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Compliance and Disclosure Interpretations: Regulation 13D-G

Feb. 11, 2025

Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting (UPDATED 2/11/25)
- Section 103. Rule 13d-1 — Filing of Schedules 13D and 13G
  - Revised Question 103.11
  - New Question 103.12

Last Reviewed or Updated: Feb. 11, 2025

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Compliance and Disclosure Interpretations: Regulation 13D-G

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Compliance and Disclosure Interpretations: Regulation 13D-G