2017-11-21 September 2017 139 34-81679 https://www.sec.gov/litigation/suspensions/2017/34-81679.pdf https://www.sec.gov/litigation/suspensions/2017/34-81679-o.pdf 2017-09-21 Grupo Resilient International Inc. (f/n/a Paradise Ridge Hydrocarbons, Inc.) Clayton Approved Stein Approved Piwowar Approved 34-81723 https://www.sec.gov/litigation/admin/2017/34-81723.pdf 2017-09-26 Infinity Real Estate Holdings Corporation Clayton Approved Stein Approved Piwowar Approved International Industrial Enterprise, Inc. Clayton Approved Stein Approved Piwowar Approved Scor International Foods, Inc. Clayton Approved Stein Approved Piwowar Approved Xhibit Corp. Clayton Approved Stein Approved Piwowar Approved 33-10418 https://www.sec.gov/litigation/admin/2017/33-10418.pdf 2017-09-28 Success Holding Group International, Inc. Clayton Approved Stein Approved Piwowar Not Approved 34-81751 https://www.sec.gov/litigation/admin/2017/34-81751.pdf 2017-09-28 Success Holding Group International, Inc. Clayton Approved Stein Approved Piwowar Not Approved 33-10422 https://www.sec.gov/litigation/admin/2017/33-10422.pdf 2017-09-29 Caravette,Daniel C. Clayton Approved Stein Approved Piwowar Approved 34-81694 https://www.sec.gov/litigation/admin/2017/34-81694.pdf 2017-09-25 GO EZ Corporation Clayton Approved Stein Approved Piwowar Approved Green St. Energy, Inc. Clayton Approved Stein Approved Piwowar Approved Hyperview Ltd. Clayton Approved Stein Approved Piwowar Approved Imogo Mobile Technologies Corp. Clayton Approved Stein Approved Piwowar Approved 34-81695 https://www.sec.gov/litigation/admin/2017/34-81695.pdf 2017-09-25 G-Trade Services LLC White Approved Stein Approved Piwowar Approved Convergex Global Markets Limited White Approved Stein Approved Piwowar Approved Convergex Execution Solutions LLC White Approved Stein Approved Piwowar Approved 34-81696 https://www.sec.gov/litigation/admin/2017/34-81696.pdf 2017-09-25 Meissner, Kenneth C. Clayton Approved Stein Approved Piwowar Approved Scott, James Doug Clayton Approved Stein Approved Piwowar Approved Tomich, Mark S. "Mike" Clayton Approved Stein Approved Piwowar Approved 34-81700 https://www.sec.gov/litigation/admin/2017/34-81700.pdf 2017-09-25 Smith Barney Fund Management LLC Clayton Approved Stein Approved Piwowar Approved Citigroup Global Markets, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81701 https://www.sec.gov/litigation/admin/2017/34-81701.pdf 2017-09-25 Massachusetts Financial Services Co. Clayton Approved Stein Approved Piwowar Approved Ballen, John W. Clayton Approved Stein Approved Piwowar Approved Parke, Kevin R. Clayton Approved Stein Approved Piwowar Approved 34-81702 https://www.sec.gov/litigation/admin/2017/34-81702.pdf 2017-09-25 DLJ Mortgage Capital, Inc. Clayton Approved Stein Approved Piwowar Approved Credit Suisse Securities USA (LLC) Clayton Approved Stein Approved Piwowar Approved Credit Suisse First Boston Mortgage Acceptance Corp. Clayton Approved Stein Approved Piwowar Approved Credit Suisse First Boston Mortgage Securities Corp. Clayton Approved Stein Approved Piwowar Approved Asset Backed Securities Corporation Clayton Approved Stein Approved Piwowar Approved 34-81703 https://www.sec.gov/litigation/admin/2017/34-81703.pdf 2017-09-25 DLJ Mortgage Capital, Inc. Clayton Approved Stein Approved Piwowar Approved Credit Suisse Securities USA (LLC) Clayton Approved Stein Approved Piwowar Approved Credit Suisse First Boston Mortgage Acceptance Corp. Clayton Approved Stein Approved Piwowar Approved Credit Suisse First Boston Mortgage Securities Corp. Clayton Approved Stein Approved Piwowar Approved Asset Backed Securities Corporation Clayton Approved Stein Approved Piwowar Approved 34-81704 https://www.sec.gov/litigation/admin/2017/34-81704.pdf 2017-09-25 IN Media Corporation Clayton Approved Stein Approved Piwowar Approved New Media Insight Group, Inc. Clayton Approved Stein Approved Piwowar Approved Pacific Sands, Inc. Clayton Approved Stein Approved Piwowar Approved Saleen Automotive, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81705 https://www.sec.gov/litigation/suspensions/2017/34-81705.pdf https://www.sec.gov/litigation/suspensions/2017/34-81705-o.pdf 2017-09-25 IN Media Corporation Clayton Approved Stein Approved Piwowar Approved New Media Insight Group, Inc. Clayton Approved Stein Approved Piwowar Approved Pacific Sands, Inc. Clayton Approved Stein Approved Piwowar Approved Saleen Automotive, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81706 https://www.sec.gov/litigation/admin/2017/34-81706.pdf 2017-09-25 KollagenX Corp. Clayton Approved Stein Approved Piwowar Approved Microlin Bio, Inc. Clayton Approved Stein Approved Piwowar Approved Vaccinogen, Inc. Clayton Approved Stein Approved Piwowar Approved Virtus Oil and Gas Corp. Clayton Approved Stein Approved Piwowar Approved 34-81707 https://www.sec.gov/litigation/admin/2017/34-81707.pdf 2017-09-25 HydroPhi Technologies Group, Inc. Clayton Approved Stein Approved Piwowar Approved iTalk Inc. Clayton Approved Stein Approved Piwowar Approved Soellingen Advisory Group, Inc. Clayton Approved Stein Approved Piwowar Approved U.S. Rare Earths, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81708 https://www.sec.gov/litigation/suspensions/2017/34-81708.pdf https://www.sec.gov/litigation/suspensions/2017/34-81708-o.pdf 2017-09-25 KollagenX Corp. Clayton Approved Stein Approved Piwowar Approved Microlin Bio, Inc. Clayton Approved Stein Approved Piwowar Approved Vaccinogen, Inc. Clayton Approved Stein Approved Piwowar Approved Virtus Oil and Gas Corp. Clayton Approved Stein Approved Piwowar Approved 34-81709 https://www.sec.gov/litigation/suspensions/2017/34-81709.pdf https://www.sec.gov/litigation/suspensions/2017/34-81709-o.pdf 2017-09-25 HydroPhi Technologies Group, Inc. Clayton Approved Stein Approved Piwowar Approved iTalk Inc. Clayton Approved Stein Approved Piwowar Approved Soellingen Advisory Group, Inc. Clayton Approved Stein Approved Piwowar Approved U.S. Rare Earths, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81710 https://www.sec.gov/litigation/suspensions/2017/34-81710.pdf https://www.sec.gov/litigation/suspensions/2017/34-81710-o.pdf 2017-09-25 Icon Vapor, Inc. Clayton Approved Stein Approved Piwowar Approved POWRtec International Corp. Clayton Approved Stein Approved Piwowar Approved Silvergraph International, Inc. Clayton Approved Stein Approved Piwowar Approved Walter Energy, Inc. (n/k/a New WEI, Inc.) Clayton Approved Stein Approved Piwowar Approved 34-81712 https://www.sec.gov/litigation/admin/2017/34-81712.pdf 2017-09-25 Icon Vapor, Inc. Clayton Approved Stein Approved Piwowar Approved POWRtec International Corp. Clayton Approved Stein Approved Piwowar Approved Silvergraph International, Inc. Clayton Approved Stein Approved Piwowar Approved Walter Energy, Inc. (n/k/a New WEI, Inc.) Clayton Approved Stein Approved Piwowar Approved ia-4774 https://www.sec.gov/litigation/admin/2017/ia-4774.pdf 2017-09-25 Aletheia Research and Management, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81718 https://www.sec.gov/litigation/admin/2017/34-81718.pdf 2017-09-26 Chamroonrat, Naris Clayton Approved Stein Approved Piwowar Approved 34-81719 https://www.sec.gov/litigation/admin/2017/34-81719.pdf 2017-09-26 LBMZ Securities, Inc. f/k/a Zacks & Co. Clayton Approved Stein Approved Piwowar Approved 34-81720 https://www.sec.gov/rules/sro/nms/2017/34-81720.pdf 2017-09-26 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fifteenth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81724 https://www.sec.gov/litigation/admin/2017/34-81724.pdf 2017-09-26 Speight, Cecil Franklin Clayton Approved Stein Approved Piwowar Approved 34-81726 https://www.sec.gov/litigation/admin/2017/34-81726.pdf 2017-09-26 Next Galaxy Corp. Clayton Approved Stein Approved Piwowar Approved Novamex Energy, Inc. Clayton Approved Stein Approved Piwowar Approved Occidental Development Group, Inc. Clayton Approved Stein Approved Piwowar Approved Sable Natural Resources Corporation Clayton Approved Stein Approved Piwowar Approved 34-81727 https://www.sec.gov/litigation/suspensions/2017/34-81727.pdf https://www.sec.gov/litigation/suspensions/2017/34-81727-o.pdf 2017-09-26 Next Galaxy Corp. Clayton Approved Stein Approved Piwowar Approved Novamex Energy, Inc. Clayton Approved Stein Approved Piwowar Approved Occidental Development Group, Inc. Clayton Approved Stein Approved Piwowar Approved Sable Natural Resources Corporation Clayton Approved Stein Approved Piwowar Approved 34-81728 https://www.sec.gov/litigation/admin/2017/34-81728.pdf 2017-09-26 Hydrogen Future Corporation Clayton Approved Stein Approved Piwowar Approved Liberty Energy Corp. Clayton Approved Stein Approved Piwowar Approved Omega Brands, Inc. Clayton Approved Stein Approved Piwowar Approved Optionable Inc. Clayton Approved Stein Approved Piwowar Approved 34-81729 https://www.sec.gov/litigation/suspensions/2017/34-81729.pdf https://www.sec.gov/litigation/suspensions/2017/34-81729-o.pdf 2017-09-26 Hydrogen Future Corporation Clayton Approved Stein Approved Piwowar Approved Liberty Energy Corp. Clayton Approved Stein Approved Piwowar Approved Omega Brands, Inc. Clayton Approved Stein Approved Piwowar Approved Optionable Inc. Clayton Approved Stein Approved Piwowar Approved 34-81730 https://www.sec.gov/litigation/suspensions/2017/34-81730.pdf https://www.sec.gov/litigation/suspensions/2017/34-81730-o.pdf 2017-09-26 Guardian 8 Holdings Clayton Approved Stein Approved Piwowar Approved Idaho North Resources Corporation Clayton Approved Stein Approved Piwowar Approved Mecklermedia Corporation Clayton Approved Stein Approved Piwowar Approved Verde Science, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81731 https://www.sec.gov/litigation/admin/2017/34-81731.pdf 2017-09-26 Guardian 8 Holdings Clayton Approved Stein Approved Piwowar Approved Idaho North Resources Corporation Clayton Approved Stein Approved Piwowar Approved Mecklermedia Corporation Clayton Approved Stein Approved Piwowar Approved Verde Science, Inc. Clayton Approved Stein Approved Piwowar Approved ia-4775 https://www.sec.gov/litigation/admin/2017/ia-4775.pdf 2017-09-26 Keenan, Brian J. Clayton Approved Stein Approved Piwowar Approved ia-4776 https://www.sec.gov/litigation/admin/2017/ia-4776.pdf 2017-09-26 TRH Financial LLC Clayton Approved Stein Approved Piwowar Approved ia-4777 https://www.sec.gov/litigation/admin/2017/ia-4777.pdf 2017-09-26 360 Financial, Inc. Clayton Approved Stein Approved Piwowar Approved ia-4778 https://www.sec.gov/litigation/admin/2017/ia-4778.pdf 2017-09-26 VisionPoint Advisory Group, LLC Clayton Approved Stein Approved Piwowar Approved 33-10416 https://www.sec.gov/rules/interim/2017/33-10416.pdf 2017-09-27 Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Harvey, Hurricane Irma, and Hurricane Maria; Interim final temporary rule Clayton Approved Stein Approved Piwowar Approved 34-81732 https://www.sec.gov/litigation/admin/2017/34-81732.pdf 2017-09-27 Spina, Louis J. Clayton Approved Stein Approved Piwowar Approved 34-81735 https://www.sec.gov/litigation/admin/2017/34-81735.pdf 2017-09-27 Dearborn Bancorp, Inc. Clayton Approved Stein Approved Piwowar Approved Greentech Mining International, Inc. Clayton Approved Stein Approved Piwowar Approved Hoverink International Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved South West Coast Senior Living Corp. Clayton Approved Stein Approved Piwowar Approved 34-81740 https://www.sec.gov/litigation/admin/2017/34-81740.pdf 2017-09-27 Stewart, Robert K. CPA Clayton Approved Stein Approved Piwowar Approved 34-81741 https://www.sec.gov/litigation/admin/2017/34-81741.pdf 2017-09-27 Krishnamoorthy, Avaneesh Clayton Approved Stein Approved Piwowar Approved 33-10417 https://www.sec.gov/litigation/admin/2017/33-10417.pdf 2017-09-28 Alere, Inc. Clayton Approved Stein Approved Piwowar Approved 33-10419 https://www.sec.gov/litigation/admin/2017/33-10419.pdf 2017-09-28 Torres, Laurence M. Clayton Approved Stein Approved Piwowar Approved 33-10420 https://www.sec.gov/litigation/opinions/2017/33-10420.pdf 2017-09-28 Equity Trust Company Clayton Approved Stein Approved Piwowar Approved 34-81744 https://www.sec.gov/litigation/admin/2017/34-81744.pdf 2017-09-28 Zhang, Fengjiu Clayton Approved Stein Approved Piwowar Approved Kong, Xianli Clayton Approved Stein Approved Piwowar Approved 34-81758 https://www.sec.gov/litigation/admin/2017/34-81758.pdf 2017-09-28 Kluge, Jeffrey Timothy Clayton Approved Stein Approved Piwowar Approved 34-81759 https://www.sec.gov/litigation/opinions/2017/34-81759.pdf 2017-09-28 Ahmed, Fuad Clayton Approved Stein Approved Piwowar Approved Success Trade Securities, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81760 https://www.sec.gov/rules/other/2017/34-81760.pdf 2017-09-28 Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Therunder Clayton Approved Stein Approved Piwowar Approved ia-4780 https://www.sec.gov/litigation/admin/2017/ia-4780.pdf 2017-09-28 SIX Financial Information USA Inc. Clayton Approved Stein Approved Piwowar Approved ia-4781 https://www.sec.gov/litigation/admin/2017/ia-4781.pdf 2017-09-28 Beaumont, Perry H. Clayton Approved Stein Approved Piwowar Approved ic-32840 https://www.sec.gov/litigation/admin/2017/ic-32840.pdf 2017-09-28 Honeysuckle Research Inc. Clayton Approved Stein Approved Piwowar Approved 34-81778 https://www.sec.gov/litigation/opinions/2017/34-81778.pdf 2017-09-29 Meyers Associates, L.P. Clayton Approved Stein Approved Piwowar Approved Meyers, Bruce Clayton Approved Stein Approved Piwowar Approved 34-81779 https://www.sec.gov/litigation/opinions/2017/34-81779.pdf 2017-09-29 Elgart, David Adam Clayton Approved Stein Approved Piwowar Approved 34-81780 https://www.sec.gov/alj/aljdec/2017/34-81780.pdf 2017-09-29 White, Paul Leon II Clayton Approved Stein Approved Piwowar Approved 34-81784 https://www.sec.gov/litigation/opinions/2017/34-81784.pdf 2017-09-29 Schwartz, Michael David Clayton Approved Stein Approved Piwowar Approved 34-81785 https://www.sec.gov/litigation/opinions/2017/34-81785.pdf 2017-09-29 McBarron Capital LLC Clayton Approved Stein Approved Piwowar Approved 34-81786 https://www.sec.gov/litigation/opinions/2017/34-81786.pdf 2017-09-29 Sequeira, Keith Patrick Clayton Approved Stein Approved Piwowar Approved 34-81787 https://www.sec.gov/litigation/opinions/2017/34-81787.pdf 2017-09-29 Sparks, Michael A. Clayton Approved Stein Approved Piwowar Approved 34-81643 https://www.sec.gov/litigation/admin/2017/34-81643.pdf 2017-09-18 ARX Gold Corporation Clayton Approved Stein Approved Piwowar Approved 34-81647 https://www.sec.gov/litigation/admin/2017/34-81647.pdf 2017-09-18 Huixin Waste Water Solutions, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81648 https://www.sec.gov/litigation/suspensions/2017/34-81648.pdf https://www.sec.gov/litigation/suspensions/2017/34-81648-o.pdf 2017-09-18 Huixin Waste Water Solutions, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81649 https://www.sec.gov/litigation/admin/2017/34-81649.pdf 2017-09-18 Meridian Co., Ltd. Clayton Approved Stein Approved Piwowar Approved 34-81650 https://www.sec.gov/litigation/suspensions/2017/34-81650.pdf https://www.sec.gov/litigation/suspensions/2017/34-81650-o.pdf 2017-09-18 Meridian Co., Ltd. Clayton Approved Stein Approved Piwowar Approved 34-81656 https://www.sec.gov/litigation/admin/2017/34-81656.pdf 2017-09-19 Creator Capital Ltd. Clayton Approved Stein Approved Piwowar Approved 34-81657 https://www.sec.gov/litigation/suspensions/2017/34-81657.pdf https://www.sec.gov/litigation/suspensions/2017/34-81657-o.pdf 2017-09-19 Creator Capital Ltd. Clayton Approved Stein Approved Piwowar Approved 34-81658 https://www.sec.gov/litigation/admin/2017/34-81658.pdf 2017-09-19 Immunoclin Corp. Clayton Approved Stein Approved Piwowar Approved Intelligent Living America, Inc. Clayton Approved Stein Approved Piwowar Approved Ivanhoe Energy, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81663 https://www.sec.gov/litigation/admin/2017/34-81663.pdf 2017-09-20 Engage Eco Solutions, Inc. Clayton Approved Stein Approved Piwowar Approved Old Stone Corporation Clayton Approved Stein Approved Piwowar Approved Teltronics, Inc. (n/k/a Forerunner Technologies, Inc.) Clayton Approved Stein Approved Piwowar Approved Xunna Information Technology, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81664 https://www.sec.gov/litigation/admin/2017/34-81664.pdf 2017-09-20 Craft, Joseph H. CPA Clayton Approved Stein Approved Piwowar Approved 33-10415 https://www.sec.gov/rules/interp/2017/33-10415.pdf 2017-09-21 Commission Guidance on Pay Ratio Disclosure; Interpretation Clayton Approved Stein Approved Piwowar Approved 34-81666 https://www.sec.gov/litigation/admin/2017/34-81666.pdf 2017-09-21 JuQun, Inc. Clayton Approved Stein Approved Piwowar Approved Live Brands, Inc. Clayton Approved Stein Approved Piwowar Approved Nevada Gold Corp. Clayton Approved Stein Approved Piwowar Approved Nexus Data Technologies Corporation Clayton Approved Stein Approved Piwowar Approved 34-81669 https://www.sec.gov/litigation/admin/2017/34-81669.pdf 2017-09-21 Telia Company AB Clayton Not Participating Stein Approved Piwowar Approved 34-81677 https://www.sec.gov/litigation/admin/2017/34-81677.pdf 2017-09-21 Zingerman, Joel P. Clayton Approved Stein Approved Piwowar Approved 34-81678 https://www.sec.gov/litigation/admin/2017/34-81678.pdf 2017-09-21 Paritz & Company, P.A. Clayton Approved Stein Approved Piwowar Approved Albert, Lester S. CPA Clayton Approved Stein Approved Piwowar Approved Serotta , Brian A. CPA Clayton Approved Stein Approved Piwowar Approved ia-4772 https://www.sec.gov/litigation/admin/2017/ia-4772.pdf 2017-09-21 Platinum Equity Advisors, LLC Clayton Not Participating Stein Approved Piwowar Approved 34-81685 https://www.sec.gov/litigation/admin/2017/34-81685.pdf 2017-09-22 Aervision Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved Amalgamated Pictures Corp. Clayton Approved Stein Approved Piwowar Approved American Patriot Financial Group, Inc. Clayton Approved Stein Approved Piwowar Approved Asia8, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81688 https://www.sec.gov/litigation/admin/2017/34-81688.pdf 2017-09-22 Hampshire Group, Limited Clayton Approved Stein Approved Piwowar Approved United Mortgage Trust, Inc. Clayton Approved Stein Approved Piwowar Approved Zoom Companies, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81689 https://www.sec.gov/litigation/suspensions/2017/34-81689.pdf https://www.sec.gov/litigation/suspensions/2017/34-81689-o.pdf 2017-09-22 Hampshire Group, Limited Clayton Approved Stein Approved Piwowar Approved United Mortgage Trust, Inc. Clayton Approved Stein Approved Piwowar Approved Zoom Companies, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81690 https://www.sec.gov/litigation/admin/2017/34-81690.pdf 2017-09-22 Penny Auction Solutions, Inc. Clayton Approved Stein Approved Piwowar Approved Sebring Software, Inc. Clayton Approved Stein Approved Piwowar Approved Studio II Brands, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81691 https://www.sec.gov/litigation/suspensions/2017/34-81691.pdf https://www.sec.gov/litigation/suspensions/2017/34-81691-o.pdf 2017-09-22 IMK Group, Inc. Clayton Approved Stein Approved Piwowar Approved MobileBits Holdings Corporation Clayton Approved Stein Approved Piwowar Approved National Energy Services, Inc. Clayton Approved Stein Approved Piwowar Approved Power of The Dream Ventures Inc. Clayton Approved Stein Approved Piwowar Approved 34-81692 https://www.sec.gov/litigation/admin/2017/34-81692.pdf 2017-09-22 IMK Group, Inc. Clayton Approved Stein Approved Piwowar Approved MobileBits Holdings Corporation Clayton Approved Stein Approved Piwowar Approved National Energy Services, Inc. Clayton Approved Stein Approved Piwowar Approved Power of The Dream Ventures Inc. Clayton Approved Stein Approved Piwowar Approved 34-81693 https://www.sec.gov/litigation/opinions/2017/34-81693.pdf 2017-09-22 Turner, Michael Ross Clayton Approved Stein Approved Piwowar Approved ia-4773 https://www.sec.gov/litigation/admin/2017/ia-4773.pdf 2017-09-22 Sagent Wealth Management, LLC Clayton Approved Stein Approved Piwowar Approved Eichenauer, Marshall G. Jr. Clayton Approved Stein Approved Piwowar Approved 34-81565 https://www.sec.gov/litigation/admin/2017/34-81565.pdf 2017-09-11 Alvarado, Javier Jr. Clayton Approved Stein Approved Piwowar Approved 34-81566 https://www.sec.gov/litigation/admin/2017/34-81566.pdf 2017-09-11 Veasey, William D. IV Clayton Approved Stein Approved Piwowar Approved 34-81571 https://www.sec.gov/litigation/admin/2017/34-81571.pdf 2017-09-11 G-Trade Services LLC White Approved Stein Approved Piwowar Approved Convergex Global Markets Limited White Approved Stein Approved Piwowar Approved Convergex Execution Solutions LLC White Approved Stein Approved Piwowar Approved 34-81575 https://www.sec.gov/litigation/admin/2017/34-81575.pdf 2017-09-11 Kun De International Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved New Colombia Resources, Inc. Clayton Approved Stein Approved Piwowar Approved Sutor Technology Group Limited Clayton Approved Stein Approved Piwowar Approved 34-81576 https://www.sec.gov/litigation/suspensions/2017/34-81576.pdf https://www.sec.gov/litigation/suspensions/2017/34-81576-o.pdf 2017-09-11 Kun De International Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved New Colombia Resources, Inc. Clayton Approved Stein Approved Piwowar Approved Sutor Technology Group Limited Clayton Approved Stein Approved Piwowar Approved 34-81577 https://www.sec.gov/litigation/admin/2017/34-81577.pdf 2017-09-11 Gamzio Mobile, Inc. Clayton Approved Stein Approved Piwowar Approved Gold Hill Resources, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81578 https://www.sec.gov/litigation/suspensions/2017/34-81578.pdf https://www.sec.gov/litigation/suspensions/2017/34-81578-o.pdf 2017-09-11 Gamzio Mobile, Inc. Clayton Approved Stein Approved Piwowar Approved Gold Hill Resources, Inc. Clayton Approved Stein Approved Piwowar Approved ia-4766 https://www.sec.gov/litigation/admin/2017/ia-4766.pdf 2017-09-11 Potomac Asset Management Company, Inc. Clayton Approved Stein Approved Piwowar Approved Byron, Goodloe E. Jr. Clayton Approved Stein Approved Piwowar Approved 34-81584 https://www.sec.gov/litigation/admin/2017/34-81584.pdf 2017-09-12 Licht , Jeremy A. (d/b/a JL Capital Management) Clayton Approved Stein Approved Piwowar Approved 34-81585 https://www.sec.gov/litigation/admin/2017/34-81585.pdf 2017-09-12 Howarth Financial Services, LLC Clayton Approved Stein Approved Piwowar Approved Howarth , Gary S. Clayton Approved Stein Approved Piwowar Approved 34-81587 https://www.sec.gov/litigation/admin/2017/34-81587.pdf 2017-09-12 Experience Art and Design, Inc. Clayton Approved Stein Approved Piwowar Approved Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Clayton Approved Stein Approved Piwowar Approved Heavy Earth Resources, Inc. Clayton Approved Stein Approved Piwowar Approved Horne International, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81588 https://www.sec.gov/litigation/suspensions/2017/34-81588.pdf https://www.sec.gov/litigation/suspensions/2017/34-81588-o.pdf 2017-09-12 Experience Art and Design, Inc. Clayton Approved Stein Approved Piwowar Approved Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Clayton Approved Stein Approved Piwowar Approved Heavy Earth Resources, Inc. Clayton Approved Stein Approved Piwowar Approved Horne International, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81589 https://www.sec.gov/litigation/admin/2017/34-81589.pdf 2017-09-12 Chile Mining Technologies Inc. Clayton Approved Stein Approved Piwowar Approved 34-81590 https://www.sec.gov/litigation/suspensions/2017/34-81590.pdf https://www.sec.gov/litigation/suspensions/2017/34-81590-o.pdf 2017-09-12 Chile Mining Technologies Inc. Clayton Approved Stein Approved Piwowar Approved 33-10413 https://www.sec.gov/rules/final/2017/33-10413.pdf 2017-09-13 Adoption of Updated EDGAR Filer Manual; Final rule Clayton Approved Stein Approved Piwowar Approved 34-81604 https://www.sec.gov/litigation/opinions/2017/34-81604.pdf 2017-09-13 6D Global Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81607 https://www.sec.gov/litigation/admin/2017/34-81607.pdf 2017-09-13 ANV Security Group, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81609 https://www.sec.gov/litigation/admin/2017/34-81609.pdf 2017-09-13 Cono Italiano, Inc. Clayton Approved Stein Approved Piwowar Approved Native American Energy Group, Inc. Clayton Approved Stein Approved Piwowar Approved Plures Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved Secured Technology Innovations Corp. Clayton Approved Stein Approved Piwowar Approved 34-81606 https://www.sec.gov/litigation/suspensions/2017/34-81606.pdf https://www.sec.gov/litigation/suspensions/2017/34-81606-o.pdf 2017-09-14 ANV Security Group, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81608 https://www.sec.gov/litigation/suspensions/2017/34-81608.pdf https://www.sec.gov/litigation/suspensions/2017/34-81608-o.pdf 2017-09-14 Cono Italiano, Inc. Clayton Approved Stein Approved Piwowar Approved Native American Energy Group, Inc. Clayton Approved Stein Approved Piwowar Approved Plures Technologies, Inc. Clayton Approved Stein Approved Piwowar Approved Secured Technology Innovations Corp. Clayton Approved Stein Approved Piwowar Approved 34-81611 https://www.sec.gov/litigation/admin/2017/34-81611.pdf 2017-09-14 SunTrust Investment Services, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81617 https://www.sec.gov/litigation/suspensions/2017/34-81617.pdf https://www.sec.gov/litigation/suspensions/2017/34-81617-o.pdf 2017-09-14 China Hefeng Rescue Equipment, Inc. Clayton Approved Stein Approved Piwowar Approved Greenworld Development, Inc. Clayton Approved Stein Approved Piwowar Approved Mountain National Bancshares, Inc. Clayton Approved Stein Approved Piwowar Approved UCP Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81618 https://www.sec.gov/litigation/admin/2017/34-81618.pdf 2017-09-14 China Hefeng Rescue Equipment, Inc. Clayton Approved Stein Approved Piwowar Approved Greenworld Development, Inc. Clayton Approved Stein Approved Piwowar Approved Mountain National Bancshares, Inc. Clayton Approved Stein Approved Piwowar Approved UCP Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81619 https://www.sec.gov/litigation/admin/2017/34-81619.pdf 2017-09-14 Tekulve, Thomas C. Jr., CPA Clayton Approved Stein Approved Piwowar Approved 34-81625 https://www.sec.gov/litigation/admin/2017/34-81625.pdf 2017-09-14 Neurologix, Inc. Clayton Approved Stein Approved Piwowar Approved Organic Alliance, Inc. Clayton Approved Stein Approved Piwowar Approved Zinco do Brasil, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81626 https://www.sec.gov/litigation/suspensions/2017/34-81626.pdf https://www.sec.gov/litigation/suspensions/2017/34-81626-o.pdf 2017-09-14 Neurologix, Inc. Clayton Approved Stein Approved Piwowar Approved Organic Alliance, Inc. Clayton Approved Stein Approved Piwowar Approved Zinco do Brasil, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81628 https://www.sec.gov/rules/other/2017/34-81628.pdf 2017-09-14 The Options Clearing Corporation Clayton Approved Stein Approved Piwowar Approved 34-81629 https://www.sec.gov/rules/other/2017/34-81629.pdf 2017-09-14 The Options Clearing Corporation Clayton Approved Stein Approved Piwowar Approved 33-10414 https://www.sec.gov/litigation/admin/2017/33-10414.pdf 2017-09-15 Gomes, Mark A. Clayton Approved Stein Approved Piwowar Approved 34-81637 https://www.sec.gov/litigation/admin/2017/34-81637.pdf 2017-09-15 Thoreson, George Russell Clayton Approved Stein Approved Piwowar Approved 34-81639 https://www.sec.gov/litigation/suspensions/2017/34-81639.pdf https://www.sec.gov/litigation/suspensions/2017/34-81639-o.pdf 2017-09-15 Rocky Mountain Ayre, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81522 https://www.sec.gov/litigation/admin/2017/34-81522.pdf 2017-09-05 Accelerated Aquisition XVII, Inc. (a/k/a Accelerated Acquisition XVII, Inc.) Clayton Approved Stein Approved Piwowar Approved Ambassadors International, Inc. Clayton Approved Stein Approved Piwowar Approved L & L Energy, Inc. Clayton Approved Stein Approved Piwowar Approved Lihua International, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81523 https://www.sec.gov/litigation/admin/2017/34-81523.pdf 2017-09-05 Stark, Alan M. Esq. Clayton Approved Stein Approved Piwowar Approved 34-81524 https://www.sec.gov/litigation/admin/2017/34-81524.pdf 2017-09-05 BioPharma Manufacturing Solutions Inc. Clayton Approved Stein Approved Piwowar Approved CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Clayton Approved Stein Approved Piwowar Approved Crane Global Energy Company Clayton Approved Stein Approved Piwowar Approved DCA Asset Management, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81525 https://www.sec.gov/litigation/admin/2017/34-81525.pdf 2017-09-05 Mackenzie Taylor Minerals, Inc. Clayton Approved Stein Approved Piwowar Approved Raptor Resources Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved Shoshone Silver Gold Mining Co. Clayton Approved Stein Approved Piwowar Approved VR Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81526 https://www.sec.gov/litigation/suspensions/2017/34-81526.pdf https://www.sec.gov/litigation/suspensions/2017/34-81526-o.pdf 2017-09-05 Mackenzie Taylor Minerals, Inc. Clayton Approved Stein Approved Piwowar Approved Raptor Resources Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved Shoshone Silver Gold Mining Co. Clayton Approved Stein Approved Piwowar Approved VR Holdings, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81527 https://www.sec.gov/litigation/admin/2017/34-81527.pdf 2017-09-05 Bohai Pharmaceuticals Group Inc. Clayton Approved Stein Approved Piwowar Approved 34-81528 https://www.sec.gov/litigation/suspensions/2017/34-81528.pdf https://www.sec.gov/litigation/suspensions/2017/34-81528-o.pdf 2017-09-05 Bohai Pharmaceuticals Group Inc. Clayton Approved Stein Approved Piwowar Approved 34-81529 https://www.sec.gov/litigation/admin/2017/34-81529.pdf 2017-09-05 China Precision Steel, Inc. Clayton Approved Stein Approved Piwowar Approved Golden River Resources Corp. Clayton Approved Stein Approved Piwowar Approved 34-81530 https://www.sec.gov/litigation/suspensions/2017/34-81530.pdf https://www.sec.gov/litigation/suspensions/2017/34-81530-o.pdf 2017-09-05 China Precision Steel, Inc. Clayton Approved Stein Approved Piwowar Approved Golden River Resources Corp. Clayton Approved Stein Approved Piwowar Approved 34-81532 https://www.sec.gov/litigation/suspensions/2017/34-81532.pdf https://www.sec.gov/litigation/suspensions/2017/34-81532-o.pdf 2017-09-05 GeoGlobal Resources, Inc. Clayton Approved Stein Approved Piwowar Approved USA Synthetic Fuel Corp. Clayton Approved Stein Approved Piwowar Approved 34-81533 https://www.sec.gov/litigation/admin/2017/34-81533.pdf 2017-09-05 GeoGlobal Resources, Inc. Clayton Approved Stein Approved Piwowar Approved USA Synthetic Fuel Corp. Clayton Approved Stein Approved Piwowar Approved 34-81534 https://www.sec.gov/litigation/admin/2017/34-81534.pdf 2017-09-06 Scudder, Steven C. Clayton Approved Stein Approved Piwowar Approved 34-81535 https://www.sec.gov/litigation/admin/2017/34-81535.pdf 2017-09-06 American-Swiss Capital, Inc. Clayton Approved Stein Approved Piwowar Approved Aquilarts, Inc. Clayton Approved Stein Approved Piwowar Approved Avalon Holding Group, Inc. Clayton Approved Stein Approved Piwowar Approved Broadstreet Power, Inc. (f/k/a Summer Valley Acquisition Corp.) Clayton Approved Stein Approved Piwowar Approved 34-81536 https://www.sec.gov/litigation/admin/2017/34-81536.pdf 2017-09-06 Hall Tees, Inc. Clayton Approved Stein Approved Piwowar Approved Hosokawa Micron International, Inc. Clayton Approved Stein Approved Piwowar Approved James River Coal Company Clayton Approved Stein Approved Piwowar Approved Napa Sonoma Group, Inc. (f/k/a Andes 1, Inc.) Clayton Approved Stein Approved Piwowar Approved Self Change Corporation Clayton Approved Stein Approved Piwowar Approved 34-81540 https://www.sec.gov/litigation/admin/2017/34-81540.pdf 2017-09-06 Tintic Gold Mining Company Clayton Approved Stein Approved Piwowar Approved 34-81541 https://www.sec.gov/litigation/suspensions/2017/34-81541.pdf https://www.sec.gov/litigation/suspensions/2017/34-81541-o.pdf 2017-09-06 Tintic Gold Mining Company Clayton Approved Stein Approved Piwowar Approved 33-10410 https://www.sec.gov/litigation/admin/2017/33-10410.pdf 2017-09-07 State Street Bank and Trust Company Clayton Approved Stein Approved Piwowar Approved 33-10411 https://www.sec.gov/litigation/admin/2017/33-10411.pdf 2017-09-07 State Street Global Markets, LLC Clayton Approved Stein Approved Piwowar Approved State Street Global Advisors Funds Distributors, LLC Clayton Approved Stein Approved Piwowar Approved State Street Bank and Trust Company Clayton Approved Stein Approved Piwowar Approved 34-81542 https://www.sec.gov/litigation/admin/2017/34-81542.pdf 2017-09-07 Beamish, Adrian D. CPA Clayton Approved Stein Approved Piwowar Approved 34-81544 https://www.sec.gov/litigation/admin/2017/34-81544.pdf 2017-09-07 Grab, Waldemar Clayton Approved Stein Approved Piwowar Approved 34-81545 https://www.sec.gov/rules/sro/nscc-an/2017/34-81545.pdf 2017-09-07 National Securities Clearing Corporation; Notice of No Objection to an Advance Notice to Expand the Application of the Family-Issued Securities Charge Clayton Approved Stein Approved Piwowar Approved 34-81546 https://www.sec.gov/litigation/admin/2017/34-81546.pdf 2017-09-07 Rabinovitz, Brian K. CPA Clayton Approved Stein Approved Piwowar Approved 34-81551 https://www.sec.gov/litigation/admin/2017/34-81551.pdf 2017-09-07 Century Acquisition Corp. Clayton Approved Stein Approved Piwowar Approved Eastern Acquisition Corp. Clayton Approved Stein Approved Piwowar Approved 34-81557 https://www.sec.gov/litigation/admin/2017/34-81557.pdf 2017-09-08 Lundy (aka Barkley J.W. Lundy), Mike Clayton Approved Stein Approved Piwowar Approved 34-81559 https://www.sec.gov/litigation/admin/2017/34-81559.pdf 2017-09-08 Holtzhauser, John CPA Clayton Approved Stein Not Approved Piwowar Approved ia-4764 https://www.sec.gov/litigation/admin/2017/ia-4764.pdf 2017-09-08 Envoy Advisory, Inc. Clayton Approved Stein Approved Piwowar Approved 34-81521 https://www.sec.gov/litigation/admin/2017/34-81521.pdf 2017-09-01 Tirrell, William Clayton Approved Stein Approved Piwowar Approved