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U.S. Securities and Exchange Commission

U.S. Securities and Exchange Commission

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Dear Fellow Regulators,

Please join us for a very timely program on Compliance, Inspection and Examination of Market Participants sponsored by the U.S. Securities & Exchange Commission from July 8-11, 2013 at the SEC headquarters in Washington, DC.

The Institute is designed for senior regulatory and securities market officials who are responsible for compliance, inspection and examination of market participants.   The program will cover a range of compliance, inspection and examination issues for a variety of market participants

How to Register

Go to the registration form at:
https://www.sec.gov/forms/summer_inst_reg

Whom to Contact:
Patricia Banson, Institute Coordinator
U.S. Securities and Exchange Commission
Office of International Affairs
100 F Street, N.E.
Washington, D.C. 20549-1004
E-mail:  INTERNATIONALINSTITTUES@sec.gov
Telephone: (202) 551-6698

The program will be in English.  Delegates must be fluent in English. There is no tuition charge.  Participants are responsible for all transportation, accommodations and expenses.  Participants are strongly encouraged to obtain travel and medical insurance.

 

http://www.sec.gov/about/offices/oia/2013-event/2013-inspexcomp-event.htm


Modified: 05/02/2013