2018-07-20 April 2018 51 34-83009 https://www.sec.gov/litigation/admin/2018/34-83009.pdf 2018-04-06 Alaska Financial Company III LLC Preston, Caleb J. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83043 https://www.sec.gov/litigation/suspensions/2018/34-83043.pdf https://www.sec.gov/litigation/suspensions/2018/34-83043-o.pdf Order 2018-04-12 American Housing Income Trust, Inc. Corix Bioscience, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83084 https://www.sec.gov/litigation/suspensions/2018/34-83084.pdf https://www.sec.gov/litigation/suspensions/2018/34-83084-o.pdf Order 2018-04-20 IBITX Software Inc. IBITX Software Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83128 https://www.sec.gov/litigation/admin/2018/34-83128.pdf 2018-04-30 Panasonic Corporation Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83131 https://www.sec.gov/litigation/admin/2018/34-83131.pdf 2018-04-30 Apex Fund Services (US), Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83135 https://www.sec.gov/litigation/admin/2018/34-83135.pdf 2018-04-30 Universal Bioenergy, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83136 https://www.sec.gov/litigation/admin/2018/34-83136.pdf 2018-04-30 Revolutionary Concepts, Inc. Clayton Approved Stein Approved Piwowar Approved with Exception Approved except as to the corporate penalty. Jackson Approved Peirce Approved with Exception Approved except as to the corporate penalty. 34-83138 https://www.sec.gov/litigation/opinions/2018/34-83138.pdf 2018-04-30 Sharemaster Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83087 https://www.sec.gov/litigation/admin/2018/34-83087.pdf 2018-04-23 MarilynJean Interactive Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83088 https://www.sec.gov/litigation/admin/2018/34-83088.pdf 2018-04-23 The Dun & Bradstreet Corporation Clayton Approved Stein Approved Piwowar Not Approved Jackson Approved Peirce Not Approved ia-4894 https://www.sec.gov/litigation/admin/2018/ia-4894.pdf 2018-04-23 Lundin, Jeremy R. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10485 2018-04-24 Altaba Inc., f/d/b/a Yahoo! Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Not Approved 33-10486 https://www.sec.gov/rules/final/2018/33-10486.pdf 2018-04-24 Amendments to Forms and Schedules to Remove Provision of Certain Personally Identifiable Information; Final rule Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ia-4896 https://www.sec.gov/litigation/admin/2018/ia-4896.pdf 2018-04-24 WCAS Management Corporation Clayton Approved Stein Approved Piwowar Not Approved Jackson Approved Peirce Not Approved 33-10487 https://www.sec.gov/litigation/admin/2018/33-10487.pdf 2018-04-25 Fan, Andy Z. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10488 https://www.sec.gov/litigation/admin/2018/33-10488.pdf 2018-04-25 AF Ocean Investment Management Company Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10489 https://www.sec.gov/litigation/admin/2018/33-10489.pdf 2018-04-25 ChinAmerica Andy Movie Entertainment Media Company Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83099 https://www.sec.gov/litigation/admin/2018/34-83099.pdf 2018-04-25 Oriental Dragon Corp. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83106 https://www.sec.gov/litigation/opinions/2018/34-83106.pdf 2018-04-25 Strategic Consulting Advisors, LLC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83110 https://www.sec.gov/litigation/admin/2018/34-83110.pdf 2018-04-26 Winning the Money Game With Ike, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83111 https://www.sec.gov/litigation/admin/2018/34-83111.pdf 2018-04-26 Ikokwu, Ikenna Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ic-33087 https://www.sec.gov/litigation/admin/2018/ic-33087.pdf 2018-04-26 SEI Investments Global Funds Services Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83123 https://www.sec.gov/litigation/admin/2018/34-83123.pdf 2018-04-27 Citigroup Alternative Investments LLC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Citigroup Global Markets Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83126 https://www.sec.gov/litigation/suspensions/2018/34-83126.pdf https://www.sec.gov/litigation/suspensions/2018/34-83126-o.pdf 2018-04-27 BlackPoll Fleet International, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83127 https://www.sec.gov/litigation/opinions/2018/34-83127.pdf 2018-04-27 North,Thaddeus J. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83052 https://www.sec.gov/litigation/admin/2018/34-83052.pdf 2018-04-2416 Wallace, Jason A. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83053 https://www.sec.gov/litigation/admin/2018/34-83053.pdf 2018-04-16 Nelson, Douglas Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ia-4885 https://www.sec.gov/litigation/admin/2018/ia-4885.pdf 2018-04-16 Arlington Capital Management, Inc. Clayton Approved Stein Approved Piwowar Not Participating Jackson Approved Peirce Not Approved LoPresti, Joseph F. Clayton Approved Stein Approved Piwowar Not Participating Jackson Approved Peirce Not Approved 34-83062 https://www.sec.gov/rules/proposed/2018/34-83062.pdf 2018-04-18 Regulation Best Interest; Proposed rule Clayton Approved Stein Not Approved Piwowar Approved Jackson Approved Peirce Approved 34-83063 https://www.sec.gov/rules/proposed/2018/34-83063.pdf 2018-04-18 Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles; Proposed rule Clayton Approved Stein Not Approved Piwowar Approved Jackson Approved Peirce Approved ia-4889 https://www.sec.gov/rules/proposed/2018/ia-4889.pdf 2018-04-18 Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation; Proposed interpretation; request for comment Clayton Approved Stein Not Approved Piwowar Approved Jackson Approved Peirce Approved 34-83067 https://www.sec.gov/litigation/admin/2018/34-83067.pdf 2018-04-19 Medifirst Solutions, Inc. Clayton Approved Stein Approved Piwowar Not Participating Jackson Approved Peirce Approved Schoengood, Bruce J. Clayton Approved Stein Approved Piwowar Not Participating Jackson Approved Peirce Approved with Exception Approved except as to the penalty. 34-83069 https://www.sec.gov/litigation/admin/2018/34-83069.pdf 2018-04-19 Gemini Fund Services, LLC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83078 https://www.sec.gov/litigation/admin/2018/34-83078.pdf 2018-04-20 French, Mark P. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ia-4890 https://www.sec.gov/litigation/admin/2018/ia-4890.pdf 2018-04-20 Simmons,Steven M. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83008 https://www.sec.gov/litigation/suspensions/2018/34-83008.pdf https://www.sec.gov/litigation/suspensions/2018/34-83008-o.pdf 2018-04-06 Carbon Green Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Dezina Marketing, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Expo Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved First Xeris Corporation Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Global Gateway Media & Communications, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Lollipop Corp. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved PharmaConnect, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Monarch Gulf Exploration, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved MyContactCard, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Nanoforce, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Nuquest, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Nu Star Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Relm Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Resource Finance & Investment Ltd. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Saudi American Holdings Corp. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Social Cube Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Tech Power, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved U.S. Personnel, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10478 https://www.sec.gov/litigation/admin/2018/33-10478.pdf 2018-04-09 James, Philip John CA Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Not Approved Silverwood, Kevin CA Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Not Approved 34-83013 https://www.sec.gov/litigation/admin/2018/34-83013.pdf 2018-04-09 Baldridge,Troy C. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10480 https://www.sec.gov/litigation/admin/2018/33-10480.pdf 2018-04-12 Mushlin, Matthew T. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10481 https://www.sec.gov/litigation/admin/2018/33-10481.pdf 2018-04-12 Wellness Center USA, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10482 https://www.sec.gov/litigation/admin/2018/33-10482.pdf 2018-04-12 Li, Tony Zhicong CPA Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Li and Company, PC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-82981 https://www.sec.gov/litigation/opinions/2018/34-82981.pdf 2018-04-02 Lek Securities Corporation Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ia-4873 https://www.sec.gov/rules/other/2018/ia-4873.pdf 2018-04-02 Ajenifuja Investments, LLC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-82986 https://www.sec.gov/litigation/admin/2018/34-82986.pdf 2018-04-03 NextGlass Technologies Corporation Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 33-10476 https://www.sec.gov/rules/other/2018/33-10476.pdf 2018-04-05 Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ia-4875 https://www.sec.gov/litigation/admin/2018/ia-4875.pdf 2018-04-05 Clayborne Group, LLC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved Heinemann, Dean A. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved 34-83003 https://www.sec.gov/litigation/admin/2018/34-83003.pdf 2018-04-06 Geneos Wealth Management, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Not Approved 34-83004 https://www.sec.gov/litigation/admin/2018/34-83004.pdf 2018-04-06 PNC Investments LLC Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Not Approved ia-4876 https://www.sec.gov/litigation/admin/2018/ia-4876.pdf 2018-04-06 Securities America Advisors, Inc. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Not Approved ia-4879 https://www.sec.gov/litigation/admin/2018/ia-4879.pdf 2018-04-06 Preston,Tobias J. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved ia-4880 https://www.sec.gov/litigation/admin/2018/ia-4880.pdf 2018-04-06 Preston, Charles G. Clayton Approved Stein Approved Piwowar Approved Jackson Approved Peirce Approved