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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1979

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-5794 Dec. 21, 1979 Royal W. Carson, Jr.
Edward B. Wagner,
Administrative Law Judge
3-5281 Oct. 4, 1979 The Vanguard Group, Inc., et al.
Max O. Regensteiner,
Administrative Law Judge
Third Quarter
3-5258 Aug. 2, 1979 Allen & Company (8-1804), Richard M. Crooks
(William H. Langfield, II)
Jerome K. Soffer,
Administrative Law Judge
Second Quarter
3-4618 Jun. 18, 1979 Richard O. Bertoli, Catherine Bertoli, Alfred B. Averell, Jr., Raydop Corporation, Freelton Investments Limited
Max O. Regensteiner,
Administrative Law Judge
3-5439 Jun. 18, 1979 Stilwell Coker & Co., Inc., S.C. Associates, Inc., First South Carolina Corp., Charles D. Stilwell, Stephen C. Coker, Vincent P. Kane, Howard Spencer Hart, Donald R. Huffman, Joan H. Schumann, Alfred R. Hughes, Jr., Margaret C. Thornal
Irving Schiller,
Administrative Law Judge
3-5433 Apr. 17, 1979 Donald & Co. Securities, Inc., et al. (8-20952)
Edward B. Wagner,
Administrative Law Judge
First Quarter
3-5302 Mar. 28, 1979 Steven S. Mitchell, Clyde Reynolds Mahnke, Lawrence Dennis Dougherty, Michael W. Engmann, Noam Rand, Richard James French, Rainbow Options, Geoffrey B. Haynes, Ethan Aldridge Co., Inc., Herbert C. Kurlan, Jose C. Pascual
Irving Schiller,
Administrative Law Judge
3-5464 Mar. 7, 1979 William R. Carter and Charles J. Johnson, Jr.
Ralph Hunter Tracy,
Administrative Law Judge
3-5492 Feb. 5, 1979 Potomac Investment Advisors, Ltd., Willard John Miller, John Scott Miller
Max O. Regensteiner,
Administrative Law Judge
3-5435 Jan. 16, 1979 First Pittsburgh Securities Corporation, Salvatore F. Geswaldo, Donald R. Kohl, Carl B. Benson, Bernard H. Golling, Charles Krzywicki
David J. Markun,
Administrative Law Judge
3-5244 Jan. 3, 1979 Oppenheimer & Company, Inc.
Irving Schiller,
Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1979.shtml


Modified: 10/16/2014