 |
|
SEC GPRA Report:
Position and Cost Data for 1996–1998
| |
1996 Actual |
1997 Estimate |
1998 Request |
| |
Positions |
Cost |
Positions |
Cost |
Positions |
Cost |
| Full Disclosure |
| Corporation Finance |
341 |
|
341 |
|
341 |
|
| Filings & Information Services |
110 |
|
110 |
|
110 |
|
| FOIA/Privacy Act |
18 |
|
18 |
|
18 |
|
| Chief Accountant |
24 |
|
24 |
|
24 |
|
| Regional Offices |
4 |
|
4 |
|
4 |
|
| Information Technology |
31 |
|
31 |
|
31 |
|
| Subtotal |
528 |
|
528 |
|
528 |
|
| Prevention and Suppression of Fraud |
| Enforcement |
349 |
|
349 |
|
349 |
|
| International Affairs |
21 |
|
21 |
|
21 |
|
| Secretary |
4 |
|
4 |
|
4 |
|
| Investor Education and Assistance |
25 |
|
25 |
|
25 |
|
| Regional Offices |
535 |
|
535 |
|
535 |
|
| Subtotal |
934 |
|
934 |
|
934 |
|
| Regulation of Securities Markets |
| Market Regulation |
156 |
|
156 |
|
156 |
|
| Compliance Inspections and Exams |
56 |
|
56 |
|
62 |
|
| Filings & Information Services |
15 |
|
15 |
|
15 |
|
| Regional Offices |
210 |
|
210 |
|
210 |
|
| Subtotal |
437 |
|
437 |
|
443 |
|
| Investment Management Regulation |
| Investment Management |
158 |
|
158 |
|
160 |
|
| Compliance Inspections and Exams |
33 |
|
33 |
|
33 |
|
| Regional Offices |
364 |
|
364 |
|
364 |
|
| Filings & Information Services |
28 |
|
27 |
|
27 |
|
| Information Technology |
9 |
|
9 |
|
9 |
|
| Subtotal |
592 |
|
591 |
|
593 |
|
| Legal and Economic Services |
| General Counsel |
128 |
|
128 |
|
128 |
|
| Administrative Law Judges |
8 |
|
8 |
|
8 |
|
| Economic Analysis |
23 |
|
23 |
|
23 |
|
| Municipal Securities |
7 |
|
7 |
|
7 |
|
| Regional Offices |
13 |
|
13 |
|
13 |
|
| Subtotal |
179 |
|
179 |
|
179 |
|
| Program Direction |
| Executive Staff |
42 |
|
42 |
|
42 |
|
| Secretary |
21 |
|
21 |
|
21 |
|
| Public Affairs |
8 |
|
8 |
|
8 |
|
| Executive Director |
16 |
|
16 |
|
16 |
|
| Equal Employment Opportunity |
13 |
|
13 |
|
13 |
|
| Administrative & Personnel Mgmt. |
134 |
|
135 |
|
135 |
|
| Comptroller |
36 |
|
36 |
|
36 |
|
| Information Technology |
90 |
|
90 |
|
82 |
|
| Inspector General |
9 |
|
9 |
|
9 |
|
| Subtotal |
369 |
|
370 |
|
362 |
|
| Headquarters Total |
1,913 |
|
1,913 |
|
1,913 |
|
| Regional Office Total |
1,126 |
|
1,126 |
|
1,126 |
|
| Total - Authorized |
3,039 |
|
3,039 |
|
3,039 |
|
| Permanent Annual Salary Rate |
|
$179,645,014 |
|
$184,366,000 |
|
$190,721,000 |
| Less: Savings (Lapse) |
(322) |
($19,958,410) |
(251) |
($13,321,000) |
(251) |
($12,569,000) |
| Cost of Permanent Staff Years |
2,717 |
$159,686,604 |
2,788 |
$171,045,000 |
2,788 |
$178,152,000 |
| Cost of Temporary Staff Years |
50 |
$1,036,067 |
9 |
$178,000 |
9 |
$178,000 |
| Overtime and Holiday Pay |
|
$474,699 |
|
$778,000 |
|
$778,000 |
| Other-Awards |
|
$2,197,872 |
|
$2,266,000 |
|
$2,266,000 |
| Total Cost of Salaries and Staff Years |
2,767 |
$163,395,242 |
2,797 |
$174,267,000 |
2,797 |
$181,374,000 |
| Other Expenses |
| Personnel Benefits |
|
$36,910,429 |
|
$40,246,000 |
|
$42,990,000 |
| Travel and Transportation of Persons |
|
$5,879,949 |
|
$7,401,000 |
|
$7,401,000 |
| Transportation of Things |
|
$110,780 |
|
$152,000 |
|
|
| Communications and Rental |
|
$32,168,497 |
|
$33,201,000 |
|
$31,603,000 |
| Printing and Reproduction |
|
$2,029,196 |
|
$2,508,000 |
|
$2,573,000 |
| Other Services |
|
$35,993,137 |
|
$34,516,000 |
|
$38,022,000 |
| Supplies and Materials |
|
$8,043,318 |
|
$6,189,000 |
|
$6,376,000 |
| Equipment |
|
$11,962,824 |
|
$6,920,000 |
|
$6,920,000 |
| Claims and Indemnities |
|
$39,344 |
|
$0 |
|
$0 |
| Subtotal, Other Expenses |
|
$133,137,474 |
|
$131,133,000 |
|
$136,038,000 |
| Total Expenses |
|
$296,532,716 |
|
$305,400,000 |
|
$317,412,000 |
| Unobligated Balance Available1 |
|
|
|
$0 |
|
$0 |
| Total Funding |
|
$369,354,339 |
|
$305,400,000 |
|
$317,412,000 |
1 Language in the fiscal 1997 Appropriation Bill (P.L. 104-134) applies $45,000,000 of the unobligated balance to the Securities and Exchange Commission's fiscal 1997 funding. Other committed funds include $5,700,000 approved |in a prior reprogramming for the SEC's continued Strategic Automation Modernization project, $60,188 reserved for energy conservation use pursuant to section 625 of the fiscal 1996 Governmental General Provisions of P.L. 104-52, and $1,965,000 for prior year obligations. The remaining unobilgated balance of $20,096,435 is uncommitted.
http://www.sec.gov/about/gpra/poscgpra.htm
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