2017-07-12 May 2017 67 34-80617 https://www.sec.gov/litigation/admin/2017/34-80617.pdf 2017-05-05 Real Hip-Hop Network, Inc. Piwowar Approved Stein Approved ia-4701 https://www.sec.gov/litigation/admin/2017/ia-4701.pdf 2017-05-05 Tellone Management Group, Inc. Piwowar Approved Stein Approved Tellone, Dean C. Piwowar Approved Stein Approved 34-80667 https://www.sec.gov/litigation/suspensions/2017/34-80667.pdf https://www.sec.gov/litigation/suspensions/2017/34-80667-o.pdf 2017-05-11 Global Quest, Ltd. Clayton Approved Stein Approved Piwowar Approved 34-80737 https://www.sec.gov/litigation/suspensions/2017/34-80737.pdf https://www.sec.gov/litigation/suspensions/2017/34-80737-o.pdf 2017-05-19 Eco Science Solutions, Inc. Clayton Approved Stein Approved Piwowar Approved 34-80749 https://www.sec.gov/litigation/admin/2017/34-80749.pdf 2017-05-23 Millmann, Daniel CPA Clayton Approved Stein Approved Piwowar Approved 34-80750 https://www.sec.gov/litigation/admin/2017/34-80750.pdf 2017-05-23 Hanmer, Lisa CPA Clayton Approved Stein Approved Piwowar Approved 33-10367 https://www.sec.gov/litigation/admin/2017/33-10367.pdf 2017-05-26 Laurence I. Balter (d/b/a Oracle Investment Research) Clayton Approved Stein Approved Piwowar Approved 34-80816 https://www.sec.gov/rules/other/2017/34-80816.pdf 2017-05-31 Order Making Fiscal Year 2017 Annual Adjustments to Transaction Fee Rates Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80819 https://www.sec.gov/rules/sro/nms/2017/34-80819.pdf 2017-05-31 Consolidated Tape Association; Notice of Withdrawal of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80829 https://www.sec.gov/litigation/admin/2017/34-80829.pdf 2017-05-31 Cardinal Resources, Inc. Michael S. Piwowar Approved Kara M. Stein Approved StationDigital Corp. Michael S. Piwowar Approved Kara M. Stein Approved 34-80830 https://www.sec.gov/litigation/suspensions/2017/34-80830.pdf https://www.sec.gov/litigation/suspensions/2017/34-80830-o.pdf 2017-05-31 Cardinal Resources, Inc. Michael S. Piwowar Approved Kara M. Stein Approved StationDigital Corp. Michael S. Piwowar Approved Kara M. Stein Approved 34-80742 https://www.sec.gov/litigation/admin/2017/34-80742.pdf 2017-05-22 Aladdin Capital Management LLC Mary L. Schapiro Approved Elisse Walter Approved Luis Aguilar Approved Daniel Gallagher Not Participating Troy A. Paredes Approved Aladdin Capital LLC Mary L. Schapiro Approved Elisse Walter Approved Luis Aguilar Approved Daniel Gallagher Not Participating Troy A. Paredes Approved 34-80763 https://www.sec.gov/litigation/suspensions/2017/34-80763.pdf https://www.sec.gov/litigation/suspensions/2017/34-80763-o.pdf 2017-05-24 Double Crown Resources, Inc. Michael S. Piwowar Approved Kara M. Stein Approved GMCI Corp. Michael S. Piwowar Approved Kara M. Stein Approved 34-80764 https://www.sec.gov/litigation/admin/2017/34-80764.pdf 2017-05-24 Double Crown Resources, Inc. Michael S. Piwowar Approved Kara M. Stein Approved GMCI Corp. Michael S. Piwowar Approved Kara M. Stein Approved 34-80765 https://www.sec.gov/litigation/admin/2017/34-80765.pdf 2017-05-24 A.C. Simmonds and Sons, Inc. Michael S. Piwowar Approved Kara M. Stein Approved Game Plan Holdings, Inc. Michael S. Piwowar Approved Kara M. Stein Approved HashingSpace Corp. Michael S. Piwowar Approved Kara M. Stein Approved Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Michael S. Piwowar Approved Kara M. Stein Approved 34-80766 https://www.sec.gov/litigation/suspensions/2017/34-80766.pdf https://www.sec.gov/litigation/suspensions/2017/34-80766-o.pdf 2017-05-24 A.C. Simmonds and Sons, Inc. Michael S. Piwowar Approved Kara M. Stein Approved Game Plan Holdings, Inc. Michael S. Piwowar Approved Kara M. Stein Approved HashingSpace Corp. Michael S. Piwowar Approved Kara M. Stein Approved Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Michael S. Piwowar Approved Kara M. Stein Approved 34-80774 https://www.sec.gov/litigation/admin/2017/34-80774.pdf 2017-05-25 Everette L. Scott, Jr. Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80775 https://www.sec.gov/litigation/admin/2017/34-80775.pdf 2017-05-25 Gregory Scott Weisman Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80701 https://www.sec.gov/litigation/admin/2017/34-80701.pdf 2017-05-16 Digital Brand Media & Marketing Group, Inc. Michael S. Piwowar Approved Kara M. Stein Approved Intellicell Biosciences, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80702 https://www.sec.gov/litigation/suspensions/2017/34-80702.pdf https://www.sec.gov/litigation/suspensions/2017/34-80702-o.pdf 2017-05-16 Digital Brand Media & Marketing Group, Inc. Michael S. Piwowar Approved Kara M. Stein Approved Intellicell Biosciences, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80703 https://www.sec.gov/litigation/admin/2017/34-80703.pdf 2017-05-16 Atomic Paintball, Inc. Michael S. Piwowar Approved Kara M. Stein Approved North American Oil & Gas Corp. Michael S. Piwowar Approved Kara M. Stein Approved VelaTel Global Communications, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80704 https://www.sec.gov/litigation/suspensions/2017/34-80704.pdf https://www.sec.gov/litigation/suspensions/2017/34-80704-o.pdf 2017-05-16 Atomic Paintball, Inc. Michael S. Piwowar Approved Kara M. Stein Approved North American Oil & Gas Corp. Michael S. Piwowar Approved Kara M. Stein Approved VelaTel Global Communications, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80731 https://www.sec.gov/rules/sro/dtc-an/2017/34-80731.pdf 2017-05-19 The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved Fixed Income Clearing Corporation Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80732 https://www.sec.gov/litigation/admin/2017/34-80732.pdf 2017-05-19 Chan, Kee Jay Clayton Not Participating Kara M. Stein Approved Michael S. Piwowar Approved 34-80733 https://www.sec.gov/litigation/admin/2017/34-80733.pdf 2017-05-19 Brinson, Corey J. Jay Clayton Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80620 https://www.sec.gov/litigation/admin/2017/34-80620.pdf 2017-05-08 Goldstein, Steven L. Michael S. Piwowar Approved Kara M. Stein Approved 34-80621 https://www.sec.gov/litigation/admin/2017/34-80621.pdf 2017-05-08 Loish, Joseph Michael S. Piwowar Approved Kara M. Stein Approved 34-80622 https://www.sec.gov/litigation/admin/2017/34-80622.pdf 2017-05-08 Lovera, Victor Michael S. Piwowar Approved Kara M. Stein Approved 34-80623 https://www.sec.gov/litigation/admin/2017/34-80623.pdf 2017-05-08 Penaloza, Frank Michael S. Piwowar Approved Kara M. Stein Approved 34-80624 https://www.sec.gov/litigation/admin/2017/34-80624.pdf 2017-05-08 Sachs, Edward R. Michael S. Piwowar Approved Kara M. Stein Approved 34-80625 https://www.sec.gov/litigation/admin/2017/34-80625.pdf 2017-05-08 Sharaf, Steven H. Michael S. Piwowar Approved Kara M. Stein Approved 34-80626 https://www.sec.gov/litigation/admin/2017/34-80626.pdf 2017-05-08 Bankrate, Inc. Michael S. Piwowar Approved Kara M. Stein Approved Lerner, Hyunjin CPA Michael S. Piwowar Approved Kara M. Stein Approved 34-80628 https://www.sec.gov/litigation/admin/2017/34-80628.pdf 2017-05-08 Monroe, Frederick Eugene Jr. Michael S. Piwowar Approved Kara M. Stein Approved 34-80633 https://www.sec.gov/litigation/admin/2017/34-80633.pdf 2017-05-09 Ciralight Global, Inc. Michael S. Piwowar Approved Kara M. Stein Approved GS EnviroServices, Inc. Michael S. Piwowar Approved Kara M. Stein Approved IPOWorld Michael S. Piwowar Approved Kara M. Stein Approved Parabel, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80638 https://www.sec.gov/litigation/suspensions/2017/34-80638.pdf https://www.sec.gov/litigation/suspensions/2017/34-80638-o.pdf 2017-05-09 Ciralight Global, Inc. Michael S. Piwowar Approved Kara M. Stein Approved GS EnviroServices, Inc. Michael S. Piwowar Approved Kara M. Stein Approved IPOWorld Michael S. Piwowar Approved Kara M. Stein Approved Parabel, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 33-10355 https://www.sec.gov/litigation/admin/2017/33-10355.pdf 2017-05-10 Barclays Capital Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80643 https://www.sec.gov/litigation/admin/2017/34-80643.pdf 2017-05-10 Crowe, Robert B. Esq. Michael S. Piwowar Approved Kara M. Stein Approved 34-80652 https://www.sec.gov/litigation/admin/2017/34-80652.pdf 2017-05-11 Nadal, Miles S. Michael S. Piwowar Approved Kara M. Stein Approved 33-10356 https://www.sec.gov/litigation/admin/2017/33-10356.pdf 2017-05-12 Emerald Isle Exploration Ltd. Michael S. Piwowar Approved Kara M. Stein Approved Eads, Samuell Michael S. Piwowar Approved Kara M. Stein Approved Brewer, Lloyd C. Michael S. Piwowar Approved Kara M. Stein Approved 33-10357 https://www.sec.gov/litigation/stoporders/2017/33-10357.pdf 2017-05-12 Emerald Isle Exploration Ltd. Michael S. Piwowar Approved Kara M. Stein Approved 33-10358 https://www.sec.gov/litigation/stoporders/2017/33-10358.pdf 2017-05-12 Canso Enterprises Ltd. Michael S. Piwowar Approved Kara M. Stein Approved 33-10359 https://www.sec.gov/litigation/stoporders/2017/33-10359.pdf 2017-05-12 Privoz Michael S. Piwowar Approved Kara M. Stein Approved 33-10360 https://www.sec.gov/litigation/stoporders/2017/33-10360.pdf 2017-05-12 Universal Movers Corp. Michael S. Piwowar Approved Kara M. Stein Approved 33-10361 https://www.sec.gov/litigation/stoporders/2017/33-10361.pdf 2017-05-12 Lorilay Corp. Michael S. Piwowar Approved Kara M. Stein Approved 33-10362 https://www.sec.gov/litigation/stoporders/2017/33-10362.pdf 2017-05-12 Formous Corp. Michael S. Piwowar Approved Kara M. Stein Approved 33-10363 https://www.sec.gov/litigation/stoporders/2017/33-10363.pdf 2017-05-12 Lion Print Corp. Michael S. Piwowar Approved Kara M. Stein Approved 33-10352 https://www.sec.gov/litigation/admin/2017/33-10352.pdf 2017-05-01 MagnaChip Semiconductor Corporation Michael S. Piwowar Approved Kara M. Stein Approved Sakai, Margaret Hye-Ryoung CPA Michael S. Piwowar Approved Kara M. Stein Approved 34-80560 https://www.sec.gov/litigation/admin/2017/34-80560.pdf 2017-05-01 Barclays Capital Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80561 https://www.sec.gov/litigation/admin/2017/34-80561.pdf 2017-05-01 Lee, Yoon Soek Michael S. Piwowar Approved Kara M. Stein Approved 34-80562 https://www.sec.gov/litigation/admin/2017/34-80562.pdf 2017-05-01 Wong, David F. Michael S. Piwowar Approved Kara M. Stein Approved 34-80565 https://www.sec.gov/litigation/admin/2017/34-80565.pdf 2017-05-01 Jones, Michael Andre Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80568 https://www.sec.gov/litigation/admin/2017/34-80568.pdf 2017-05-01 Reyftmann, Gregory Michael S. Piwowar Approved Kara M. Stein Approved ia-4695 https://www.sec.gov/litigation/admin/2017/ia-4695.pdf 2017-05-01 William Blair & Company, LLC Michael S. Piwowar Approved Kara M. Stein Approved 34-80572 https://www.sec.gov/litigation/admin/2017/34-80572.pdf 2017-05-02 Burke, David Michael Michael S. Piwowar Approved Kara M. Stein Approved 34-80575 https://www.sec.gov/litigation/admin/2017/34-80575.pdf 2017-05-02 Zhang, Lu Michael S. Piwowar Approved Kara M. Stein Approved 34-80578 https://www.sec.gov/litigation/admin/2017/34-80578.pdf 2017-05-02 Sanomedics, Inc. Michael S. Piwowar Approved Kara M. Stein Approved ia-4696 https://www.sec.gov/litigation/admin/2017/ia-4696.pdf 2017-05-02 Calvert Investment Distributors, Inc. Michael S. Piwowar Approved Kara M. Stein Approved Calvert Investment Management, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80582 https://www.sec.gov/litigation/admin/2017/34-80582.pdf 2017-05-03 AlphaBridge Capital Management, LLC Michael S. Piwowar Approved Kara M. Stein Approved Kutzen, Thomas T. Michael S. Piwowar Approved Kara M. Stein Approved Carino, Michael J. Michael S. Piwowar Approved Kara M. Stein Approved ia-4697 https://www.sec.gov/rules/proposed/2017/ia-4697.pdf 2017-05-03 Amendments to Investment Advisers Act Rules to Reflect Changes Made by the FAST Act; Proposed rule Michael S. Piwowar Approved Kara M. Stein Approved 34-80600 https://www.sec.gov/litigation/suspensions/2017/34-80600.pdf https://www.sec.gov/litigation/suspensions/2017/34-80600-o.pdf 2017-05-04 Valmie Resources, Inc. Michael S. Piwowar Approved Kara M. Stein Approved 34-80601 https://www.sec.gov/litigation/admin/2017/34-80601.pdf 2017-05-04 Ellis, Thomas G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-80602 https://www.sec.gov/litigation/admin/2017/34-80602.pdf 2017-05-04 Oda, Yasuo Michael S. Piwowar Approved Kara M. Stein Approved ia-4698 https://www.sec.gov/rules/final/2017/ia-4698.pdf 2017-05-04 Technical Amendments to Form ADV and Form ADV-W; Final rule; technical amendments Michael S. Piwowar Approved Kara M. Stein Approved 34-80603 https://www.sec.gov/litigation/admin/2017/34-80603.pdf 2017-05-05 Allianz Global Investors U.S. LLC Michael S. Piwowar Approved Kara M. Stein Approved Allianz Global Investors Distributors LLC Michael S. Piwowar Approved Kara M. Stein Approved 34-80604 https://www.sec.gov/litigation/admin/2017/34-80604.pdf 2017-05-05 Allianz Global Investors U.S. LLC Michael S. Piwowar Approved Kara M. Stein Approved Allianz Global Investors Distributors LLC Michael S. Piwowar Approved Kara M. Stein Approved 34-80605 https://www.sec.gov/rules/sro/dtc-an/2017/34-80605.pdf 2017-05-05 The Depository Trust Company; National Securities Clearing Corporation; Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility Michael S. Piwowar Approved Kara M. Stein Approved ia-4702 https://www.sec.gov/litigation/admin/2017/ia-4702.pdf 2017-05-05 Source Financial Advisors, LLC Michael S. Piwowar Approved Kara M. Stein Approved Smith, Michelle M. Michael S. Piwowar Approved Kara M. Stein Approved