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U.S. Securities and Exchange Commission


EAGLE CAPITAL GROWTH FUND, INC. (0000850027)
State location: WI | State of Inc.: MD | Fiscal Year End: 1231
formerly: NAIC GROWTH FUND INC (until 2008-05-07)
Business Address
225 EAST MASON STREET
SUITE 802
MILWAUKEE WI 53202
414-765-1107
Mailing Address
225 EAST MASON STREET
SUITE 802
MILWAUKEE WI 53202
Ownership Reports from: (Click on owner name to see other issuer holdings for the owner, or CIK for owner filings.)

Owner Filings Transaction Date Type of Owner
SIMS LUKE E 0001038238 2017-01-19 director, officer: President & CEO
SCHMELTZ PEGGY L 0001193655 2016-12-31 director
HOLTH CARL A 0001193656 2016-12-31 director
Sims David C 0001401612 2016-12-31 director, officer: CFO, CCO, Secretary, Treasurer
Zalenko Neal F. 0001443703 2016-12-31 director
Tyler Donald G 0001500197 2016-12-31 director
Bilkie Robert M 0001364873 2013-02-04 director
HANRAHAN PHILLIP J 0001207254 2011-08-09 director
SMITH BENEDICT J 0001193660 2008-12-31 director
JANKE KENNETH S SR 0001075292 2006-12-31 director, officer: Chairman, President and Treas
OHARA THOMAS E 0001193647 2006-12-31 director
ROCKWELL LEWIS A 0001193652 2006-12-31 officer: Secretary
NATIONAL ASSOCIATION OF INVESTORS CORP 0001279748 2006-12-31 other: Investment Advisor Affiliate
NATIONAL ASSOCIATION OF INVESTMENT CLUBS TRUST 0001279758 2006-12-31 other: Investment Advisor Affiliate
NAIC ASSOCIATES 0001279761 2006-12-31 other: Under Contract with IA, NAIC
LANE JAMES M 0001193664 2005-12-31 director
GUSTIN LORRIE 0001252845 2005-12-31 other: Trustee, NAIC
MUTUAL INVESTMENT CLUB OF DETROIT 0001279754 2005-12-31 other: Investment Club
MUMFORD LEROY F 0001252835 2004-12-31 other: Trustee, NAIC
DANKO DONALD E 0001279981 2004-12-31 other: Trustee, NAIC


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Reporting Owner Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Owner CIK Security Name
A 2017-03-08   SIMS LUKE E 4 P-Purchase --D 4050.0000 323717.0000 7 0001038238 Common Stock
A 2017-03-08   SIMS LUKE E 4 P-Purchase --D 1600.0000 319667.0000 6 0001038238 Common Stock
A 2017-03-07   SIMS LUKE E 4 P-Purchase --D 3900.0000 318067.0000 5 0001038238 Common Stock
A 2017-03-07   SIMS LUKE E 4 P-Purchase --D 400.0000 314167.0000 4 0001038238 Common Stock
A 2017-03-07   SIMS LUKE E 4 P-Purchase --D 700.0000 313767.0000 3 0001038238 Common Stock
A 2017-03-07   SIMS LUKE E 4 P-Purchase --D 600.0000 313067.0000 2 0001038238 Common Stock
A 2017-01-19   SIMS LUKE E 4 L-Small --D 1350.0000 312467.0000 1 0001038238 Common Stock
A 2016-12-30   Tyler Donald G 5 P-Purchase -LD 1300.0000 4100.0000 1 0001500197 Common Stock
A 2016-12-28   SCHMELTZ PEGGY L 5 J-Other --D 4611.4800 52317.4820 1 0001193655 Common Stock
A 2016-12-28   Zalenko Neal F. 5 J-Other --D 606.5000 4458.5000 1 0001443703 Common Stock
A 2016-12-28   SIMS LUKE E 5 J-Other --D 4714.1000 311117.0000 1 0001038238 Common Stock
A 2016-12-28   Sims David C 5 J-Other --I 851.3000 6226.7230 2 0001401612 Common Stock
A 2016-12-28   Sims David C 5 J-Other --D 62.9800 80389.2350 1 0001401612 Common Stock
A 2016-12-28   HOLTH CARL A 5 J-Other --D 728.7400 5364.4590 1 0001193656 Common Stock
A 2016-10-06   Sims David C 4 P-Purchase --D 1100.0000 80326.2550 2 0001401612 Common Stock
A 2016-10-06   Sims David C 4 P-Purchase --D 1050.0000 79226.2250 1 0001401612 Common Stock
A 2016-07-21   SIMS LUKE E 4 P-Purchase --I 25.0000 480.0000 8 0001038238 Common Stock
A 2016-07-20   SIMS LUKE E 4 P-Purchase --I 72.0000 455.0000 7 0001038238 Common Stock
A 2016-07-20   SIMS LUKE E 4 P-Purchase --I 100.0000 383.0000 6 0001038238 Common Stock
D 2016-07-20   SIMS LUKE E 4 S-Sale --D 1182.0000 306402.9000 3 0001038238 Common Stock
A 2016-07-20   Sims David C 4 P-Purchase --I 229.0000 5415.4230 2 0001401612 Common Stock
D 2016-07-19   SIMS LUKE E 4 S-Sale --D 3818.0000 307584.9000 2 0001038238 Common Stock
A 2016-07-19   Sims David C 4 P-Purchase --D 4177.0000 78176.2550 1 0001401612 Common Stock
A 2016-07-14   SIMS LUKE E 4 P-Purchase --I 28.0000 283.0000 5 0001038238 Common Stock
A 2016-07-05   SIMS LUKE E 4 P-Purchase --I 10.0000 255.0000 4 0001038238 Common Stock
A 2016-04-25   Sims David C 4 P-Purchase --D 100.0000 73999.2550 8 0001401612 Common Stock
A 2016-04-25   Sims David C 4 P-Purchase --D 107.0000 73899.2550 7 0001401612 Common Stock
A 2016-04-25   Sims David C 4 P-Purchase --D 743.0000 73792.2550 6 0001401612 Common Stock
A 2016-04-25   Sims David C 4 P-Purchase --D 200.0000 73049.2550 5 0001401612 Common Stock
A 2016-04-21   Sims David C 4 P-Purchase --D 7550.0000 72849.2550 4 0001401612 Common Stock
A 2016-04-21   Sims David C 4 P-Purchase --D 112.0000 65299.2550 3 0001401612 Common Stock
A 2016-04-21   Sims David C 4 P-Purchase --D 3888.0000 65187.2550 2 0001401612 Common Stock
A 2016-04-13   Sims David C 4 P-Purchase --D 270.0000 61299.2550 1 0001401612 Common Stock
A 2016-01-14   SIMS LUKE E 4 P-Purchase --D 1400.0000 311402.9000 1 0001038238 Common Stock
A 2015-12-31   SIMS LUKE E 5 J-Other --I 0.0000 245.0000 3 0001038238 Common Stock
A 2015-12-31   SIMS LUKE E 5 J-Other --I 0.0000 11389.0000 2 0001038238 Common Stock
A 2015-12-31   SIMS LUKE E 5 J-Other --D 0.0000 310002.9000 1 0001038238 Common Stock
A 2015-12-28   SCHMELTZ PEGGY L 5 J-Other --D 929.3200 47706.0020 1 0001193655 Common Stock
A 2015-12-28   Zalenko Neal F. 5 J-Other --D 251.3100 3852.0000 1 0001443703 Common Stock
A 2015-12-28   HOLTH CARL A 5 J-Other --D 303.3930 4635.7190 1 0001193656 Common Stock
A 2015-12-28   Sims David C 5 J-Other --I 339.4230 5186.4230 3 0001401612 Common Stock
A 2015-12-28   Sims David C 5 J-Other --D 3747.2550 61029.2550 2 0001401612 Common Stock
A 2015-07-24   Sims David C 5 P-Purchase -LD 100.0000 57282.0000 1 0001401612 Common Stock
A 2015-07-24   Sims David C 4 P-Purchase --D 100.0000 57182.0000 6 0001401612 Common Stock
A 2015-07-24   Sims David C 4 P-Purchase --D 245.0000 57082.0000 5 0001401612 Common Stock
A 2015-07-24   Sims David C 4 P-Purchase --D 100.0000 56837.0000 4 0001401612 Common Stock
A 2015-07-24   Sims David C 4 P-Purchase --D 300.0000 56737.0000 3 0001401612 Common Stock
A 2015-07-24   Sims David C 4 P-Purchase --D 1817.0000 56437.0000 2 0001401612 Common Stock
A 2015-07-24   Sims David C 4 P-Purchase --D 1900.0000 54620.0000 1 0001401612 Common Stock
A 2014-12-31   HOLTH CARL A 5 J-Other --D 179.9700 4332.3260 1 0001193656 Common Stock
A 2014-12-31   SCHMELTZ PEGGY L 5 J-Other --D 1138.8800 46776.6820 1 0001193655 Common Stock
A 2014-12-26   Zalenko Neal F. 5 J-Other --D 154.5100 3600.6900 1 0001443703 Common Stock
D 2014-11-24   SCHMELTZ PEGGY L 4 S-Sale --I 155.0000 45637.8020 2 0001193655 Common Stock
A 2014-11-24   SCHMELTZ PEGGY L 4 W-Will -ED 12045.0000 45637.8020 1 0001193655 Common Stock
A 2014-08-27   Sims David C 4/A P-Purchase --D 2430.0000 52720.0000 2 0001401612 Common Stock
A 2014-08-27   Sims David C 4/A P-Purchase --D 160.0000 50290.0000 1 0001401612 Common Stock
A 2014-08-27   Sims David C 4 A-Award --D 2430.0000 52720.0000 2 0001401612 Common Stock
A 2014-08-27   Sims David C 4 A-Award --D 160.0000 50290.0000 1 0001401612 Common Stock
A 2014-04-14   Tyler Donald G 5 P-Purchase --D 300.0000 2800.0000 2 0001500197 Common Stock
A 2014-02-05   Tyler Donald G 5 P-Purchase --D 500.0000 2500.0000 1 0001500197 Common Stock
A 2013-12-31   HOLTH CARL A 5 J-Other --D 459.6860 4152.3560 1 0001193656 Common Stock
A 2013-12-31   SCHMELTZ PEGGY L 5 J-Other --D 2908.9320 33592.8020 1 0001193655 Common Stock
A 2013-12-31   SIMS LUKE E 5 J-Other --D 2.9000 310002.9000 1 0001038238 Common Stock
A 2013-12-27   Zalenko Neal F. 5 L-Small --D 371.2500 3446.1800 1 0001443703 Common Stock
A 2013-09-19   SIMS LUKE E 4 P-Purchase --D 4303.0000 310000.0000 4 0001038238 Common Stock
A 2013-09-19   SIMS LUKE E 4 P-Purchase --D 697.0000 305697.0000 3 0001038238 Common Stock
A 2013-09-19   SIMS LUKE E 4 P-Purchase --D 1000.0000 305000.0000 2 0001038238 Common Stock
A 2013-07-23   SIMS LUKE E 4 L-Small --D 430.0000 304000.0000 1 0001038238 Common Stock
A 2013-07-22   SIMS LUKE E 4 P-Purchase --D 361.0000 303570.0000 3 0001038238 Common Stock
A 2013-07-19   SIMS LUKE E 4 P-Purchase --D 6004.0000 303209.0000 2 0001038238 Common Stock
A 2013-07-19   SIMS LUKE E 4 P-Purchase --D 603.0000 297205.0000 1 0001038238 Common Stock
A 2013-07-12   Sims David C 4 P-Purchase --I 400.0000 4847.0000 4 0001401612 Common Stock
A 2013-07-12   Sims David C 4 P-Purchase --I 2075.0000 4447.0000 3 0001401612 Common Stock
A 2013-07-10   Sims David C 4 L-Small --I 672.0000 2372.0000 2 0001401612 Common Stock
A 2013-06-05   SIMS LUKE E 4 P-Purchase --D 1450.0000 296602.0000 2 0001038238 Common Stock
A 2013-06-05   SIMS LUKE E 4 P-Purchase --D 1000.0000 295152.0000 1 0001038238 Common Stock
A 2013-05-21   SIMS LUKE E 4 P-Purchase --D 1800.0000 294152.0000 1 0001038238 Common Stock
A 2013-04-25   SIMS LUKE E 4 P-Purchase --D 2000.0000 292352.0000 1 0001038238 Common Stock
A 2013-03-08   SIMS LUKE E 4 P-Purchase --D 500.0000 290352.0000 4 0001038238 Common Stock
A 2013-03-08   SIMS LUKE E 4 P-Purchase --D 600.0000 289852.0000 3 0001038238 Common Stock

http://www.sec.gov/cgi-bin/own-disp


Modified: 04/22/2016