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U.S. Securities and Exchange Commission

SEC GPRA Report:
Position and Cost Data for 19961998

  1996 Actual 1997 Estimate 1998 Request
  Positions Cost Positions Cost Positions Cost
Full Disclosure
Corporation Finance 341   341   341  
Filings & Information Services 110   110   110  
FOIA/Privacy Act 18   18   18  
Chief Accountant 24   24   24  
Regional Offices 4   4   4  
Information Technology 31   31   31  
Subtotal 528   528   528  
Prevention and Suppression of Fraud
Enforcement 349   349   349  
International Affairs 21   21   21  
Secretary 4   4   4  
Investor Education and Assistance 25   25   25  
Regional Offices 535   535   535  
Subtotal 934   934   934  
Regulation of Securities Markets
Market Regulation 156   156   156  
Compliance Inspections and Exams 56   56   62  
Filings & Information Services 15   15   15  
Regional Offices 210   210   210  
Subtotal 437   437   443  
Investment Management Regulation
Investment Management 158   158   160  
Compliance Inspections and Exams 33   33   33  
Regional Offices 364   364   364  
Filings & Information Services 28   27   27  
Information Technology 9   9   9  
Subtotal 592   591   593  
Legal and Economic Services
General Counsel 128   128   128  
Administrative Law Judges 8   8   8  
Economic Analysis 23   23   23  
Municipal Securities 7   7   7  
Regional Offices 13   13   13  
Subtotal 179   179   179  
Program Direction
Executive Staff 42   42   42  
Secretary 21   21   21  
Public Affairs 8   8   8  
Executive Director 16   16   16  
Equal Employment Opportunity 13   13   13  
Administrative & Personnel Mgmt. 134   135   135  
Comptroller 36   36   36  
Information Technology 90   90   82  
Inspector General 9   9   9  
Subtotal 369   370   362  
Headquarters Total 1,913   1,913   1,913  
Regional Office Total 1,126   1,126   1,126  
Total - Authorized 3,039   3,039   3,039  
Permanent Annual Salary Rate   $179,645,014   $184,366,000   $190,721,000
Less: Savings (Lapse) (322) ($19,958,410) (251) ($13,321,000) (251) ($12,569,000)
Cost of Permanent Staff Years 2,717 $159,686,604 2,788 $171,045,000 2,788 $178,152,000
Cost of Temporary Staff Years 50 $1,036,067 9 $178,000 9 $178,000
Overtime and Holiday Pay   $474,699   $778,000   $778,000
Other-Awards   $2,197,872   $2,266,000   $2,266,000
Total Cost of Salaries and Staff Years 2,767 $163,395,242 2,797 $174,267,000 2,797 $181,374,000
Other Expenses
Personnel Benefits   $36,910,429   $40,246,000   $42,990,000
Travel and Transportation of Persons   $5,879,949   $7,401,000   $7,401,000
Transportation of Things   $110,780   $152,000  
Communications and Rental   $32,168,497   $33,201,000   $31,603,000
Printing and Reproduction   $2,029,196   $2,508,000   $2,573,000
Other Services   $35,993,137   $34,516,000   $38,022,000
Supplies and Materials   $8,043,318   $6,189,000   $6,376,000
Equipment   $11,962,824   $6,920,000   $6,920,000
Claims and Indemnities   $39,344   $0   $0
Subtotal, Other Expenses   $133,137,474   $131,133,000   $136,038,000
Total Expenses   $296,532,716   $305,400,000   $317,412,000
Unobligated Balance Available1     $0   $0
Total Funding   $369,354,339   $305,400,000   $317,412,000

1 Language in the fiscal 1997 Appropriation Bill (P.L. 104-134) applies $45,000,000 of the unobligated balance to the Securities and Exchange Commission's fiscal 1997 funding. Other committed funds include $5,700,000 approved |in a prior reprogramming for the SEC's continued Strategic Automation Modernization project, $60,188 reserved for energy conservation use pursuant to section 625 of the fiscal 1996 Governmental General Provisions of P.L. 104-52, and $1,965,000 for prior year obligations. The remaining unobilgated balance of $20,096,435 is uncommitted.

http://www.sec.gov/about/gpra/poscgpra.htm


Modified: 11/06/97