U.S. Securities & Exchange Commission
SEC Seal
Home | EDGAR Search Home | Latest Filings | Previous Page
SEC Banner


Latest Filings Received and Processed at the SEC

This listing contains the most recent filings for the current official filing date (including filings made after the 5:30 pm deadline on the previous filing day). Filings may be made Monday through Friday (except for U.S. Federal Holidays).

Key to Descriptions

(Filer)Filing was made by and describes the company named.
(Subject)Filing describes the company named but was made by another entity.
(Filed by)Filing was made by the company named but describes a subject company.
(Reporting)Filing was made by an individual reporting holdings in a company.
[Paper]Paper filings are available by film number.
[Cover]Filing contains an SEC-released cover letter or correspondence.
(Each "Reporting" and "Filed by" filing has a matching "Subject" listing.)
To limit filing results,
enter company name, CIK, or form type.
Ownership?
  Items 1 - 66   Latest Filings RSS Feed
Form Formats Description Accepted Filing Date File/Film No
ABS Capital Partners V Trust (0001666625) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001072613-17-000205  Size: 78 KB
2017-03-23
17:18:15
2017-03-23
Alarm.com Holdings, Inc. (0001459200) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001072613-17-000205  Act: 34  Size: 78 KB
2017-03-23
17:18:15
2017-03-23005-88906
17710492
SMITH ROBERT J (0001502541) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001387131-17-001592  Size: 114 KB
2017-03-23
17:15:58
2017-03-23
CareView Communications Inc (0001377149) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001387131-17-001592  Act: 34  Size: 114 KB
2017-03-23
17:15:58
2017-03-23005-85677
17710466
INTREPID PRODUCTION CORP (0001432536) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018887  Size: 73 KB
2017-03-23
17:11:02
2017-03-23
Intrepid Potash, Inc. (0001421461) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018887  Act: 34  Size: 73 KB
2017-03-23
17:11:02
2017-03-23005-83993
17710419
HARVEY OPERATING & PRODUCTION CO (0001432537) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018886  Size: 74 KB
2017-03-23
17:10:03
2017-03-23
Intrepid Potash, Inc. (0001421461) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018886  Act: 34  Size: 74 KB
2017-03-23
17:10:03
2017-03-23005-83993
17710411
JCP Investment Management, LLC (0001461945) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000810  Size: 222 KB
2017-03-23
16:58:59
2017-03-23
TANDY LEATHER FACTORY INC (0000909724) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000810  Act: 34  Size: 222 KB
2017-03-23
16:58:59
2017-03-23005-46536
17710305
Richmond Brothers, Inc. (0001540462) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000809  Size: 487 KB
2017-03-23
16:50:55
2017-03-23
ROCKWELL MEDICAL, INC. (0001041024) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000809  Act: 34  Size: 487 KB
2017-03-23
16:50:55
2017-03-23005-55735
17710222
TerraForm Power, Inc. (0001599947) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000905718-17-000402  Act: 34  Size: 109 KB
2017-03-23
16:50:12
2017-03-23005-88245
17710217
APPALOOSA INVESTMENT LIMITED PARTNERSHIP I (0001485034) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000905718-17-000402  Size: 109 KB
2017-03-23
16:50:12
2017-03-23
Mill Road Capital II, L.P. (0001550729) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093727  Size: 105 KB
2017-03-23
16:27:56
2017-03-23
NOODLES & Co (0001275158) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093727  Act: 34  Size: 105 KB
2017-03-23
16:27:56
2017-03-23005-87944
17710027
PennTex Midstream Partners, LP (0001617798) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001276187-17-000030  Act: 34  Size: 202 KB
2017-03-23
16:23:04
2017-03-23005-88873
17709988
Energy Transfer Equity, L.P. (0001276187) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001276187-17-000030  Size: 202 KB
2017-03-23
16:23:04
2017-03-23
Engaged Capital LLC (0001559771) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000808  Size: 348 KB
2017-03-23
16:19:56
2017-03-23
RENT A CENTER INC DE (0000933036) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000921895-17-000808  Act: 34  Size: 348 KB
2017-03-23
16:19:56
2017-03-23005-49993
17709949
BlueMountain Capital Management, LLC (0001427430) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093673  Size: 115 KB
2017-03-23
16:11:56
2017-03-23
OVERSEAS SHIPHOLDING GROUP INC (0000075208) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093673  Act: 34  Size: 115 KB
2017-03-23
16:11:56
2017-03-23005-30797
17709872
Oaktree Tribune, L.P. (0001616527) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093651  Size: 328 KB
2017-03-23
16:05:04
2017-03-23
tronc, Inc. (0001593195) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093651  Act: 34  Size: 328 KB
2017-03-23
16:05:04
2017-03-23005-88284
17709785
DIKER CHARLES M (0000905400) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018840  Size: 63 KB
2017-03-23
16:00:18
2017-03-23
CANTEL MEDICAL CORP (0000019446) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018840  Act: 34  Size: 63 KB
2017-03-23
16:00:18
2017-03-23005-33367
17709737
Sprague Resources LP (0001525287) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001525286-17-000005  Act: 34  Size: 111 KB
2017-03-23
14:21:32
2017-03-23005-87698
17709415
Sprague Resources Holdings LLC (0001525286) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001525286-17-000005  Size: 111 KB
2017-03-23
14:21:32
2017-03-23
Stonepine Capital Management, LLC (0001440771) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000935836-17-000172  Size: 71 KB
2017-03-23
14:20:33
2017-03-23
VIVEVE MEDICAL, INC. (0000879682) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000935836-17-000172  Act: 34  Size: 71 KB
2017-03-23
14:20:33
2017-03-23005-42378
17709411
M&G INVESTMENT MANAGEMENT LTD (0000922898) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093431  Size: 46 KB
2017-03-23
14:08:03
2017-03-23
METHANEX CORP (0000886977) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-093431  Act: 34  Size: 46 KB
2017-03-23
14:08:03
2017-03-23005-43811
17709376
Bulldog Investors, LLC (0001504304) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001504304-17-000030  Size: 10 KB
2017-03-23
12:51:32
2017-03-23
Virtus Total Return Fund (0001310445) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001504304-17-000030  Act: 34  Size: 10 KB
2017-03-23
12:51:32
2017-03-23005-82915
17709175
NEWCASTLE PARTNERS L P (0000932334) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001580695-17-000178  Size: 233 KB
2017-03-23
10:35:03
2017-03-23
RAVE RESTAURANT GROUP, INC. (0000718332) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001580695-17-000178  Act: 34  Size: 233 KB
2017-03-23
10:35:03
2017-03-23005-34759
17708770
Counsel Portfolio Services Inc. (0001498900) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001140361-17-012988  Size: 67 KB
2017-03-23
09:34:03
2017-03-23
United States Diesel-Heating Oil Fund, LP (0001396877) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001140361-17-012988  Act: 34  Size: 67 KB
2017-03-23
09:34:03
2017-03-23005-84993
17708374
Gastar Exploration Inc. (0001431372) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018721  Act: 34  Size: 243 KB
2017-03-23
08:55:17
2017-03-23005-88044
17708291
ARES MANAGEMENT LLC (0001259313) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018721  Size: 243 KB
2017-03-23
08:55:17
2017-03-23
Radius Health, Inc. (0001428522) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092293  Act: 34  Size: 65 KB
2017-03-22
17:20:56
2017-03-22005-84055
17707507
BB BIOTECH AG (0000924223) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092293  Size: 65 KB
2017-03-22
17:20:56
2017-03-22
Voce Capital Management LLC (0001563530) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000902664-17-001729  Size: 61 KB
2017-03-22
17:15:29
2017-03-22
CUTERA INC (0001162461) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0000902664-17-001729  Act: 34  Size: 61 KB
2017-03-22
17:15:29
2017-03-22005-80034
17707442
Jensyn Capital, LLC (0001657229) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001493152-17-002754  Size: 152 KB
2017-03-22
17:06:44
2017-03-22
Jensyn Acquisition Corp. (0001634447) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001493152-17-002754  Act: 34  Size: 152 KB
2017-03-22
17:06:44
2017-03-22005-89426
17707350
SMITH ROBERT J (0001502541) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001387131-17-001567  Size: 88 KB
2017-03-22
17:03:58
2017-03-22
TherapeuticsMD, Inc. (0000025743) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001387131-17-001567  Act: 34  Size: 88 KB
2017-03-22
17:03:58
2017-03-22005-32384
17707322
Blue Bird Corp (0001589526) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092227  Act: 34  Size: 125 KB
2017-03-22
16:57:02
2017-03-22005-87838
17707264
Coliseum Capital Management, LLC (0001409751) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092227  Size: 125 KB
2017-03-22
16:57:02
2017-03-22
Veritiv Corp (0001599489) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092202  Act: 34  Size: 34 KB
2017-03-22
16:47:33
2017-03-22005-88213
17707178
UWW Holdings, LLC (0001599260) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092202  Size: 34 KB
2017-03-22
16:47:33
2017-03-22
Mill Road Capital II, L.P. (0001550729) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092200  Size: 70 KB
2017-03-22
16:45:32
2017-03-22
ECOLOGY & ENVIRONMENT INC (0000809933) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001193125-17-092200  Act: 34  Size: 70 KB
2017-03-22
16:45:32
2017-03-22005-39143
17707148
Lorenzo Jennifer (0001697285) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001019056-17-000311  Size: 108 KB
2017-03-22
16:35:07
2017-03-22
Matinas BioPharma Holdings, Inc. (0001582554) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001019056-17-000311  Act: 34  Size: 108 KB
2017-03-22
16:35:07
2017-03-22005-89724
17707037
Longitude Capital Partners, LLC (0001430720) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001144204-17-016053  Size: 108 KB
2017-03-22
16:15:30
2017-03-22
CORCEPT THERAPEUTICS INC (0001088856) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001144204-17-016053  Act: 34  Size: 108 KB
2017-03-22
16:15:30
2017-03-22005-80200
17706833
HV Bancorp, Inc. (0001594555) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001026081-17-000002  Act: 34  Size: 330 KB
2017-03-22
16:01:38
2017-03-22005-89920
17706715
SEIDMAN LAWRENCE B (0001026081) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001026081-17-000002  Size: 330 KB
2017-03-22
16:01:38
2017-03-22
P2 Capital Partners, LLC (0001406313) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018591  Size: 151 KB
2017-03-22
15:48:46
2017-03-22
EBIX INC (0000814549) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001104659-17-018591  Act: 34  Size: 151 KB
2017-03-22
15:48:46
2017-03-22005-38591
17706661
CITY OF LONDON INVESTMENT GROUP PLC (0001018138) (Filed by)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001072613-17-000196  Size: 96 KB
2017-03-22
10:00:20
2017-03-22
ASIA PACIFIC FUND INC (0000795618) (Subject)
SC 13D [html][text] General statement of acquisition of beneficial ownership
Accession Number: 0001072613-17-000196  Act: 34  Size: 96 KB
2017-03-22
10:00:20
2017-03-22005-41004
17705844
Counsel Portfolio Services Inc. (0001498900) (Filed by)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001140361-17-012900  Size: 71 KB
2017-03-22
09:35:14
2017-03-22
United States Diesel-Heating Oil Fund, LP (0001396877) (Subject)
SC 13D/A [html][text] [Amend] General statement of acquisition of beneficial ownership
Accession Number: 0001140361-17-012900  Act: 34  Size: 71 KB
2017-03-22
09:35:14
2017-03-22005-84993
17705805

http://www.sec.gov/cgi-bin/browse-edgar


Modified: 07/18/2014