SEC Seal
SEC Banner
EDGAR USA Search
EDGAR Search Results
Mailing Address 400 HAMILTON AVE SUITE 310 PALO ALTO CA 94301
Business Address 400 HAMILTON AVE SUITE 310 PALO ALTO CA 94301 650-289-3060
Hercules Capital, Inc. CIK#: 0001280784 (see all company filings)

State location: CA | State of Inc.: MD | Fiscal Year End: 1231
formerly: HERCULES TECHNOLOGY GROWTH CAPITAL INC (filings through 2016-02-19)
Get insider transactions for this issuer.
Get insider transactions for this reporting owner.

Filter Results:
(YYYYMMDD)
Ownership?


Items 1 - 40  0001280784 Filings RSS Feed
Filings Format Description Filed/Effective File/Film Number
10-K/A  Documents [Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001193125-17-148215 (34 Act)  Size: 640 KB
2017-04-28 814-00702
17795801
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-17-125507 (34 Act)  Size: 61 KB
2017-04-17 814-00702
17764027
8-K  Documents Current report, items 1.01, 2.03, and 9.01
Acc-no: 0001193125-17-115713 (34 Act)  Size: 40 KB
2017-04-07 814-00702
17748749
25-NSE  Documents Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
Acc-no: 0000876661-17-000101 (34 Act)  Size: 3 KB
2017-03-02 001-35515
17658251
25-NSE  Documents Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
Acc-no: 0000876661-17-000100 (34 Act)  Size: 3 KB
2017-03-02 001-35515
17658249
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-17-054083 (34 Act)  Size: 301 KB
2017-02-23 814-00702
17633040
10-K  Documents Annual report [Section 13 and 15(d), not S-K Item 405]
Acc-no: 0001564590-17-002220 (34 Act)  Size: 16 MB
2017-02-23 814-00702
17632692
8-K  Documents Current report, items 1.01, 2.03, 3.02, 8.01, and 9.01
Acc-no: 0001193125-17-018027 (34 Act)  Size: 590 KB
2017-01-25 814-00702
17546537
8-K  Documents Current report, items 7.01 and 9.01
Acc-no: 0001193125-17-013468 (34 Act)  Size: 32 KB
2017-01-20 814-00702
17537433
8-K  Documents Current report, items 7.01 and 9.01
Acc-no: 0001193125-17-012474 (34 Act)  Size: 33 KB
2017-01-18 814-00702
17534216
8-K  Documents Current report, items 5.02 and 9.01
Acc-no: 0001193125-17-002941 (34 Act)  Size: 158 KB
2017-01-05 814-00702
17510618
POS EX  Documents Post-effective amendment adding exhibits to registration statement [Rule 462(d)]
Acc-no: 0001193125-16-802318 (33 Act)  Size: 281 KB
2016-12-22 333-203511
162067360
8-K  Documents Current report, item 8.01
Acc-no: 0001193125-16-801822 (34 Act)  Size: 12 KB
2016-12-22 814-00702
162066373
497  Documents Definitive materials
Acc-no: 0001193125-16-800578 (33 Act)  Size: 16 MB
2016-12-21 333-203511
162064406
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-16-797157 (34 Act)  Size: 42 KB
2016-12-19 814-00702
162058801
N-2  Documents Registration statement for closed-end investment companies
Acc-no: 0001193125-16-775253 (33 Act)  Size: 11 MB
2016-11-22 333-214767
162014038
497  Documents Definitive materials
Acc-no: 0001193125-16-767036 (33 Act)  Size: 16 MB
2016-11-14 333-203511
161990762
497  Documents Definitive materials
Acc-no: 0001193125-16-767035 (33 Act)  Size: 16 MB
2016-11-14 333-203511
161990757
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-16-758899 (34 Act)  Size: 261 KB
2016-11-03 814-00702
161972107
10-Q  Documents Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001564590-16-027378 (34 Act)  Size: 14 MB
2016-11-03 814-00702
161971901
8-K  Documents Current report, items 5.02, 8.01, and 9.01
Acc-no: 0001193125-16-746203 (34 Act)  Size: 31 KB
2016-10-25 814-00702
161949811
POS EX  Documents Post-effective amendment adding exhibits to registration statement [Rule 462(d)]
Acc-no: 0001193125-16-738712 (33 Act)  Size: 316 KB
2016-10-14 333-203511
161937344
497  Documents Definitive materials
Acc-no: 0001193125-16-735775 (33 Act)  Size: 12 MB
2016-10-11 333-203511
161931597
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-16-731259 (34 Act)  Size: 43 KB
2016-10-05 814-00702
161921700
497AD  Documents Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]
Acc-no: 0001193125-16-719480 (33 Act)  Size: 5 KB
2016-09-26 333-203511
161901732
POS EX  Documents Post-effective amendment adding exhibits to registration statement [Rule 462(d)]
Acc-no: 0001193125-16-697001 (33 Act)  Size: 262 KB
2016-08-30 333-203511
161861299
497  Documents Definitive materials
Acc-no: 0001193125-16-692534 (33 Act)  Size: 12 MB
2016-08-26 333-203511
161852768
EFFECT  Documents Notice of Effectiveness
Acc-no: 9999999995-16-005493 (33 Act)  Size: 1 KB
2016-08-24 333-203511
161850323
CORRESP  Documents [Cover]Correspondence
Acc-no: 0001193125-16-689727 Size: 7 KB
2016-08-24
POS 8C  Documents [Cover]Post-effective amendments filed by certain investment companies [Section 8(c)]
Acc-no: 0001193125-16-684605 (33 Act)  Size: 11 MB
2016-08-18 333-203511
161839941
8-K  Documents Current report, items 8.01 and 9.01
Acc-no: 0001193125-16-683791 (34 Act)  Size: 29 KB
2016-08-17 814-00702
161837913
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-16-671880 (34 Act)  Size: 255 KB
2016-08-04 814-00702
161807916
10-Q  Documents Quarterly report [Sections 13 or 15(d)]
Acc-no: 0001564590-16-022703 (34 Act)  Size: 14 MB
2016-08-04 814-00702
161807707
8-K  Documents Current report, items 1.01 and 9.01
Acc-no: 0001193125-16-655253 (34 Act)  Size: 94 KB
2016-07-22 814-00702
161780243
8-K  Documents Current report, items 1.01, 2.03, and 9.01
Acc-no: 0001193125-16-651144 (34 Act)  Size: 53 KB
2016-07-19 814-00702
161773450
8-K  Documents Current report, item 5.07
Acc-no: 0001193125-16-645535 (34 Act)  Size: 24 KB
2016-07-11 814-00702
161762423
POS EX  Documents Post-effective amendment adding exhibits to registration statement [Rule 462(d)]
Acc-no: 0001193125-16-641597 (33 Act)  Size: 211 KB
2016-07-05 333-203511
161750626
8-K  Documents Current report, items 2.02 and 9.01
Acc-no: 0001193125-16-641496 (34 Act)  Size: 56 KB
2016-07-05 814-00702
161749982
8-K  Documents Current report, items 8.01 and 9.01
Acc-no: 0001193125-16-636668 (34 Act)  Size: 35 KB
2016-06-29 814-00702
161739287
POS EX  Documents Post-effective amendment adding exhibits to registration statement [Rule 462(d)]
Acc-no: 0001193125-16-633093 (33 Act)  Size: 368 KB
2016-06-27 333-203511
161733561