2018-01-17 December 2017 51 34-82204 https://www.sec.gov/litigation/suspensions/2017/34-82204.pdf https://www.sec.gov/litigation/suspensions/2017/34-82204-o.pdf 2017-12-04 Atlas Technology International, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82237 https://www.sec.gov/litigation/suspensions/2017/34-82237.pdf https://www.sec.gov/litigation/suspensions/2017/34-82237-o.pdf 2017-12-07 Global Future City Holding, Inc. Clayton Approved Stein Approved Piwowar Approved 33-10444 https://www.sec.gov/rules/final/2017/33-10444.pdf 2017-12-08 Adoption of Updated EDGAR Filer Manual; Final rule Clayton Approved Stein Approved Piwowar Approved 34-82242 https://www.sec.gov/litigation/admin/2017/34-82242.pdf 2017-12-08 Charlet, Robin Glen Clayton Approved Stein Approved Piwowar Approved 34-82243 https://www.sec.gov/litigation/admin/2017/34-82243.pdf 2017-12-08 Sparks, Steven William Clayton Approved Stein Approved Piwowar Approved 34-82403 https://www.sec.gov/rules/sro/nscc-an/2017/34-82403.pdf 2017-12-26 National Securities Clearing Corporation; Notice of Filing of Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program Clayton Approved Stein Approved Piwowar Approved 34-82404 https://www.sec.gov/litigation/admin/2017/34-82404.pdf 2017-12-26 Global Digital Solutions, Inc. Clayton Approved Stein Approved Piwowar Approved with Exception Approved except as to the corporate penalty. 34-82410 https://www.sec.gov/litigation/admin/2017/34-82410.pdf 2017-12-27 Orthofix International N.V. Clayton Approved Stein Approved Piwowar Approved Hammel, Jeffrey CPA Clayton Approved Stein Approved Piwowar Approved McCollum, Brian Clayton Approved Stein Approved Piwowar Approved Mack, Kenneth Clayton Approved Stein Approved Piwowar Approved McMillan, Bryan Clayton Approved Stein Approved Piwowar Approved 34-82412 https://www.sec.gov/litigation/admin/2017/34-82412.pdf 2017-12-27 American Nano Silicon Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved American Soil Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved Andalay Solar, Inc. Clayton Approved Stein Approved Piwowar Approved Crimson Forest Entertainment Group, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82413 https://www.sec.gov/litigation/suspensions/2017/34-82413.pdf https://www.sec.gov/litigation/suspensions/2017/34-82413-o.pdf 2017-12-27 American Nano Silicon Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved American Soil Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved Andalay Solar, Inc. Clayton Approved Stein Approved Piwowar Approved Crimson Forest Entertainment Group, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82419 https://www.sec.gov/litigation/admin/2017/34-82419.pdf 2017-12-28 Abakan, Inc. Clayton Approved Stein Approved Piwowar Approved Car Monkeys Group Clayton Approved Stein Approved Piwowar Approved CN Dragon Corp. Clayton Approved Stein Approved Piwowar Approved Western Graphite, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82420 https://www.sec.gov/litigation/suspensions/2017/34-82420.pdf https://www.sec.gov/litigation/suspensions/2017/34-82420-o.pdf 2017-12-28 Abakan, Inc. Clayton Approved Stein Approved Piwowar Approved Car Monkeys Group Clayton Approved Stein Approved Piwowar Approved CN Dragon Corp. Clayton Approved Stein Approved Piwowar Approved Western Graphite, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82347 https://www.sec.gov/litigation/suspensions/2017/34-82347.pdf https://www.sec.gov/litigation/suspensions/2017/34-82347-o.pdf 2017-12-18 The Crypto Company Clayton Approved Stein Approved Piwowar Approved 34-82361 https://www.sec.gov/litigation/admin/2017/34-82361.pdf 2017-12-19 Mitsakos, Nicholas M. Clayton Approved Stein Approved Piwowar Approved Matrix Capital Markets, LLC Clayton Approved Stein Approved Piwowar Approved ia-4828 https://www.sec.gov/litigation/admin/2017/ia-4828.pdf 2017-12-19 Holt-Nguyen, Courtlin L. Clayton Approved Stein Approved Piwowar Approved 34-82373 https://www.sec.gov/rules/proposed/2017/34-82373.pdf 2017-12-21 Amendments to the Commission's Freedom on Information Act Regulations; Proposed rule Clayton Approved Stein Approved Piwowar Approved 34-82382 https://www.sec.gov/litigation/admin/2017/34-82382.pdf 2017-12-21 Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton Approved Stein Approved Piwowar Approved 34-82383 https://www.sec.gov/litigation/admin/2017/34-82383.pdf 2017-12-21 Packerland Brokerage Services, Inc. Clayton Approved Stein Approved Piwowar Approved Atlas Capital Management Corp. Clayton Approved Stein Approved Piwowar Approved ia-4830 https://www.sec.gov/litigation/admin/2017/ia-4830.pdf 2017-12-21 TPG Capital Advisors, LLC Clayton Approved Stein Approved Piwowar Approved 33-10448 https://www.sec.gov/litigation/admin/2017/33-10448.pdf 2017-12-22 Team Financial Asset Management, LLC Clayton Approved Stein Approved Piwowar Approved Team Financial Managers, Inc. Clayton Approved Stein Approved Piwowar Approved Dailey, James L. Clayton Approved Stein Approved Piwowar Approved 33-10449 https://www.sec.gov/litigation/admin/2017/33-10449.pdf 2017-12-22 Shortall, Alan Clayton Approved Stein Approved Piwowar Approved 34-82397 https://www.sec.gov/litigation/admin/2017/34-82397.pdf 2017-12-22 Southwind Associates of NJ Inc. (d/b/a Villafranco Wealth Management) Clayton Approved Stein Approved Piwowar Approved Villafranco, William Scott Clayton Approved Stein Approved Piwowar Approved LaPeruta, Anthony Clayton Approved Stein Approved Piwowar Approved 34-82399 https://www.sec.gov/litigation/admin/2017/34-82399.pdf 2017-12-22 Train, Babcock Advisors LLC Clayton Approved Stein Approved Piwowar Approved 34-82400 https://www.sec.gov/litigation/admin/2017/34-82400.pdf 2017-12-22 Aladdin Capital Management LLC Clayton Approved Stein Approved Piwowar Approved Aladdin Capital LLC Clayton Approved Stein Approved Piwowar Approved Schlim, Joseph A. Clayton Approved Stein Approved Piwowar Approved 33-10445 https://www.sec.gov/litigation/admin/2017/33-10445.pdf 2017-12-11 Munchee Inc. Clayton Approved Stein Approved Piwowar Approved 33-10446 https://www.sec.gov/rules/other/2017/33-10446.pdf 2017-12-11 Notice of Compliance Date for Form 10-D Hyperlink Requirements; Notice of compliance date Clayton Approved Stein Approved Piwowar Approved 34-82282 https://www.sec.gov/litigation/admin/2017/34-82282.pdf 2017-12-11 Coastal Equities, Inc. Clayton Approved Stein Approved Piwowar Approved Coastal Investment Advisors, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82292 https://www.sec.gov/litigation/admin/2017/34-82292.pdf 2017-12-12 Provectus Biopharmaceuticals, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82293 https://www.sec.gov/litigation/admin/2017/34-82293.pdf 2017-12-12 Culpepper, Peter R. CPA Clayton Approved Stein Approved Piwowar Approved 34-82294 https://www.sec.gov/litigation/admin/2017/34-82294.pdf 2017-12-12 Peiffer, William J. Esq. Clayton Approved Stein Approved Piwowar Approved 34-82296 https://www.sec.gov/rules/sro/occ-an/2017/34-82296.pdf 2017-12-12 The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement Clayton Approved Stein Approved Piwowar Approved ia-4827 https://www.sec.gov/litigation/admin/2017/ia-4827.pdf 2017-12-13 Meadlin, Justin D. Clayton Approved Stein Approved Piwowar Approved 34-82333 https://www.sec.gov/litigation/admin/2017/34-82333.pdf 2017-12-14 Waddell & Reed Fair Fund Clayton Approved Stein Approved Piwowar Approved 34-82206 https://www.sec.gov/litigation/admin/2017/34-82206.pdf 2017-12-04 Anton & Chia, LLP Clayton Approved Stein Approved Piwowar Approved Wahl, Gregory A. CPA Clayton Approved Stein Approved Piwowar Approved Deutchman, Michael CPA Clayton Approved Stein Approved Piwowar Approved Chung, Georgia CPA Clayton Approved Stein Approved Piwowar Approved Shek, Tommy CPA Clayton Approved Stein Approved Piwowar Approved 34-82207 https://www.sec.gov/litigation/admin/2017/34-82207.pdf 2017-12-04 Koch, Richard J. CPA Clayton Approved Stein Approved Piwowar Approved 34-82208 https://www.sec.gov/litigation/admin/2017/34-82208.pdf 2017-12-04 Gandhi, Rahuldev CPA Clayton Approved Stein Approved Piwowar Approved 34-82220 https://www.sec.gov/litigation/admin/2017/34-82220.pdf 2017-12-05 Davis, Robert W. CPA Clayton Approved Stein Not Approved Piwowar Approved ia-4819 https://www.sec.gov/litigation/admin/2017/ia-4819.pdf 2017-12-05 Brahman Capital Corp. Clayton Approved Stein Approved Piwowar Approved ia-4820 https://www.sec.gov/litigation/admin/2017/ia-4820.pdf 2017-12-05 Chopra, Nehal Clayton Approved Stein Approved Piwowar Approved Ratan Capital Management, LP Clayton Approved Stein Approved Piwowar Approved Gupta, Paritosh Clayton Approved Stein Approved Piwowar Approved Adi Capital Management LLC Clayton Approved Stein Approved Piwowar Approved ia-4821 https://www.sec.gov/litigation/admin/2017/ia-4821.pdf 2017-12-05 Carlson, William P. Jr. Clayton Approved Stein Approved Piwowar Approved 34-82231 https://www.sec.gov/litigation/admin/2017/34-82231.pdf 2017-12-07 American Express Financial Corporation (now known as Amerprise Financial, Inc.) Clayton Approved Stein Approved Piwowar Approved 34-82233 https://www.sec.gov/litigation/admin/2017/34-82233.pdf 2017-12-07 Pulte, William J. Clayton Approved Stein Approved Piwowar Approved 33-10442 https://www.sec.gov/rules/final/2017/33-10442.pdf 2017-12-08 Investment Company Reporting Modernization; Temporary final rule Clayton Approved Stein Approved Piwowar Approved 33-10443 https://www.sec.gov/litigation/admin/2017/33-10443.pdf 2017-12-08 Institutional Investor Advisers, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82244 https://www.sec.gov/litigation/admin/2017/34-82244.pdf 2017-12-08 Ameriprise Financial Services, Inc. Clayton Approved Stein Approved Piwowar Approved 34-82247 https://www.sec.gov/rules/sro/occ-an/2017/34-82247.pdf 2017-12-08 The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund Clayton Approved Stein Approved Piwowar Approved ia-4823 https://www.sec.gov/litigation/admin/2017/ia-4823.pdf 2017-12-08 Horter Investment Management, LLC Clayton Approved Stein Approved Piwowar Approved 34-82199 https://www.sec.gov/alj/aljdec/2017/34-82199.pdf 2017-12-01 White, Paul Leon II Clayton Approved Stein Approved Piwowar Approved 34-82201 https://www.sec.gov/litigation/opinions/2017/34-82201.pdf 2017-12-01 Jantzen, John Clayton Approved Stein Approved Piwowar Approved 34-82202 https://www.sec.gov/litigation/opinions/2017/34-82202.pdf 2017-12-01 Kolquist, Kenneth Joseph Clayton Approved Stein Approved Piwowar Approved 34-82203 https://www.sec.gov/litigation/suspensions/2017/34-82203.pdf https://www.sec.gov/litigation/suspensions/2017/34-82203-o.pdf 2017-12-01 Caleminder, Inc. Clayton Approved Stein Approved Piwowar Approved