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U.S. Securities and Exchange Commission


Santa Fe Gold CORP (0000851726)
SIC: 1000 - Metal Mining
State location: NM | State of Inc.: AZ | Fiscal Year End: 0630
formerly: AZCO MINING INC (until 2007-08-30)
Business Address
1219 BANNER MINE ROAD
LORDSBURG NM 88045
623-935-0774
Mailing Address
1219 BANNER MINE ROAD
LORDSBURG NM 88045
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
Cooke Bradford 0001614365 2014-07-15 director
Chilofischi Catalin 0001614368 2014-07-15 director, officer: CEO, other: President
Biles Garry Dennis 0001614399 2014-07-15 officer: COO
CARSON W PIERCE 0001267650 2012-12-31 director, officer: PRESIDENT
Hofer Erich 0001392885 2012-12-31 director
Frost John E. 0001411092 2012-12-31 director
Carson Ryan Pierce 0001556794 2012-12-31 officer: SECRETARY
White John Lester 0001556796 2012-12-31 officer: VICE PRESIDENT OPERATIONS
MARTINEZ MICHAEL PAUL 0001556979 2012-12-31 officer: CFO AND TREASURER
OLSON LAWRENCE G 0001086169 2012-01-03 director
Sulane Holdings, Ltd. 0001422076 2011-12-23 10 percent owner
Mustad Christian 0001327393 2005-05-02 10 percent owner
SIMMERMAN GARY L 0001267647 2003-10-07 officer: VP Operations
MODESTO RYAN 0001267651 2003-10-07 officer: VP Finance, Corp Secretary


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2014-07-15   Biles Garry Dennis 4 A-Award --D 2500000.0000 2500000.0000 1 0001614399 Options
A 2014-07-15   Chilofischi Catalin 4 A-Award --D 2500000.0000 2500000.0000 1 0001614368 Stock Options
A 2014-07-15   Cooke Bradford 4 A-Award --D 2500000.0000 2500000.0000 1 0001614365 Stock Options
A 2012-12-31   CARSON W PIERCE 4 A-Award --D 125500.0000 4725000.0000 3 0001267650 Common Stock Options
A 2012-12-31   CARSON W PIERCE 4 J-Other --D 225000.0000 4725000.0000 2 0001267650 Common Stock Options
A 2012-12-31   CARSON W PIERCE 4 J-Other --D 275000.0000 4725000.0000 1 0001267650 Common Stock Options
A 2012-12-31   Hofer Erich 4 A-Award --D 125000.0000 225000.0000 1 0001392885 Common Stock Options
A 2012-12-31   MARTINEZ MICHAEL PAUL 4 A-Award --D 75000.0000 675000.0000 3 0001556979 Common Stock Options
A 2012-12-31   MARTINEZ MICHAEL PAUL 4 J-Other --D 175000.0000 675000.0000 2 0001556979 Common Stock Options
A 2012-12-31   MARTINEZ MICHAEL PAUL 4 J-Other --D 275000.0000 675000.0000 1 0001556979 Common Stock Options
A 2012-12-31   White John Lester 4 A-Award --D 75000.0000 425000.0000 2 0001556796 Common Stock Options
A 2012-12-31   White John Lester 4 J-Other --D 250000.0000 425000.0000 1 0001556796 Common Stock Options
A 2012-12-31   Carson Ryan Pierce 4 A-Award --D 75000.0000 760000.0000 3 0001556794 Common Stock Options
A 2012-12-31   Carson Ryan Pierce 4 J-Other --D 275000.0000 760000.0000 2 0001556794 Common Stock Options
A 2012-12-31   Carson Ryan Pierce 4 J-Other --D 275000.0000 760000.0000 1 0001556794 Common Stock Options
A 2012-12-31   Frost John E. 4 A-Award --D 75000.0000 600000.0000 2 0001411092 Common Stock Options
A 2012-12-31   Frost John E. 4 J-Other --D 425000.0000 600000.0000 1 0001411092 Common Stock Options
A 2012-08-15   CARSON W PIERCE 4 A-Award --D 100000.0000 4600000.0000 2 0001267650 Warrant
A 2012-08-15   CARSON W PIERCE 4 P-Purchase --D 100000.0000 9251494.0000 1 0001267650 Common Stock
A 2012-08-15   Frost John E. 4 A-Award --D 100000.0000 525000.0000 2 0001411092 Warrant
A 2012-08-15   Frost John E. 4 P-Purchase --D 100000.0000 185000.0000 1 0001411092 Common Stock
A 2012-01-09   CARSON W PIERCE 4 A-Award --D 150000.0000 4500000.0000 1 0001267650 Non-Qualified Stock Option
A 2012-01-03   Frost John E. 4 A-Award --D 75000.0000 525000.0000 1 0001411092 Non-Qualified Stock Option
A 2012-01-03   OLSON LAWRENCE G 4 A-Award --D 75000.0000 275000.0000 1 0001086169 Non-Qualified Stock Option
A 2011-12-28   OLSON LAWRENCE G 4 P-Purchase --D 300000.0000 7927450.0000 1 0001086169 Common Stock
D 2011-12-23   Sulane Holdings, Ltd. 4 C-Conversion --D 13500000.0000 6750000.0000 1 0001422076 Convertible Debenture
A 2011-03-07   OLSON LAWRENCE G 4 P-Purchase --D 100000.0000 7627450.0000 1 0001086169 Common Stock
A 2011-01-03   Frost John E. 4 A-Award --D 75000.0000 450000.0000 1 0001411092 Non-Qualified Stock Option
A 2011-01-03   OLSON LAWRENCE G 4 A-Award --D 75000.0000 200000.0000 1 0001086169 Non-Qualified Stock Option
A 2010-06-08   OLSON LAWRENCE G 4 A-Award --D 50000.0000 125000.0000 2 0001086169 Non-Qualified Stock Option
A 2010-06-08   OLSON LAWRENCE G 4 A-Award --D 50000.0000 7477500.0000 1 0001086169 Common Stock
A 2010-06-08   Frost John E. 4 A-Award --D 50000.0000 375000.0000 2 0001411092 Non-Qualified Stock Option
A 2010-06-08   Frost John E. 4 A-Award --D 50000.0000 85000.0000 1 0001411092 Common Stock
A 2010-06-08   CARSON W PIERCE 4 A-Award --D 200000.0000 4200000.0000 2 0001267650 Non-Qualified Stock Option
A 2010-06-08   CARSON W PIERCE 4 A-Award --D 200000.0000 9151494.0000 1 0001267650 Common Stock
A 2010-04-20   OLSON LAWRENCE G 4 P-Purchase --D 100000.0000 7477450.0000 1 0001086169 Common Stock
A 2010-01-01   Frost John E. 4 A-Award --D 75000.0000 325000.0000 1 0001411092 Non-Qualified Stock Option
A 2010-01-01   OLSON LAWRENCE G 4 A-Award --D 75000.0000 75000.0000 1 0001086169 Non-Qualified Stock Option
D 2009-07-17   OLSON LAWRENCE G 4 J-Other --D 75000.0000 0.0000 3 0001086169 Non-Qualified Stock Option
D 2009-07-17   OLSON LAWRENCE G 4 J-Other --D 75000.0000 0.0000 2 0001086169 Non-Qualified Stock Option
D 2009-07-17   OLSON LAWRENCE G 4 J-Other --D 1000000.0000 0.0000 1 0001086169 Non-Qualified Stock Option
D 2009-03-31   CARSON W PIERCE 4 F-InKind --D 2000000.0000 4000000.0000 3 0001267650 Option
D 2009-03-31   CARSON W PIERCE 4 F-InKind --D 2000000.0000 0.0000 2 0001267650 Option
A 2009-03-31   CARSON W PIERCE 4 F-InKind --D 3701494.0000 8451494.0000 1 0001267650 Common
A 2008-12-03   Frost John E. 4 A-Award --D 75000.0000 250000.0000 1 0001411092 Non-Qualified Stock Option
A 2008-12-03   OLSON LAWRENCE G 4 A-Award --D 75000.0000 1150000.0000 1 0001086169 Non-Qualified Stock Option
D 2008-09-30   OLSON LAWRENCE G 4 F-InKind --D 500000.0000 1075000.0000 2 0001086169 Option
A 2008-09-30   OLSON LAWRENCE G 4 F-InKind --D 431250.0000 6289950.0000 1 0001086169 Common
A 2008-07-15   Sulane Holdings, Ltd. 4 P-Purchase --D 3500000.0000 8850000.0000 2 0001422076 Common Stock Underlying Convertible Debenture
A 2008-07-15   Sulane Holdings, Ltd. 4 P-Purchase --D 1750000.0000 4425000.0000 1 0001422076 Warrant to Purchase Common Stock
A 2008-04-15   Sulane Holdings, Ltd. 4 P-Purchase --D 3500000.0000 5350000.0000 2 0001422076 Common Stock Underlying Convertible Debenture
A 2008-04-15   Sulane Holdings, Ltd. 4 P-Purchase --D 1750000.0000 2675000.0000 1 0001422076 Warrant to Purchase Common Stock
A 2008-01-15   Sulane Holdings, Ltd. 4 P-Purchase --D 1500000.0000 1850000.0000 2 0001422076 Common Stock Underlying Convertible Debenture
A 2008-01-15   Sulane Holdings, Ltd. 4 P-Purchase --D 750000.0000 925000.0000 1 0001422076 Warrant to Purchase Common Stock
A 2007-12-13   CARSON W PIERCE 4/A A-Award --D 500000.0000 5250000.0000 1 0001267650 Restricted Common Stock Award
A 2007-12-13   OLSON LAWRENCE G 4 A-Award --D 75000.0000 1575000.0000 1 0001086169 Non-Qualified Stock Option
A 2007-12-13   Frost John E. 4 A-Award --D 75000.0000 175000.0000 1 0001411092 Non-Qualified Stock Option
A 2007-12-13   CARSON W PIERCE 4 A-Award --D 500000.0000 5250000.0000 1 0001267650 Common Stock
A 2006-11-15   OLSON LAWRENCE G 4 J-Other --D 1000000.0000 5728700.0000 2 0001086169 Common
A 2006-11-15   OLSON LAWRENCE G 4 J-Other --D 1000000.0000 4728700.0000 1 0001086169 Common
A 2006-03-15   OLSON LAWRENCE G 4 J-Other --D 155172.0000 3583872.0000 1 0001086169 Common
A 2005-09-22   OLSON LAWRENCE G 4 J-Other --D 750000.0000 3428700.0000 1 0001086169 Common
A 2005-09-22   CARSON W PIERCE 4 J-Other --D 2000000.0000 4750000.0000 2 0001267650 Common
A 2005-09-22   CARSON W PIERCE 4 J-Other --D 750000.0000 2750000.0000 1 0001267650 Common
A 2005-03-11   OLSON LAWRENCE G 4 J-Other --D 1000000.0000 2678700.0000 1 0001086169 Common
A 2005-03-11   CARSON W PIERCE 4 J-Other --D 1000000.0000 2000000.0000 1 0001267650 Common
A 2004-09-23   CARSON W PIERCE 4 J-Other --D 1000000.0000 1000000.0000 1 0001267650 Common Stock
A 2004-07-22   OLSON LAWRENCE G 4 A-Award --D 1000000.0000 3300000.0000 1 0001086169 Non-Qualified Non-Plan Stock Option
A 2004-07-22   CARSON W PIERCE 4 A-Award --D 2000000.0000 6000000.0000 1 0001267650 Non-Qualified Non-Plan Stock Option
A 2004-04-19   OLSON LAWRENCE G 5 A-Award --D 1000000.0000 2300000.0000 1 0001086169 Employee Stock Option
A 2003-10-07   CARSON W PIERCE 4/A A-Award --D 1000000.0000 4000000.0000 4 0001267650 non-qualified, non-plan stock option
A 2003-10-07   CARSON W PIERCE 4/A A-Award --D 1000000.0000 3000000.0000 3 0001267650 non-qualified, non-plan stock option
A 2003-10-07   CARSON W PIERCE 4/A A-Award --D 1000000.0000 2000000.0000 2 0001267650 non-qualified, non-plan stock option
A 2003-10-07   CARSON W PIERCE 4/A A-Award --D 1000000.0000 1000000.0000 1 0001267650 non-qualified, non-plan stock option
A 2003-10-07   OLSON LAWRENCE G 4 A-Award --D 500000.0000 2700000.0000 5 0001086169 non-qualified, non-plan stock option
A 2003-10-07   OLSON LAWRENCE G 4 A-Award --D 250000.0000 2200000.0000 4 0001086169 employee stock option
A 2003-10-07   OLSON LAWRENCE G 4 A-Award --D 250000.0000 1950000.0000 3 0001086169 employee stock option
A 2003-10-07   OLSON LAWRENCE G 4 A-Award --D 250000.0000 1700000.0000 2 0001086169 employee stock option
A 2003-10-07   OLSON LAWRENCE G 4 A-Award --D 250000.0000 1450000.0000 1 0001086169 employee stock option
A 2003-10-07   SIMMERMAN GARY L 4 A-Award --D 250000.0000 1290000.0000 4 0001267647 employee stock option

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016