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Office of Municipal Securities Speeches and Statements

Feb. 27, 2017

Remarks – Joint Powers Authorities and Other Topics for Market Participants, California Bond Buyer Conference, by Dave A. Sanchez (October 24, 2024)
Remarks – California Debt and Investment Advisory Commission: Municipal Debt Essentials Seminar (Responsibilities of Regulated Entities to Municipal Issuers), by Dave A. Sanchez (September 26, 2024)
Unregistered Municipal Advisory Activity in Public-Private Partnerships, by Dave A. Sanchez (September 17, 2024)
Closing Remarks at the 2023 Joint SEC, FINRA, & MSRB Compliance Outreach Conference, by Dave A. Sanchez (December 7, 2023)
Remarks at the 2020 Municipal Securities Disclosure, by Chairman Jay Clayton (June 16, 2020)
Introductory Remarks: Municipal Securities Disclosure Conference, by Commissioner Hester Peirce (June 16, 2020)
Opening Remarks at Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices, by Commissioner Elad Roisman (June 16, 2020)
Opening Remarks at 2020 Municipal Securities Disclosure Conference, by Rebecca Olsen, Director, Office of Municipal Securities (June 16, 2020)
The Importance of Disclosure for our Municipal Markets, by Chairman Jay Clayton and Rebecca Olsen, Director, Office of Municipal Securities (May 4, 2020)
Statement of Chairman Clayton on Retirement of MSRB's Lynnette Kelly (Aug. 7, 2019)
Statement of OMS Director Rebecca Olsen on Retirement of MSRB's Lynnette Kelly (Aug. 7, 2019)
Chairman Clayton Opening Remarks at the Municipal Securities Conference (Dec. 6, 2018)
Commissioner Stein Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference (Dec. 6, 2018)
Opening Remarks at 2018 Municipal Securities Disclosure Conference, by Rebecca Olsen, Director, Office of Municipal Securities (Dec. 6, 2018)
Remarks at the Municipal Finance Leadership Conference, by Rebecca Olsen, Director, Office of Municipal Securities (Oct. 10, 2018)
Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency, by Commissioner Michael S. Piwowar (Apr. 24, 2018)
Opening Statement on Proposed Amendments to Rule 15c2-12, by Chairman Michael S. Piwowar (Mar. 1, 2017)
Statement on Proposed Amendments to Rule 15c2-12, by Commissioner Kara M. Stein (Mar. 1, 2017)
"The Impact of SEC Enforcement on Public Finance, by Andrew J. Ceresney, Director, Division of Enforcement, (Oct. 13, 2016)
Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities, by Jessica S. Kane, Director, Office of Municipal Securities (Sept. 22, 2016)
Remarks at FINRA’s 2016 Fixed Income Conference, by Commissioner Michael S. Piwowar (Sept. 7, 2016)
Investor Protection in the Municipal Securities Markets, by Rick A. Fleming, Investor Advocate (Aug. 25, 2016)
Opening Remarks to the Investment Advisory Committee, by Commissioner Michael S. Piwowar (Jan. 21, 2016)
Statement on Edward D. Jones Enforcement Action, by Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar (Aug. 13, 2015)
Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference, by Commissioner Michael S. Piwowar (Apr. 21, 2015)
A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting, by Commissioner Daniel M. Gallagher (Mar. 10, 2015)
Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair, by Commissioner Luis A. Aguilar (Feb. 13, 2015)
Advocating for Investors Saving for Retirement, by Commissioner Luis A. Aguilar (Feb. 5, 2015)
Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics, by Commissioner Kara M. Stein (Nov. 21, 2014)
Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality, by Commissioner Daniel M. Gallagher (Sept. 16, 2014)
Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School, by Commissioner Michael S. Piwowar (Aug. 1, 2014)
Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors, by Chair Mary Jo White (Jun. 20, 2014)
Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit, by Commissioner Daniel M. Gallagher (May 29, 2014)
Opening Statement Before the Commission Open Meeting - Municipal Advisors and Pay Ratio Disclosure, by Chair Mary Jo White (Sept. 18, 2013)
Statement at Open Meeting Regarding Municipal Advisors and Pay Ratio Disclosure, by Commissioner Michael S. Piwowar (Sept. 18, 2013)
Statement at SEC Open Meeting – Adoption of Rules Regarding Municipal Advisor Registration, by Commissioner Daniel M. Gallagher (Sept. 18, 2013)
Statement at Open Meeting - Adoption of Rules Regarding Municipal Advisor Registration, by Commissioner Kara M. Stein (Sept. 18, 2013)
Enhancing Oversight of Municipal Advisors to Prevent Further Abuses in the Municipal Finance Market and Protect Investors, by Commissioner Luis A. Aguilar (Sept. 18, 2013)
Remarks on News Conference Call About the SEC's Report on the Municipal Securities Market, by Commissioner Elisse B. Walter (Jul. 31, 2012)
Remarks at Investment Company Institute 2010 General Membership Meeting, by Chair Mary Schapiro (May 7, 2010)
Remarks before the 43rd Annual Securities Regulation Seminar, by Commissioner Elisse Walter (Oct. 29, 2010)
Key Note Address before the National Association of Bond Lawyers 35th Bond Attorneys' Workshop, by Commissioner Elisse Walter (Oct. 28, 2010)
Regulation of the Municipal Securities Market: Investors Are Not Second-Class Citizens, by Commissioner Elisse Walter (Oct. 28, 2009)
Opening Statement Before the Commission Open Meeting, by Chairman Mary L. Schapiro (Jul. 15, 2009)
Testimony Concerning Legislative Proposals to Improve the Efficiency and Oversight of Municipal Finance, by Martha Mahan Haines (May 21, 2009)
Remarks to the 2008 Bond Attorney's Workshop of the National Association of Bond Lawyers, by Erik R. Sirri, Chicago, Illinois (Sept. 17, 2008)
Perspectives on Public Transparency, Second Internal Control & Fraud Conference of the Association of Governmental Accountants, by Martha Mahan Haines (Sept. 11, 2007)
Comments to the Tenth Annual Conference of Women in Public Finance, by Martha Mahan Haines, Chicago, Illinois (Sept. 29, 2006)

Last Reviewed or Updated: Oct. 28, 2024