2016-11-18 August 2016 193 34-78457 http://www.sec.gov/litigation/admin/2016/34-78457.pdf 2016-08-02 Alison, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Alison, Stephen D. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78458 http://www.sec.gov/litigation/opinions/2016/34-78458.pdf 2016-08-02 Woolf, Linda Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4469 http://www.sec.gov/litigation/opinions/2016/ia-4469.pdf 2016-08-02 Eisnaugle, Jeffry C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78463 http://www.sec.gov/litigation/opinions/2016/34-78463.pdf 2016-08-02 Stuart, Stephen Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78464 http://www.sec.gov/litigation/opinions/2016/34-78464.pdf 2016-08-02 Sheinwald, Alan Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78465 http://www.sec.gov/litigation/opinions/2016/34-78465.pdf 2016-08-02 McGee, Timothy J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78466 http://www.sec.gov/litigation/opinions/2016/34-78466.pdf 2016-08-02 Guyette, John B. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4470 http://www.sec.gov/litigation/opinions/2016/ia-4470.pdf 2016-08-02 Gowrish, Vinayak S. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78467 http://www.sec.gov/litigation/opinions/2016/34-78467.pdf 2016-08-02 Zurita, Michael Antonio Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78468 http://www.sec.gov/litigation/opinions/2016/34-78468.pdf 2016-08-02 Boppre, Brian W. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78469 http://www.sec.gov/litigation/opinions/2016/34-78469.pdf 2016-08-02 Turner, James F. II Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78470 http://www.sec.gov/litigation/opinions/2016/34-78470.pdf 2016-08-02 Healy, Sean Nathan Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78477 http://www.sec.gov/rules/sro/nms/2016/34-78477.pdf 2016-08-04 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 4 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78490 http://www.sec.gov/litigation/opinions/2016/34-78490.pdf 2016-08-05 Aesoph, John J. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the bar sanctions. Bennett, Darren M. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the bar sanctions. 34-78506 http://www.sec.gov/litigation/suspensions/2016/34-78506.pdf 2016-08-09 Chang-On International, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Computer Graphics International Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Guanwei Recycling Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved John D. Oil and Gas Company Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Legal Life Plans, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Powder River Coal Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Reunion Industries, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved ThermoEnergy Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78507 http://www.sec.gov/litigation/admin/2016/34-78507.pdf 2016-08-09 Capitol City Bancshares, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Chang-On International, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Computer Graphics International Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved John D. Oil and Gas Company Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Legal Life Plans, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Powder River Coal Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4473 http://www.sec.gov/litigation/admin/2016/ia-4473.pdf 2016-08-09 Sawano, Perry S. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78515 http://www.sec.gov/litigation/admin/2016/34-78515.pdf 2016-08-09 Lobelsky, Terry Pickering Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78516 http://www.sec.gov/litigation/admin/2016/34-78516.pdf 2016-08-09 Gray, David R. II Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78518 http://www.sec.gov/litigation/admin/2016/34-78518.pdf 2016-08-09 Walter, Merle G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78528 http://www.sec.gov/litigation/admin/2016/34-78528.pdf 2016-08-10 BlueLinx Holdings Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the corporate penalty. 33-10119 http://www.sec.gov/litigation/opinions/2016/33-10119.pdf 2016-08-10 Gonnella, Thomas C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to Section III.A. IA-4478 http://www.sec.gov/litigation/admin/2016/ia-4478.pdf 2016-08-10 Hawkins, Brad R. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78538 http://www.sec.gov/litigation/admin/2016/34-78538.pdf 2016-08-10 Dominion Minerals Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Foxwedge, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Harrington Resources, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Juniper Acquisition Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Nexus Data Security Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78539 http://www.sec.gov/litigation/admin/2016/34-78539.pdf 2016-08-10 Ameralink, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Basin Industries, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Claire Coast Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Clinicorp, Inc. (n/k/a Trident Medical Concepts, Inc.) Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78540 http://www.sec.gov/litigation/admin/2016/34-78540.pdf 2016-08-10 Eastland Financial Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Granite Cliffs, Incorporated Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Greater Asia Realty Holdings, Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78541 http://www.sec.gov/litigation/admin/2016/34-78541.pdf 2016-08-11 Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., James C. Kelso, Jr., and Joseph Thompson Weller, CPA, Fair Fund Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4479 http://www.sec.gov/litigation/admin/2016/ia-4479.pdf 2016-08-11 McKee, Randall W. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78551 http://www.sec.gov/litigation/admin/2016/34-78551.pdf 2016-08-11 Meyer, Ricky T. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78558 http://www.sec.gov/litigation/admin/2016/34-78558.pdf 2016-08-11 Key Energy Services, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78560 http://www.sec.gov/litigation/suspensions/2016/34-78560.pdf 2016-08-12 Safecode Drug Technologies Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Dynamic Ventures Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78561 http://www.sec.gov/litigation/admin/2016/34-78561.pdf 2016-08-12 Safecode Drug Technologies Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78562 http://www.sec.gov/litigation/admin/2016/34-78562.pdf 2016-08-12 Triumph Ventures Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78563 http://www.sec.gov/litigation/admin/2016/34-78563.pdf 2016-08-12 Dynamic Ventures Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4482 http://www.sec.gov/litigation/opinions/2016/ia-4482.pdf 2016-08-12 Ourand, Brian J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78568 http://www.sec.gov/litigation/opinions/2016/34-78568.pdf 2016-08-12 Wedbush Securities, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Wedbush, Edward William Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10120 http://www.sec.gov/litigation/admin/2016/33-10120.pdf 2016-08-15 Eden Arc Capital Advisors, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Eden Arc Capital Management, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Lathen, Donald F. ("Jay") Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78571 http://www.sec.gov/litigation/admin/2016/34-78571.pdf 2016-08-15 Zhou, Tianyu Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78574 http://www.sec.gov/litigation/admin/2016/34-78574.pdf 2016-08-15 Clare, Barry B. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4483 http://www.sec.gov/litigation/admin/2016/ia-4483.pdf 2016-08-15 Bollinger, Jeff M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Fortius Financial Advisors, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Oliver, Gary E. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10122 http://www.sec.gov/litigation/admin/2016/33-10122.pdf 2016-08-16 Delaney, David C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Delaney Equity Group LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Kass, Ian C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78579 http://www.sec.gov/litigation/admin/2016/34-78579.pdf 2016-08-16 Barnes, Cathy S. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Barnes, Damon M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78581 http://www.sec.gov/litigation/admin/2016/34-78581.pdf 2016-08-16 Bean, Daniel J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78582 http://www.sec.gov/litigation/admin/2016/34-78582.pdf 2016-08-16 Shipley, John L. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78583 http://www.sec.gov/litigation/admin/2016/34-78583.pdf 2016-08-16 Beauregard, Jennifer M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Beauregard, Joshua M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78585 http://www.sec.gov/litigation/admin/2016/34-78585.pdf 2016-08-16 Chin, Edwin K. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78590 http://www.sec.gov/litigation/admin/2016/34-78590.pdf 2016-08-16 Health Net, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the corporate penalty. 34-78591 http://www.sec.gov/litigation/admin/2016/34-78591.pdf 2016-08-16 Oppenheim, Michael J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78597 http://www.sec.gov/litigation/suspensions/2016/34-78597.pdf 2016-08-17 Imperial Plantation Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78603 http://www.sec.gov/litigation/admin/2016/34-78603.pdf 2016-08-17 Delaney Equity Group LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78607 http://www.sec.gov/litigation/admin/2016/34-78607.pdf 2016-08-17 Maiher, Jason Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the bar under Rule 102(e) of the Rules of Practice. IA-4490 http://www.sec.gov/litigation/admin/2016/ia-4490.pdf 2016-08-17 Jackson, Paul J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78608 http://www.sec.gov/litigation/admin/2016/34-78608.pdf 2016-08-18 Amersey, Nitin M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Bay City Transfer Agency and Registrar, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4509 http://www.sec.gov/rules/final/2016/ia-4509.pdf 2016-08-25 Form ADV and Investment Advisers Act Rules; Final rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10198 http://www.sec.gov/rules/other/2016/33-10198.pdf 2016-08-25 Request for Comment on Subpart 400 of Regulation S-K Disclosure Requirements Relating to Management, Certain Security Holders and Corporate Governance Matters; Request for comment Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78716 http://www.sec.gov/rules/final/2016/34-78716.pdf 2016-08-29 Access to Data Obtained by Security-Based Swap Data Repositories; Final rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78623 http://www.sec.gov/litigation/admin/2016/34-78623.pdf 2016-08-22 Miller, John W.R. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78624 http://www.sec.gov/litigation/admin/2016/34-78624.pdf 2016-08-22 Global Earth Energy, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78639 http://www.sec.gov/litigation/admin/2016/34-78639.pdf 2016-08-23 Peterson, Curtis A. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78645 http://www.sec.gov/litigation/admin/2016/34-78645.pdf 2016-08-23 Eratostene, David Anthony Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78646 http://www.sec.gov/litigation/admin/2016/34-78646.pdf 2016-08-23 Messina, Alan D. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78647 http://www.sec.gov/litigation/admin/2016/34-78647.pdf 2016-08-23 Schultz, Gary X. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78648 http://www.sec.gov/litigation/admin/2016/34-78648.pdf 2016-08-23 Stein, Chazon Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78649 http://www.sec.gov/litigation/admin/2016/34-78649.pdf 2016-08-23 Calash, Michael J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78655 http://www.sec.gov/litigation/admin/2016/34-78655.pdf 2016-08-23 Kuber, Douglas Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4493 http://www.sec.gov/litigation/admin/2016/ia-4493.pdf 2016-08-23 Apollo Commodities Management, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved Apollo Management VII, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved Apollo Management VI, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved Apollo Management V, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved 33-10128 http://www.sec.gov/litigation/admin/2016/33-10128.pdf 2016-08-24 City of Alameda Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10129 http://www.sec.gov/litigation/admin/2016/33-10129.pdf 2016-08-24 Ascension Health Alliance Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10130 http://www.sec.gov/litigation/admin/2016/33-10130.pdf 2016-08-24 Black Jack Fire Protection District of St. Louis County, Missouri Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10131 http://www.sec.gov/litigation/admin/2016/33-10131.pdf 2016-08-24 Blair Oaks R-II School District, Missouri Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10132 http://www.sec.gov/litigation/admin/2016/33-10132.pdf 2016-08-24 Board of Education of Madison County, Alabama Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10133 http://www.sec.gov/litigation/admin/2016/33-10133.pdf 2016-08-24 Board of Trustees of Arkansas Tech University Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10134 http://www.sec.gov/litigation/admin/2016/33-10134.pdf 2016-08-24 Borough of Roselle Park in the County of Union, New Jersey Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10135 http://www.sec.gov/litigation/admin/2016/33-10135.pdf 2016-08-24 Boulder County, Colorado Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10136 http://www.sec.gov/litigation/admin/2016/33-10136.pdf 2016-08-24 Carilion Clinic Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10137 http://www.sec.gov/litigation/admin/2016/33-10137.pdf 2016-08-24 Casella Waste Systems, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10138 http://www.sec.gov/litigation/admin/2016/33-10138.pdf 2016-08-24 City of Alliance, Nebraska Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10139 http://www.sec.gov/litigation/admin/2016/33-10139.pdf 2016-08-24 City of Andover, Kansas Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10140 http://www.sec.gov/litigation/admin/2016/33-10140.pdf 2016-08-24 City of Bainbridge Island, Washington Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10141 http://www.sec.gov/litigation/admin/2016/33-10141.pdf 2016-08-24 City of Cedar Rapids, Iowa Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10142 http://www.sec.gov/litigation/admin/2016/33-10142.pdf 2016-08-24 City of Chelsea, Massachusetts Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10143 http://www.sec.gov/litigation/admin/2016/33-10143.pdf 2016-08-24 City of Columbia, South Carolina Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10144 http://www.sec.gov/litigation/admin/2016/33-10144.pdf 2016-08-24 City of Devils Lake, North Dakota Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10145 http://www.sec.gov/litigation/admin/2016/33-10145.pdf 2016-08-24 City of Gary, Indiana Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10146 http://www.sec.gov/litigation/admin/2016/33-10146.pdf 2016-08-24 City of Ithaca, New York Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10147 http://www.sec.gov/litigation/admin/2016/33-10147.pdf 2016-08-24 City of Memphis, Tennessee Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10148 http://www.sec.gov/litigation/admin/2016/33-10148.pdf 2016-08-24 City of Nichols Hills, Oklahoma Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10149 http://www.sec.gov/litigation/admin/2016/33-10149.pdf 2016-08-24 City of Oconomowoc, Wisconsin Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10150 http://www.sec.gov/litigation/admin/2016/33-10150.pdf 2016-08-24 City of South Bend, Indiana Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10151 http://www.sec.gov/litigation/admin/2016/33-10151.pdf 2016-08-24 City of Vestavia Hills, Alabama Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10152 http://www.sec.gov/litigation/admin/2016/33-10152.pdf 2016-08-24 City of West Des Moines, Iowa Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10153 http://www.sec.gov/litigation/admin/2016/33-10153.pdf 2016-08-24 Collegium Charter School Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10154 http://www.sec.gov/litigation/admin/2016/33-10154.pdf 2016-08-24 Colorado Department of the Treasury and State Treasurer on Behalf of the Colorado Department of Transportation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10155 http://www.sec.gov/litigation/admin/2016/33-10155.pdf 2016-08-24 Community Unit School District Number 18 (Blue Ridge) Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10156 http://www.sec.gov/litigation/admin/2016/33-10156.pdf 2016-08-24 County of Adams, Pennsylvania Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10157 http://www.sec.gov/litigation/admin/2016/33-10157.pdf 2016-08-24 County of Berrien, Michigan Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10158 http://www.sec.gov/litigation/admin/2016/33-10158.pdf 2016-08-24 County of Franklin, New York Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10159 http://www.sec.gov/litigation/admin/2016/33-10159.pdf 2016-08-24 Delaware Transportation Authority Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10160 http://www.sec.gov/litigation/admin/2016/33-10160.pdf 2016-08-24 East Ouachita Parish School District of the Parish of Ouachita, State of Louisiana Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10161 http://www.sec.gov/litigation/admin/2016/33-10161.pdf 2016-08-24 El Castillo Retirement Residences Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10162 http://www.sec.gov/litigation/admin/2016/33-10162.pdf 2016-08-24 Electric and Water Plant Board of the City of Frankfort, Kentucky Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10163 http://www.sec.gov/litigation/admin/2016/33-10163.pdf 2016-08-24 Fulton County, Georgia Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10164 http://www.sec.gov/litigation/admin/2016/33-10164.pdf 2016-08-24 Heber Light & Power Company, Utah Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10165 http://www.sec.gov/litigation/admin/2016/33-10165.pdf 2016-08-24 Hazleton Area School District Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10166 http://www.sec.gov/litigation/admin/2016/33-10166.pdf 2016-08-24 Idaho Housing and Finance Association Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10167 http://www.sec.gov/litigation/admin/2016/33-10167.pdf 2016-08-24 Kentucky Housing Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10168 http://www.sec.gov/litigation/admin/2016/33-10168.pdf 2016-08-24 Lauderdale County, Mississippi Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10169 http://www.sec.gov/litigation/admin/2016/33-10169.pdf 2016-08-24 Lawrence & Memorial Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Lawrence & Memorial Hospital, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10170 http://www.sec.gov/litigation/admin/2016/33-10170.pdf 2016-08-24 Metropolitan Airport Authority of Peoria, Peoria County, Illinois Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10171 http://www.sec.gov/litigation/admin/2016/33-10171.pdf 2016-08-24 Montgomery College Foundation, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10172 http://www.sec.gov/litigation/admin/2016/33-10172.pdf 2016-08-24 Montgomery College Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10173 http://www.sec.gov/litigation/admin/2016/33-10173.pdf 2016-08-24 North Carolina Eastern Municipal Power Agency Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10174 http://www.sec.gov/litigation/admin/2016/33-10174.pdf 2016-08-24 North Slope Borough, Alaska Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10175 http://www.sec.gov/litigation/admin/2016/33-10175.pdf 2016-08-24 Oklahoma Housing Finance Agency Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10176 http://www.sec.gov/litigation/admin/2016/33-10176.pdf 2016-08-24 Palatine Park District, Cook County, Illinois Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10177 http://www.sec.gov/litigation/admin/2016/33-10177.pdf 2016-08-24 Pecos County, Texas Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10178 http://www.sec.gov/litigation/admin/2016/33-10178.pdf 2016-08-24 Public Utility District No. 1 of Whatcom County, Washington Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10179 http://www.sec.gov/litigation/admin/2016/33-10179.pdf 2016-08-24 Sanitary District of the City of Gary, Indiana Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10180 http://www.sec.gov/litigation/admin/2016/33-10180.pdf 2016-08-24 Southern New Hampshire University Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10181 http://www.sec.gov/litigation/admin/2016/33-10181.pdf 2016-08-24 State of Hawaii Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10182 http://www.sec.gov/litigation/admin/2016/33-10182.pdf 2016-08-24 State of Minnesota Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10183 http://www.sec.gov/litigation/admin/2016/33-10183.pdf 2016-08-24 State of Montana Department of Transportation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10184 http://www.sec.gov/litigation/admin/2016/33-10184.pdf 2016-08-24 Syracuse University Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10185 http://www.sec.gov/litigation/admin/2016/33-10185.pdf 2016-08-24 Tea Area School District 41-5, South Dakota Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10186 http://www.sec.gov/litigation/admin/2016/33-10186.pdf 2016-08-24 County Commission of Ohio County, West Virginia Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10187 http://www.sec.gov/litigation/admin/2016/33-10187.pdf 2016-08-24 Municipal Authority of the City of McKeesport Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10188 http://www.sec.gov/litigation/admin/2016/33-10188.pdf 2016-08-24 The Ohio State University Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10189 http://www.sec.gov/litigation/admin/2016/33-10189.pdf 2016-08-24 Thompson School District No. R2-J Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10190 http://www.sec.gov/litigation/admin/2016/33-10190.pdf 2016-08-24 Town of Fairfield, Connecticut Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10191 http://www.sec.gov/litigation/admin/2016/33-10191.pdf 2016-08-24 Town of Hilton Head Island, South Carolina Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10192 http://www.sec.gov/litigation/admin/2016/33-10192.pdf 2016-08-24 Town of York, Maine Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10193 http://www.sec.gov/litigation/admin/2016/33-10193.pdf 2016-08-24 Township of East Brunswick, New Jersey Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10194 http://www.sec.gov/litigation/admin/2016/33-10194.pdf 2016-08-24 Unified School District No. 418, McPherson County, Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10195 http://www.sec.gov/litigation/admin/2016/33-10195.pdf 2016-08-24 Westchester County Health Care Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10196 http://www.sec.gov/litigation/admin/2016/33-10196.pdf 2016-08-24 Wyoming Community Development Authority Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10197 http://www.sec.gov/litigation/admin/2016/33-10197.pdf 2016-08-24 Yukon Municipal Authority, Yukon, Oklahoma Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78656 http://www.sec.gov/litigation/admin/2016/34-78656.pdf 2016-08-24 Ho, Thomas T. M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78657 http://www.sec.gov/litigation/admin/2016/34-78657.pdf 2016-08-24 Ivener & Fullmer, LLP Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Ivener, Mark A. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78658 http://www.sec.gov/litigation/admin/2016/34-78658.pdf 2016-08-24 Lawler, Martin J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4494 http://www.sec.gov/litigation/admin/2016/ia-4494.pdf 2016-08-24 WL Ross & Co. LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved 34-78683 https://www.sec.gov/rules/sro/finra/2016/34-78683.pdf 2016-08-25 Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change to Adopt FINRA Rule 2030 and FINRA Rule 4580 to Establish “PayTo-Play” and Related Rules Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4496 http://www.sec.gov/litigation/admin/2016/ia-4496.pdf 2016-08-25 Shamrock Asset Management LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4497 http://www.sec.gov/litigation/admin/2016/ia-4497.pdf 2016-08-25 Schneider Downs Wealth Management Advisors, LP Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4498 http://www.sec.gov/litigation/admin/2016/ia-4498.pdf 2016-08-25 Prospera Financial Services, Inc. Mary Jo White Approved Piwowar, Michael Approved Stein, Kara Approved IA-4499 http://www.sec.gov/litigation/admin/2016/ia-4499.pdf 2016-08-25 Banyan Partners, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4500 http://www.sec.gov/litigation/admin/2016/ia-4500.pdf 2016-08-25 HT Partners LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4501 http://www.sec.gov/litigation/admin/2016/ia-4501.pdf 2016-08-25 Ladenburg Thalmann Asset Management Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4502 http://www.sec.gov/litigation/admin/2016/ia-4502.pdf 2016-08-25 J.J.B Hilliard, W.L. Lyons LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4503 http://www.sec.gov/litigation/admin/2016/ia-4503.pdf 2016-08-25 Executive Monetary Management, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4504 http://www.sec.gov/litigation/admin/2016/ia-4504.pdf 2016-08-25 Risk Paradigm Group, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4505 http://www.sec.gov/litigation/admin/2016/ia-4505.pdf 2016-08-25 Constellation Wealth Advisors LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4506 http://www.sec.gov/litigation/admin/2016/ia-4506.pdf 2016-08-25 BB&T Securities, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4507 http://www.sec.gov/litigation/admin/2016/ia-4507.pdf 2016-08-25 Congress Wealth Management LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4508 http://www.sec.gov/litigation/admin/2016/ia-4508.pdf 2016-08-25 AssetMark, Inc. (f/k/a Genworth Financial Wealth Management, Inc.) Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4513 http://www.sec.gov/litigation/admin/2016/ia-4513.pdf 2016-08-25 Orinda Asset Management, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78699 http://www.sec.gov/litigation/admin/2016/34-78699.pdf 2016-08-26 Piterra, Joseph L. Esq. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78700 http://www.sec.gov/rules/sro/nms/2016/34-78700.pdf 2016-08-26 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 37 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis to Add the Investors Exchange LLC as a Participant Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78701 http://www.sec.gov/rules/sro/nms/2016/34-78701.pdf 2016-08-26 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of Amendment No. 26 to the Second Restatement of the CTA Plan and Amendment No. 19 to the Restated CQ Plan to Add the Investors Exchange LLC as a Participant Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78702 http://www.sec.gov/rules/sro/nms/2016/34-78702.pdf 2016-08-26 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan to Implement a Tick Size Pilot Program to Add the Investors Exchange LLC as a Participant Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78703 http://www.sec.gov/rules/sro/nms/2016/34-78703.pdf 2016-08-26 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan to Address Extraordinary Market Volatility to Add the Investors Exchange LLC as a Participant Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78704 http://www.sec.gov/rules/sro/nms/2016/34-78704.pdf 2016-08-26 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS to Add the Investors Exchange LLC as a Participant Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78707 http://www.sec.gov/litigation/admin/2016/34-78707.pdf 2016-08-26 Casey, Michael Ralph Esq. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78708 http://www.sec.gov/litigation/admin/2016/34-78708.pdf 2016-08-26 Casey, Michael Ralph Esq. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10201 http://www.sec.gov/rules/proposed/2016/33-10201.pdf 2016-08-31 Exhibit Hyperlinks and HTML Format; Proposed rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78711 http://www.sec.gov/litigation/admin/2016/34-78711.pdf 2016-08-29 Dulek, Thomas CPA Mary Jo White Approved Kara M. Stein Not Approved Michael S. Piwowar Approved 34-78717 http://www.sec.gov/litigation/admin/2016/34-78717.pdf 2016-08-29 Watson, Pamella B. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10200 http://www.sec.gov/rules/other/2016/33-10200.pdf 2016-08-30 Order Making Fiscal Year 2017 Annual Adjustments to Registration Fee Rates Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78722 http://www.sec.gov/litigation/admin/2016/34-78722.pdf 2016-08-30 Fairfield Minerals, Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Metal Storm Limited Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78723 http://www.sec.gov/litigation/admin/2016/34-78723.pdf 2016-08-30 Ilio, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Industrial Imaging Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved JackRay Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78730 http://www.sec.gov/litigation/admin/2016/34-78730.pdf 2016-08-30 AstraZeneca PLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved SIPA-178 http://www.sec.gov/rules/other/2016/sipa-178.pdf 2016-08-30 Securities Investor Protection Corporation: Order Approving a Proposed Bylaw Change Relating to SIPC Fund Assessments on SIPC Members Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78735 http://www.sec.gov/litigation/admin/2016/34-78735.pdf 2016-08-31 RBC Capital Markets, LLC White, Mary Jo Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78736 http://www.sec.gov/litigation/admin/2016/34-78736.pdf 2016-08-31 Mata, Paul Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4516 http://www.sec.gov/litigation/admin/2016/ia-4516.pdf 2016-08-31 Pincheira, Mario Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4517 http://www.sec.gov/litigation/admin/2016/ia-4517.pdf 2016-08-31 Kayatta, David Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78580 http://www.sec.gov/litigation/admin/2016/34-78580.pdf 2016-08-16 Barnes, Jeremy D. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4488 http://www.sec.gov/litigation/admin/2016/ia-4488.pdf 2016-08-16 Jones, Anthony Tyrone Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10125 http://www.sec.gov/litigation/opinions/2016/33-10125.pdf 2016-08-16 Feldman, Jonathan I. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved optionsXpress, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78638 http://www.sec.gov/litigation/opinions/2016/34-78638.pdf 2016-08-22 Expleo Solutions, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4492 http://www.sec.gov/litigation/opinions/2016/ia-4492.pdf 2016-08-22 Boden, Walter William Anthony III Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Jones, Gordon II Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Timbervest, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Zell, Donald David Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA4492 2016-08-22 Shapiro, Joel Barth Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10127 http://www.sec.gov/rules/proposed/2016/33-10127.pdf 2016-08-22 Extension of Comment Period for Modernization of Property Disclosures for Mining Registrants; Extension of comment period Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78650 http://www.sec.gov/litigation/admin/2016/34-78650.pdf 2016-08-23 Angeletti, Michael T. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78669 http://www.sec.gov/litigation/opinions/2016/34-78669.pdf 2016-08-24 Parris, Christopher A. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78670 http://www.sec.gov/rules/exorders/2016/34-78670.pdf 2016-08-24 Order Granting Conditional Exemption of Morningstar Credit Ratings, LLC from a Requirement in Section 15E(a)(1)(C)(iv) of the Securities Exchange Act of 1934 and Item 6C of Form NRSRO Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78671 http://www.sec.gov/rules/other/2016/34-78671.pdf 2016-08-24 Order Granting Registration of Morningstar Credit Ratings, LLC for Two Additional Classes of Credit Ratings Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4495 http://www.sec.gov/litigation/opinions/2016/ia-4495.pdf 2016-08-24 Patriarch Partners, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Patriarch Partners VIII, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Patriarch Partners XIV, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Patriarch Partners XV, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Tilton,Lynn Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4511 http://www.sec.gov/rules/other/2016/ia-4511.pdf 2016-08-25 Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order with respect to FINRA Rule 2030; Notice of intent to issue order Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4512 http://www.sec.gov/rules/other/2016/ia-4512.pdf 2016-08-25 Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order with respect to MSRB Rule G-37; Notice of intent to issuer order Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78691 http://www.sec.gov/litigation/suspensions/2016/34-78691.pdf 2016-08-26 MarilynJean Interactive Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78732 http://www.sec.gov/litigation/admin/2016/34-78732.pdf 2016-08-31 Multi-Corp. International, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Pan American Goldfields Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Sky Harvest Energy Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78734 http://www.sec.gov/litigation/admin/2016/34-78734.pdf 2016-08-31 Grace Development, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Luxeyard, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved SuperDirectories, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78651 https://www.sec.gov/litigation/admin/2016/34-78651.pdf 2016-08-23 Borgo, Christopher J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved