 A-Award --D 10000.0000 471175.0000 1 0001260475 Director stock option (right to buy)
A 2016-05-12   Closkey C Sean 4 A-Award --D 2000.0000 9000.0000 1 0001577865 Director stock option (right to buy)
A 2016-05-12   NAPOLITANO LISA A 4 A-Award --D 2000.0000 46000.0000 1 0001260474 Director stock option (right to buy)
A 2016-05-12   Trusk C Todd 4 A-Award --D 7000.0000 7250.0000 1 0001658276 Director stock option (right to buy)
A 2014-05-08   Closkey C Sean 4 A-Award --D 2000.0000 7000.0000 1 0001577865 Director stock option (right to buy)
A 2014-05-08   Closkey C Sean 4 A-Award --D 5000.0000 5000.0000 1 0001577865 Director Stock Option (right to buy)
A 2014-05-08   NAPOLITANO LISA A 4 A-Award --D 2000.0000 44000.0000 1 0001260474 Director Stock option (right to buy)
A 2014-05-08   CHOATE FRED G 4 A-Award --D 2000.0000 32000.0000 1 0001328252 Director Stock OPtion (right to Buy)
A 2014-05-08   Wallace Mark 4 A-Award --D 35000.0000 92467.0000 1 0001422287 Stock option (right to buy)
A 2014-05-08   O'Connor Robert Michael 4 A-Award --D 35000.0000 149000.0000 1 0001368931 Stock Option (right to buy stock)
A 2014-05-08   DEPIANO RICHARD J 4 A-Award --D 10000.0000 461175.0000 1 0001260475 Common Stock
A 2014-05-08   DePiano Richard J Jr 4 A-Award --D 45000.0000 172706.0000 1 0001311924 Common Stock
A 2012-12-17   DePiano Richard J Jr 4 D-Return --D 500.0000 127706.0000 1 0001311924 Common Stock
A 2009-11-16   Wallace Mark 4 A-Award --D 10000.0000 57467.0000 1 0001422287 Stock Option (right to buy)
A 2009-11-16   DEPIANO RICHARD J 4 A-Award --D 20000.0000 451175.0000 1 0001260475 Stock Option (right to buy)
A 2009-11-16   O'Connor Robert Michael 4 A-Award --D 14000.0000 114000.0000 1 0001368931 Stock Option (right to buy)
A 2009-11-16   DePiano Richard J Jr 4 A-Award --D 12000.0000 112573.0000 1 0001311924 Stock Option (right to buy)
A 2008-09-25   KWAN WILLIAM L G 4 A-Award --D 10000.0000 80000.0000 1 0001260446 Director Stock Option (right to buy)
A 2008-09-25   FEDERMAN JAY L MD 4 A-Award --D 10000.0000 77072.0000 1 0001260472 Director Stock Option (right to buy)
A 2008-09-25   CHOATE FRED G 4 A-Award --D 10000.0000 30000.0000 1 0001328252 Director Stock Option (right to buy)
A 2008-09-25   NAPOLITANO LISA A 4 A-Award --D 10000.0000 42000.0000 1 0001260474 Director Stock Option (right to buy)
A 2008-09-25   COPPOLA ANTHONY J 4 A-Award --D 10000.0000 45000.0000 1 0001260473 Director Stock Option (right to buy)
A 2008-09-25   O'Connor Robert Michael 4 A-Award --D 20000.0000 100000.0000 1 0001368931 Stock Option (right to buy)
A 2008-09-25   Wallace Mark 4 A-Award --D 20000.0000 47467.0000 1 0001422287 Stock Option (right to buy)
A 2008-09-25   DePiano Richard J Jr 4 A-Award --D 20000.0000 100573.0000 1 0001311924 Stock Option (right to buy)
A 2008-09-25   DEPIANO RICHARD J 4 A-Award --D 25000.0000 431175.0000 1 0001260475 Stock Option (right to buy)
A 2007-11-29   DePiano Richard J Jr 4 A-Award --D 20000.0000 80573.0000 1 0001311924 Stock Option (right to buy)
A 2007-11-29   DEPIANO RICHARD J 4 A-Award --D 25000.0000 406175.0000 1 0001260475 Stock Option (right to buy)
A 2007-11-29   O'Connor Robert Michael 4 A-Award --D 20000.0000 80000.0000 1 0001368931 Stock Option (right to buy)
A 2007-11-29   CHOATE FRED G 4 A-Award --D 10000.0000 20000.0000 1 0001328252 Director Stock Option (right to buy)
A 2007-11-29   NAPOLITANO LISA A 4 A-Award --D 10000.0000 32000.0000 1 0001260474 Director Stock Option (right to buy)
A 2007-11-29   FEDERMAN JAY L MD 4 A-Award --D 10000.0000 67072.0000 1 0001260472 Director Stock Option (right to buy)
A 2007-11-29   COPPOLA ANTHONY J 4 A-Award --D 10000.0000 35000.0000 1 0001260473 Director Stock Option (right to buy)
A 2007-11-29   KWAN WILLIAM L G 4 A-Award --D 10000.0000 70000.0000 1 0001260446 Director Stock Option (right to buy)
A 2006-11-08   KWAN WILLIAM L G 4 A-Award --D 10000.0000 60000.0000 1 0001260446 Director Stock Option (right to buy)
A 2005-10-27   CHOATE FRED G 4 A-Award --D 10000.0000 10816.0000 1 0001328252 Stock Option (right to buy)
D 2005-10-11   DEPIANO RICHARD J 4 M-Exempt --D 112500.0000 144278.0000 2 0001260475 Employer Stock Option (right to buy)
A 2005-10-11   DEPIANO RICHARD J 4 M-Exempt --D 112500.0000 144278.0000 1 0001260475 Common Stock
A 2005-08-17   DEPIANO RICHARD J 4 A-Award --D 40000.0000 324397.0000 1 0001260475 Director Stock Option (right to buy)
A 2005-08-17   NAPOLITANO LISA A 4 A-Award --D 10000.0000 0.0000 1 0001260474 Director Stock Option (right to buy)
A 2005-08-17   COPPOLA ANTHONY J 4 A-Award --D 10000.0000 0.0000 1 0001260473 Director Stock Option (right to buy)
A 2005-08-17   RIMMER HENRY M 4 A-Award --D 20000.0000 123000.0000 1 0001260445 Director Stock Option (right to buy)
A 2005-08-17   FEDERMAN JAY L MD 4 A-Award --D 10000.0000 0.0000 1 0001260472 Director Stock Option (right to buy)
A 2005-08-17   KWAN WILLIAM L G 4 A-Award --D 10000.0000 0.0000 1 0001260446 Director Stock Option (right to buy)
D 2004-12-06   ODONNELL JEFFREY F 4 M-Exempt --D 10000.0000 0.0000 3 0001226425 Director Stock Option (right to Buy)
D 2004-12-06   ODONNELL JEFFREY F 4 S-Sale --D 10000.0000 0.0000 2 0001226425 Common Stock
A 2004-12-06   ODONNELL JEFFREY F 4 M-Exempt --D 10000.0000 0.0000 1 0001226425 Common Stock
D 2004-03-04   DEPIANO RICHARD J 4 M-Exempt --D 16000.0000 31778.0000 3 0001260475 Employer Stock Option (right to buy)
D 2004-03-04   DEPIANO RICHARD J 4 S-Sale --D 16000.0000 31778.0000 2 0001260475 Common Stock
A 2004-03-04   DEPIANO RICHARD J 4 M-Exempt --D 16000.0000 31778.0000 1 0001260475 Common Stock
D 2004-03-04   NAPOLITANO LISA A 4 M-Exempt --D 8000.0000 0.0000 3 0001260474 Common Stock
A 2004-03-04   NAPOLITANO LISA A 4 S-Sale --D 8000.0000 0.0000 2 0001260474 Common Stock
A 2004-03-04   NAPOLITANO LISA A 4 M-Exempt --D 8000.0000 0.0000 1 0001260474 Common Stock
D 2004-03-04   COPPOLA ANTHONY J 4 M-Exempt --D 10000.0000 0.0000 6 0001260473 Director Stock Option (right to buy)
D 2004-03-04   COPPOLA ANTHONY J 4 M-Exempt --D 10000.0000 0.0000 5 0001260473 Director Stock Option (right to buy)
D 2004-03-04   COPPOLA ANTHONY J 4 S-Sale --D 10000.0000 0.0000 4 0001260473 Common Stock
A 2004-03-04   COPPOLA ANTHONY J 4 M-Exempt --D 10000.0000 0.0000 3 0001260473 Common Stock
D 2004-03-04   COPPOLA ANTHONY J 4 S-Sale --D 10000.0000 0.0000 2 0001260473 Common Stock
A 2004-03-04   COPPOLA ANTHONY J 4 M-Exempt --D 10000.0000 0.0000 1 0001260473 Common Stock
D 2004-03-04   ODONNELL JEFFREY F 4 M-Exempt --D 5000.0000 0.0000 3 0001226425 Director Stock Option (right to buy)
D 2004-03-04   ODONNELL JEFFREY F 4 S-Sale --D 5000.0000 0.0000 2 0001226425 Common Stock
A 2004-03-04   ODONNELL JEFFREY F 4 M-Exempt --D 5000.0000 0.0000 1 0001226425 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 M-Exempt --D 5000.0000 22072.0000 10 0001260472 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 M-Exempt --D 10000.0000 22072.0000 9 0001260472 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 M-Exempt --D 5000.0000 22072.0000 8 0001260472 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 S-Sale --D 10000.0000 12072.0000 7 0001260472 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 S-Sale --D 5000.0000 22072.0000 6 0001260472 Common Stock
A 2004-03-03   FEDERMAN JAY L MD 4 M-Exempt --D 5000.0000 22072.0000 5 0001260472 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 S-Sale --D 10000.0000 22072.0000 4 0001260472 Common Stock
A 2004-03-03   FEDERMAN JAY L MD 4 M-Exempt --D 10000.0000 22072.0000 3 0001260472 Common Stock
D 2004-03-03   FEDERMAN JAY L MD 4 S-Sale --D 5000.0000 22072.0000 2 0001260472 Common Stock
A 2004-03-03   FEDERMAN JAY L MD 4 M-Exempt --D 5000.0000 22072.0000 1 0001260472 Common Stock
D 2004-03-03   KWAN WILLIAM L G 4 M-Exempt --D 10000.0000 0.0000 6 0001260446 Director Stock Option (right to buy)
D 2004-03-03   KWAN WILLIAM L G 4 M-Exempt --D 10000.0000 0.0000 5 0001260446 Director Stock Option (right to buy)
D 2004-03-03   KWAN WILLIAM L G 4 S-Sale --D 10000.0000 0.0000 4 0001260446 Common Stock
A 2004-03-03   KWAN WILLIAM L G 4 M-Exempt --D 10000.0000 0.0000 3 0001260446 Common Stock
D 2004-03-03   KWAN WILLIAM L G 4 S-Sale --D 10000.0000 0.0000 2 0001260446 Common Stock
A 2004-03-03   KWAN WILLIAM L G 4 M-Exempt --D 10000.0000 0.0000 1 0001260446 Common Stock
D 2004-03-03   DEPIANO RICHARD J 4 M-Exempt --D 15020.0000 31778.0000 12 0001260475 Employer Stock Option (right to buy)
D 2004-03-03   DEPIANO RICHARD J 4 M-Exempt --D 9980.0000 31778.0000 11 0001260475 Employer Stock Option (right to buy)

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016