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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1984

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-6346 Dec. 20, 1984 C.E. Carlson, Inc. (8-25891), Charles E. Carlson
Ralph Hunter Tracy,
Administrative Law Judge
3-6310 Dec. 20, 1984 Bobby Bruce, Cletus Marion Hodge, John Kilpatrick, Carlos Arturo Smith, Jr., Robert Hardee Quarles, William Edward Shelton, IV (G. Weeks & Co., Inc.) (8-18520)
Jerome K. Soffer,
Administrative Law Judge
(Note: Opinion, Release No. 34-66530)
3-6321 Nov. 21, 1984 Annette Langheinrich
Max O. Regensteiner,
Administrative Law Judge
Third Quarter
3-6253 Jul. 23, 1984 Gary L. Jackson
Jerome K. Soffer,
Administrative Law Judge
3-6193 Jul. 17, 1984 American Western Securities, Inc., Jack Darold Kelley, Dee Marie Knoblauch
Irving Schiller,
Administrative Law Judge
Second Quarter
3-6208 May 23, 1984 Alan Bennett Harp
Ralph Hunter Tracy,
Administrative Law Judge
3-6180 May 15, 1984 Keith E. Wentz, Ronald P. Bynum
Max O. Regensteiner,
Administrative Law Judge
3-6182 Apr. 20, 1984 Dean W. Cluff
Irving Schiller,
Administrative Law Judge
3-6134 Apr. 12, 1984 Glen Copeland
Max O. Regensteiner,
Administrative Law Judge
First Quarter
3-6255 Mar. 22, 1984 Frank W. Humpherys
Ralph Hunter Tracy,
Administrative Law Judge
3-6228 Feb. 24, 1984 Hammon Capital Management Corporation (801-9795) and Gabe Hammon
Ralph Hunter Tracy,
Administrative Law Judge
3-6271 Feb. 1, 1984 Bruce Paul
Ralph Hunter Tracy,
Administrative Law Judge
3-6265 Jan. 31, 1984 Trenton H. Parker & Associates, Inc. (8-18218), Trenton H. Parker & Associates Asset Management Corporation (801-12440), Trenton H. Parker
Warren E. Blair,
Chief Administrative Law Judge
3-6196 Jan. 25, 1984 Russell G. Davy
Irving Schiller,
Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1984.shtml


Modified: 10/16/2014