U.S. Securities & Exchange Commission
SEC Seal
Home | Search Home | Latest Filings | Previous Page
U.S. Securities and Exchange Commission


MARLETT CHRISTOPHER A (0000897744)
Mailing Address
100 WILSHIRE BLVD
SANTA MONICA CA 90401
Ownership Reports for Issuers: (Click on issuer name to see other owners for the issuer, or CIK for issuer filings.)

Issuer Filings Transaction Date Type of Owner
Invizyne Technologies Inc 0002010788 2024-11-08 director, 10 percent owner
MDB Capital Holdings, LLC 0001934642 2023-07-25 director, 10 percent owner, officer: CEO
Cue Biopharma, Inc. 0001645460 2017-12-18 director
ClearSign Technologies Corp 0001434524 2012-04-24 10 percent owner
theMaven, Inc.
Current Name:Arena Group Holdings, Inc.		 0000894871 2008-04-25 director, 10 percent owner, officer: Chief Executive Officer
MEDIVATION, INC. 0001011835 2003-06-25 director, 10 percent owner, officer: Chairman and Chief Exec. Off


Items 1 - 80

The information presented below contains only portions of the information presented in the referenced filing or filings.
You should consult the original filing for complete information. Hyperlinks to the forms are provided for your convenience.

Acquistion or Disposition Transaction Date Deemed Execution Date Issuer Form Transaction Type Direct or Indirect Ownership Number of Securities Transacted Number of Securities Owned Line Number Issuer CIK Security Name
A 2024-10-21   MDB Capital Holdings, LLC 4 M-Exempt --D 50000.0000 129993.0000 1 0001934642 Common Stock
A 2024-10-21   MDB Capital Holdings, LLC 4 M-Exempt --D 50000.0000 400000.0000 2 0001934642 RSU
A 2020-01-02   Cue Biopharma, Inc. 4 A-Award --D 8000.0000 8000.0000 1 0001645460 Stock Option (right to buy)
D 2019-12-31   Cue Biopharma, Inc. 4 S-Sale --D 9000.0000 0.0000 3 0001645460 Common Stock
D 2019-12-31   Cue Biopharma, Inc. 4 S-Sale --I 6700.0000 768503.0000 2 0001645460 Common Stock
D 2019-12-27   Cue Biopharma, Inc. 4 S-Sale --I 9000.0000 775203.0000 1 0001645460 Common Stock
D 2019-12-26   Cue Biopharma, Inc. 4 S-Sale --I 19647.0000 784203.0000 2 0001645460 Common Stock
D 2019-12-23   Cue Biopharma, Inc. 4 S-Sale --I 17000.0000 803850.0000 1 0001645460 Common Stock
D 2019-12-19   Cue Biopharma, Inc. 4 S-Sale --I 4000.0000 820850.0000 4 0001645460 Common Stock
D 2019-12-17   Cue Biopharma, Inc. 4 S-Sale --I 20732.0000 824850.0000 3 0001645460 Common Stock
A 2019-12-12   Cue Biopharma, Inc. 4 J-Other -EI 755980.0000 845582.0000 2 0001645460 Common Stock
D 2019-12-12   Cue Biopharma, Inc. 4 J-Other -EI 1007973.0000 0.0000 1 0001645460 Common Stock
A 2019-01-02   Cue Biopharma, Inc. 4 A-Award --D 8000.0000 8000.0000 1 0001645460 Stock Option (right to buy)
A 2018-12-31   Cue Biopharma, Inc. 4 P-Purchase --I 18521.0000 89602.0000 1 0001645460 Common Stock
A 2018-12-26   Cue Biopharma, Inc. 4 P-Purchase --I 19647.0000 71081.0000 1 0001645460 Common Stock
A 2018-12-21   Cue Biopharma, Inc. 4 P-Purchase --I 17200.0000 51434.0000 1 0001645460 Common Stock
A 2018-12-20   Cue Biopharma, Inc. 4 P-Purchase --I 9438.0000 34234.0000 1 0001645460 Common Stock
A 2018-12-19   Cue Biopharma, Inc. 4 P-Purchase --I 400.0000 24796.0000 1 0001645460 Common Stock
A 2018-12-18   Cue Biopharma, Inc. 4 P-Purchase --I 3664.0000 24396.0000 1 0001645460 Common Stock
A 2018-12-13   Cue Biopharma, Inc. 4 P-Purchase --I 10000.0000 20732.0000 1 0001645460 Common Stock
A 2018-12-12   Cue Biopharma, Inc. 4 P-Purchase --I 3189.0000 10732.0000 2 0001645460 Common Stock
A 2018-12-12   Cue Biopharma, Inc. 4 P-Purchase --D 9000.0000 9000.0000 1 0001645460 Common Stock
A 2018-12-11   Cue Biopharma, Inc. 4 P-Purchase --I 7543.0000 7543.0000 1 0001645460 Common Stock
D 2018-07-10   Cue Biopharma, Inc. 5 G-Gift --I 9000.0000 1007973.0000 2 0001645460 Common Stock
A 2018-06-12   Cue Biopharma, Inc. 4 M-Exempt --D 8000.0000 8000.0000 2 0001645460 Stock Option (right to buy)
D 2018-04-05   Cue Biopharma, Inc. 5 G-Gift --I 1000.0000 1016973.0000 1 0001645460 Common Stock
D 2017-12-29   Cue Biopharma, Inc. 4 J-Other --I 416656.0000 416656.0000 1 0001645460 Warrants
A 2017-12-27   Cue Biopharma, Inc. 4 A-Award --I 833312.0000 833312.0000 1 0001645460 Warrants
A 2017-12-05   theMaven, Inc. 4 P-Purchase --D 10000.0000 3020449.0000 3 0000894871 Common Stock
A 2017-12-05   theMaven, Inc. 4 P-Purchase --D 5000.0000 3010449.0000 2 0000894871 Common Stock
A 2017-12-05   theMaven, Inc. 4 P-Purchase --D 3000.0000 3005449.0000 1 0000894871 Common Stock
A 2017-12-05   theMaven, Inc. 4 P-Purchase --D 5000.0000 3025449.0000 4 0000894871 Common Stock
A 2017-12-05   theMaven, Inc. 4 P-Purchase --D 7830.0000 3033279.0000 5 0000894871 Common Stock
A 2017-12-04   theMaven, Inc. 4 P-Purchase --D 14125.0000 3002449.0000 4 0000894871 Common Stock
A 2017-12-04   theMaven, Inc. 4 P-Purchase --D 4900.0000 2988324.0000 3 0000894871 Common Stock
A 2017-12-01   theMaven, Inc. 4 P-Purchase --D 5800.0000 2974424.0000 1 0000894871 Common Stock
A 2017-12-01   theMaven, Inc. 4 P-Purchase --D 9000.0000 2983424.0000 2 0000894871 Common Stock
A 2017-06-28   theMaven, Inc. 4 A-Award --D 45000.0000 70000.0000 1 0000894871 Option
A 2017-04-04   theMaven, Inc. 4 P-Purchase --D 26730.0000 2968624.0000 2 0000894871 Common Stock
A 2017-04-04   theMaven, Inc. 4 P-Purchase --D 81000.0000 2941894.0000 1 0000894871 Common Stock
A 2017-01-18   theMaven, Inc. 4 A-Award --D 5953.0000 2860894.0000 1 0000894871 Common Stock
A 2016-11-04   theMaven, Inc. 4/A A-Award --I 549715.0000 842117.0000 1 0000894871 Warrant
A 2016-11-04   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --I 584803.0000 877205.0000 6 0000894871 Warrant
A 2016-11-04   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 292402.0000 292402.0000 5 0000894871 Warrant
A 2016-10-04   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 31251.0000 2854941.0000 4 0000894871 Common Stock
A 2016-07-11   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 39063.0000 2823690.0000 3 0000894871 Common Stock
A 2016-04-12   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 39063.0000 2784627.0000 2 0000894871 Common Stock
A 2016-01-11   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 41667.0000 2745564.0000 1 0000894871 Common Stock
A 2015-10-12   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 41667.0000 2703897.0000 4 0000894871 Common Stock
A 2015-07-10   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 41667.0000 2659230.0000 3 0000894871 Common Stock
A 2015-04-13   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 41667.0000 2617563.0000 2 0000894871 Common Stock
A 2015-01-08   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 41667.0000 2575896.0000 1 0000894871 Common Stock
A 2014-10-21   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award -ED 34723.0000 2534229.0000 1 0000894871 Common Stock
A 2014-07-14   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award -ED 36063.0000 2499506.0000 1 0000894871 Common Stock
A 2014-05-16   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award -ED 25000.0000 25000.0000 2 0000894871 Option
A 2014-04-25   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award -ED 36765.0000 2463443.0000 1 0000894871 Common Stock
A 2014-01-09   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 39063.0000 2426678.0000 1 0000894871 Common Stock
A 2013-10-11   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 44643.0000 2387613.0000 3 0000894871 Common Stock
A 2013-07-15   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 39063.0000 2342972.0000 2 0000894871 Common Stock
A 2013-04-12   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 34722.0000 2303909.0000 1 0000894871 Common Stock
A 2013-01-17   INTEGRATED SURGICAL SYSTEMS INC 4 A-Award --D 31250.0000 2269187.0000 1 0000894871 Common Stock
A 2012-10-25   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 31250.0000 2237937.0000 9 0000894871 Common Stock
A 2012-07-12   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 31250.0000 2206687.0000 8 0000894871 Common Stock
A 2012-05-15   CLEARSIGN COMBUSTION CORP 4/A J-Other --I 45000.0000 345000.0000 1 0001434524 Common Stock Warrant
A 2012-05-15   CLEARSIGN COMBUSTION CORP 4 J-Other --I 45000.0000 436727.0000 1 0001434524 Common Stock Warrant
A 2012-05-09   CLEARSIGN COMBUSTION CORP 4 J-Other --I 91253.0000 380460.0000 3 0001434524 Common Stock
A 2012-05-09   CLEARSIGN COMBUSTION CORP 4 J-Other --D 17664.0000 92237.0000 2 0001434524 Common Stock
D 2012-05-09   CLEARSIGN COMBUSTION CORP 4 J-Other --I 342035.0000 3593.0000 1 0001434524 Common Stock
A 2012-04-04   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 27174.0000 2175437.0000 7 0000894871 Common Stock
A 2012-01-25   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 26042.0000 2148263.0000 6 0000894871 Common Stock
A 2011-10-13   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 22322.0000 2122221.0000 5 0000894871 Common Stock
A 2011-07-07   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 16892.0000 2099899.0000 4 0000894871 Common Stock
A 2011-06-02   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 16892.0000 2083007.0000 3 0000894871 Common Stock
A 2011-02-16   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 18940.0000 2066115.0000 2 0000894871 Common Stock
A 2011-02-16   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 18383.0000 2047175.0000 1 0000894871 Common Stock
A 2010-07-09   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 20162.0000 2028792.0000 3 0000894871 Common Stock
A 2010-06-08   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 20834.0000 2008630.0000 2 0000894871 Common Stock
A 2010-05-25   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 19532.0000 1987796.0000 1 0000894871 Common Stock
A 2009-12-22   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 21552.0000 1968264.0000 3 0000894871 Common Stock
A 2009-08-19   INTEGRATED SURGICAL SYSTEMS INC 5 A-Award -LD 23150.0000 1946712.0000 2 0000894871 Common Stock

http://www.sec.gov/cgi-bin/own-disp

Home | Search Home | Previous Page
Modified: 04/22/2016