Robert A. Sollazzo
April 19, 2016
Robert A. Sollazzo is Associate Regional Director in the U.S. Securities and Exchange Commission’s New York Regional Office where he has responsibility for overseeing the region’s Broker-Dealer Examination Program.
During Mr. Sollazzo's 34-year tenure with the Commission, he has worked in various capacities in the inspection program, while assisting in the development of a number of significant enforcement cases related to the Commission’s financial responsibility and sales practice rules for broker-dealers.
Mr. Sollazzo’s previous employment consisted of various accounting and auditing related positions, including experience as an auditor in a national accounting firm. He is a graduate of Brooklyn College and a Certified Public Accountant in New York State.