2016-08-04 July 2016 49 34-78224 http://www.sec.gov/litigation/admin/2016/34-78224.pdf 2016-07-01 Oppenheimerfunds, Inc. Mary Jo White Approved Luis A. Aguilar Approved Kara M. Stein Approved Michael S. Piwowar Approved Oppenheimerfunds Distributor, Inc. Mary Jo White Approved Luis A. Aguilar Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78252 http://www.sec.gov/litigation/opinions/2016/34-78252.pdf 2016-07-07 Riad, Mohammed Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Swanson, Kevin Timothy Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78258 http://www.sec.gov/litigation/admin/2016/34-78258.pdf 2016-07-08 Easy Health Technologies Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Neptune Acquisition Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Segway IV Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78268 http://www.sec.gov/litigation/admin/2016/34-78268.pdf 2016-07-08 Chang, Cheongwha (Heywood) Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78269 http://www.sec.gov/litigation/admin/2016/34-78269.pdf 2016-07-08 Chen, Toni Tong CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78270 http://www.sec.gov/litigation/admin/2016/34-78270.pdf 2016-07-08 Chen, Toni Tong CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78321 http://www.sec.gov/rules/final/2016/34-78321.pdf 2016-07-14 Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information; Final rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78309 http://www.sec.gov/rules/proposed/2016/34-78309.pdf 2016-07-13 Disclosure of Order Handling Information; Proposed rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10110 http://www.sec.gov/rules/proposed/2016/33-10110.pdf 2016-07-13 Disclosure Update and Simplification; Proposed rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78319 https://www.sec.gov/rules/final/2016/34-78319.pdf 2016-07-13 Amendments to the Commission’s Rules of Practice; Final rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78273 http://www.sec.gov/litigation/admin/2016/34-78273.pdf 2016-07-11 Ackman, Blair D. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78274 http://www.sec.gov/litigation/admin/2016/34-78274.pdf 2016-07-11 Diaz, Alicia M. Esq. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4449 http://www.sec.gov/litigation/admin/2016/ia-4449.pdf 2016-07-11 Matthews, William Emery Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78282 http://www.sec.gov/litigation/admin/2016/34-78282.pdf 2016-07-11 Bitcoin Investment Trust Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved SecondMarket, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78287 http://www.sec.gov/litigation/admin/2016/34-78287.pdf 2016-07-11 Johnson Controls, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78288 http://www.sec.gov/litigation/admin/2016/34-78288.pdf 2016-07-11 Breitling Energy Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78289 http://www.sec.gov/rules/pcaob/2016/34-78289.pdf 2016-07-11 Public Company Accounting Oversight Board; Order Granting Approval of Proposed Amendments to Board Rules Relating to Inspections Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78291 http://www.sec.gov/litigation/admin/2016/34-78291.pdf 2016-07-12 Citigroup Global Markets, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78307 http://www.sec.gov/litigation/admin/2016/34-78307.pdf 2016-07-13 HII Technologies, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78318 http://www.sec.gov/litigation/admin/2016/34-78318.pdf 2016-07-13 Gallagher, Jeffrey E. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10111 http://www.sec.gov/litigation/admin/2016/33-10111.pdf 2016-07-14 RD Legal Capital, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Dersovitz, Roni Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4453 http://www.sec.gov/litigation/admin/2016/ia-4453.pdf 2016-07-14 RiverFront Investment Group, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78341 http://www.sec.gov/litigation/admin/2016/34-78341.pdf 2016-07-15 Phoenix Companies, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the corporate penalty. 34-78349 http://www.sec.gov/litigation/admin/2016/34-78349.pdf 2016-07-15 Franklin Bank Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78350 https://www.sec.gov/litigation/admin/2016/34-78350.pdf 2016-07-15 Catipay, James Anthony Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78351 http://www.sec.gov/litigation/admin/2016/34-78351.pdf 2016-07-15 Hewlett-Packard Company Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4454 http://www.sec.gov/litigation/opinions/2016/ia-4454.pdf 2016-07-14 Page, Edgar R. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved PageOne Financial Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78340 http://www.sec.gov/litigation/opinions/2016/34-78340.pdf 2016-07-15 Citadel Securities LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Ronin Capital, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Susquehanna Investment Group Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Susquehanna Securities Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4455 http://www.sec.gov/litigation/admin/2016/ia-4455.pdf 2016-07-18 Advantage Investment Management, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4456 http://www.sec.gov/litigation/admin/2016/ia-4456.pdf 2016-07-18 Washington Wealth Management, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78362 http://www.sec.gov/litigation/admin/2016/34-78362.pdf 2016-07-19 Algorex Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Canadian Piper Air Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Capital and Services, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved NP Energy Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78363 http://www.sec.gov/litigation/admin/2016/34-78363.pdf 2016-07-19 Great Basin Gold Limited Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4457 http://www.sec.gov/litigation/admin/2016/ia-4457.pdf 2016-07-19 Saving2Retire, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Young, Marian P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10112 http://www.sec.gov/litigation/opinions/2016/33-10112.pdf 2016-07-19 Millennium Partners, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Millennium Management, L.L.C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Millennium International Management, L.L.C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78365 http://www.sec.gov/litigation/suspensions/2016/34-78365.pdf 2016-07-20 Scanner Technologies Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Seville Ventures Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved StarInvest Group, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved The Digital Development Group Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78366 http://www.sec.gov/litigation/admin/2016/34-78366.pdf 2016-07-20 Scanner Technologies Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Seville Ventures Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved StarInvest Group, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved The Digital Development Group Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10113 http://www.sec.gov/litigation/admin/2016/33-10113.pdf 2016-07-21 Concert Global Group Limited Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Concert Wealth Management, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Luna, Felipe Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10114 http://www.sec.gov/litigation/admin/2016/33-10114.pdf 2016-07-21 Navarra, Dennis Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78393 http://www.sec.gov/litigation/admin/2016/34-78393.pdf 2016-07-22 EFP Rotenberg, LLP Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Bottini, Nicholas CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78395 http://www.sec.gov/litigation/admin/2016/34-78395.pdf 2016-07-22 Schneider, James M. CPA Mary Jo White Approved Kara M. Stein Not Approved Michael S. Piwowar Approved 34-78402 http://www.sec.gov/litigation/admin/2016/34-78402.pdf 2016-07-25 LAN Airlines S.A.(nka LATAM Airlines Group) Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78409 http://www.sec.gov/litigation/admin/2016/34-78409.pdf 2016-07-25 Braslau, Samuel Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78410 http://www.sec.gov/litigation/admin/2016/34-78410.pdf 2016-07-25 Braslau, Samuel Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78411 http://www.sec.gov/litigation/admin/2016/34-78411.pdf 2016-07-25 Nemeckay, Timothy A. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78412 http://www.sec.gov/litigation/suspensions/2016/34-78412.pdf http://www.sec.gov/litigation/suspensions/2016/34-78412-o.pdf 2016-07-26 American Transportation Holdings, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78413 http://www.sec.gov/litigation/admin/2016/34-78413.pdf 2016-07-26 Chen, Yi CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78418 http://www.sec.gov/litigation/admin/2016/34-78418.pdf 2016-07-26 Schleifer, Nathan Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10115 http://www.sec.gov/litigation/opinions/2016/33-10115.pdf 2016-07-27 Malouf, Dennis J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78430 http://www.sec.gov/litigation/admin/2016/34-78430.pdf 2016-07-27 Sand International, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved