2016-07-21 June 2016 100 34-77959 http://www.sec.gov/litigation/admin/2016/34-77959.pdf 2016-06-01 Blackstreet Capital Management, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Gunty, Murry N. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10084 http://www.sec.gov/litigation/opinions/2016/33-10084.pdf 2016-06-01 Deru, Terry M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10085 http://www.sec.gov/litigation/admin/2016/33-10085.pdf 2016-06-01 Starrett, Jane E. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved 34-77965 http://www.sec.gov/litigation/opinions/2016/34-77965.pdf 2016-06-01 Hall, Charles Mark Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77966 http://www.sec.gov/litigation/opinions/2016/34-77966.pdf 2016-06-01 Bellia, Robert A. Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77968 http://www.sec.gov/litigation/admin/2016/34-77968.pdf 2016-06-01 Medoff, Craig Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77969 http://www.sec.gov/rules/interim/2016/34-77969.pdf 2016-06-01 Form 10-K Summary; Interim final rule; request for comment Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77971 http://www.sec.gov/litigation/admin/2016/34-77971.pdf 2016-06-01 Albert Fried & Company, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77972 http://www.sec.gov/litigation/admin/2016/34-77972.pdf 2016-06-01 Halperin, Jack H. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10086 http://www.sec.gov/litigation/admin/2016/33-10086.pdf 2016-06-02 NuGold Resources, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10087 http://www.sec.gov/litigation/admin/2016/33-10087.pdf 2016-06-02 Stoecklein, Donald J. Esq. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10088 http://www.sec.gov/litigation/admin/2016/33-10088.pdf 2016-06-02 ZRHO Beverages, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77981 http://www.sec.gov/litigation/admin/2016/34-77981.pdf 2016-06-02 Koifman, Steve Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77984 http://www.sec.gov/litigation/opinions/2016/34-77984.pdf 2016-06-02 Butler, Joseph R. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4413 http://www.sec.gov/litigation/admin/2016/ia-4413.pdf 2016-06-03 James Caird Asset Management LLP Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Leslie, Timothy G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77993 http://www.sec.gov/litigation/opinions/2016/34-77993.pdf 2016-06-03 Litvak, Jesse C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-77997 http://www.sec.gov/litigation/admin/2016/34-77997.pdf 2016-06-06 Silberstein Ungar PLLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Silberstein, Ronald N. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Ungar, Joel M. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Gorback, Seth A. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Kobylarek, David A. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10089 http://www.sec.gov/litigation/admin/2016/33-10089.pdf 2016-06-07 Boyd, Paul W. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10090 http://www.sec.gov/litigation/admin/2016/33-10090.pdf 2016-06-07 Hall, David M. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10091 http://www.sec.gov/litigation/admin/2016/33-10091.pdf 2016-06-07 Vogt, Carlton W. III, CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10092 http://www.sec.gov/litigation/admin/2016/33-10092.pdf 2016-06-07 Frazer Frost, LLP Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Woo, Susan CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Suen, Miranda CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78011 http://www.sec.gov/rules/final/2016/34-78011.pdf 2016-06-08 Trade Acknowledgment and Verification of Security-Based Swap Transactions; Final rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78017 http://www.sec.gov/litigation/admin/2016/34-78017.pdf 2016-06-08 IEC Electronics Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved with Exception Approved except as to the corporate penalty. Years, Ronald J. CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Doody, Donald S. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78020 http://www.sec.gov/litigation/admin/2016/34-78020.pdf 2016-06-08 Marsh, Galen J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10093 http://www.sec.gov/litigation/admin/2016/33-10093.pdf 2016-06-08 Ethiopian Electric Power Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78021 http://www.sec.gov/litigation/admin/2016/34-78021.pdf 2016-06-08 Morgan Stanley Smith Barney LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78022 http://www.sec.gov/litigation/admin/2016/34-78022.pdf 2016-06-08 Eric B. Global Ventures, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Parallax Diagnostics, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Secure Digital, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10094 http://www.sec.gov/litigation/admin/2016/33-10094.pdf 2016-06-08 Afshar, Behruz Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Afshar, Shahryar Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Kenny, Richard F. IV Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Fineline Trading Group LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Makino Capital LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78030 http://www.sec.gov/litigation/admin/2016/34-78030.pdf 2016-06-10 ICON Capital LLC, f/k/a ICON Capital Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78033 http://www.sec.gov/litigation/admin/2016/34-78033.pdf 2016-06-10 Alliance Capital Management, LP Mary Jo White Not Participating Luis A. Aguilar Approved Daniel M. Gallagher Not Participating Kara M. Stein Approved Michael S. Piwowar Approved 34-78041 http://www.sec.gov/rules/exorders/2016/34-78041.pdf 2016-06-13 Order Granting Limited and Conditional Exemption Under Section 36(a) of the Securities Exchange Act of 1934 from Compliance with Interactive Data File Exhibit Requirement in Forms 6-K, 8-K, 10-Q, 10-K, 20-F and 40-F to Facilitate Inline Filing of Tagged Financial Data Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78042 http://www.sec.gov/litigation/admin/2016/34-78042.pdf 2016-06-13 American Life, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved Liebman, Henry G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved 33-10095 http://www.sec.gov/rules/final/2016/33-10095.pdf 2016-06-13 Adoption of Updated EDGAR Filer Manual; Final rule Mary Jo White Affirmed Kara M. Stein Affirmed Michael S. Piwowar Affirmed 34-78049 http://www.sec.gov/litigation/opinions/2016/34-78049.pdf 2016-06-13 Riad, Mohammed Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Swanson, Kevin Timothy Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78053 http://www.sec.gov/litigation/admin/2016/34-78053.pdf 2016-06-13 Keygent LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Hsieh, Anthony Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Wang, Chet Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78054 http://www.sec.gov/litigation/admin/2016/34-78054.pdf 2016-06-13 School Business Consulting, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Bradley, Terrance Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IC-32151 http://www.sec.gov/litigation/admin/2016/ic-32151.pdf 2016-06-13 The Bank of New York Mellon Mary Jo White Not Participating Kara M. Stein Approved Michael S. Piwowar Approved 34-78059 http://www.sec.gov/litigation/suspensions/2016/34-78059.pdf 2016-06-14 Enterprise Energy, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4422 http://www.sec.gov/litigation/admin/2016/ia-4422.pdf 2016-06-14 Gold, Alan H. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78077 2016-06-14 2 West, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Mijust, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved KAKids, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Alton Partners, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Old Farm, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Bloomfield, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Katz Imports, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Katz, Todd B. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4421 http://www.sec.gov/rules/other/2016/ia-4421.pdf 2016-06-14 Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 under the Investment Advisers Act of 1940 Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78066 http://www.sec.gov/litigation/opinions/2016/34-78066.pdf 2016-06-14 McDuff, Gary L. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4423 http://www.sec.gov/litigation/admin/2016/ia-4423.pdf 2016-06-15 Davis, Richard W. Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78067 http://www.sec.gov/litigation/suspensions/2016/34-78067.pdf 2016-06-15 MIT Holding, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78068 http://www.sec.gov/litigation/admin/2016/34-78068.pdf 2016-06-15 MIT Holding, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78069 http://www.sec.gov/litigation/suspensions/2016/34-78069.pdf 2016-06-15 Cascade Technologies Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Echo Automotive, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Vision Industries Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78070 http://www.sec.gov/litigation/admin/2016/34-78070.pdf 2016-06-15 Cascade Technologies Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Echo Automotive, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Vision Industries Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78073 http://www.sec.gov/litigation/admin/2016/34-78073.pdf 2016-06-15 Advanced Life Sciences Holdings, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Anoteros, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Emperial Americas, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Nord Resources Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved UNR Holdings, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78074 http://www.sec.gov/litigation/suspensions/2016/34-78074.pdf 2016-06-15 Advanced Life Sciences Holdings, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Anoteros, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Emperial Americas, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Nord Resources Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved UNR Holdings, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78083 http://www.sec.gov/litigation/admin/2016/34-78083.pdf 2016-06-15 Post, David L. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78084 http://www.sec.gov/litigation/admin/2016/34-78084.pdf 2016-06-15 Rosenberg, Jonathan E. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78085 http://www.sec.gov/litigation/admin/2016/34-78085.pdf 2016-06-15 Gardner, Clark S. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4428 http://www.sec.gov/litigation/admin/2016/ia-4428.pdf 2016-06-16 Apex Fund Services (US), Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4429 http://www.sec.gov/litigation/admin/2016/ia-4429.pdf 2016-06-16 Apex Fund Services (US), Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10098 http://www.sec.gov/rules/proposed/2016/33-10098.pdf 2016-06-16 Modernization of Property Disclosures for Mining Registrants; Proposed rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78092 http://www.sec.gov/litigation/admin/2016/34-78092.pdf 2016-06-16 Essential Telecommunications, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Medisys Technologies, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved New Day Financial Management, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Pivotal Group, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78093 http://www.sec.gov/litigation/opinions/2016/34-78093.pdf 2016-06-16 Electronic Transaction Clearing, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Murphy, Kevin Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Cloyd, Harvey C. Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78096 http://www.sec.gov/litigation/admin/2016/34-78096.pdf 2016-06-17 Jones, Gregory G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78097 http://www.sec.gov/litigation/admin/2016/34-78097.pdf 2016-06-17 Jones, Gregory G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78101 http://www.sec.gov/rules/other/2016/34-78101.pdf 2016-06-17 Investors' Exchange, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Concurring in part and dissenting with respect to Sections III.C.7. and III.C.8. 34-78102 http://www.sec.gov/rules/interp/2016/34-78102.pdf 2016-06-17 Commission Interpretation Regarding Automated Quotations Under Regulation NMS Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved 33-10100 http://www.sec.gov/litigation/opinions/2016/33-10100.pdf 2016-06-17 J.S. Oliver Capital Management, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Mausner, Ian O. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78113 http://www.sec.gov/litigation/admin/2016/34-78113.pdf 2016-06-21 Analogic Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Frost, Lars Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78114 http://www.sec.gov/litigation/admin/2016/34-78114.pdf 2016-06-21 Feltl & Company, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78115 http://www.sec.gov/litigation/admin/2016/34-78115.pdf 2016-06-21 Galileo Petroleum Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Hyperion Acquisition Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Satori Beverages International, Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78118 http://www.sec.gov/litigation/admin/2016/34-78118.pdf 2016-06-21 Alternative Securities Markets Group Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Blue Coast Securities Corp., dba GlobalCrowdTV, Inc. and Blue Coast Banc Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Muehler, Steven J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78128 http://www.sec.gov/litigation/admin/2016/34-78128.pdf 2016-06-22 Simpson Hughes Financial, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Simpson, Mark C. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78134 http://www.sec.gov/litigation/opinions/2016/34-78134.pdf 2016-06-22 Guevara, Rogelio Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78135 http://www.sec.gov/litigation/suspensions/2016/34-78135.pdf 2016-06-23 Coastal Pacific Mining Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Petaquilla Minerals Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78136 http://www.sec.gov/litigation/admin/2016/34-78136.pdf 2016-06-23 Coastal Pacific Mining Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Petaquilla Minerals Ltd. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78137 http://www.sec.gov/litigation/suspensions/2016/34-78137.pdf 2016-06-23 Caspian International Oil Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Elevate, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Frawley Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Groen Brothers Aviation, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Logic Devices, Incorporated Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78138 http://www.sec.gov/litigation/admin/2016/34-78138.pdf 2016-06-23 Caspian International Oil Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Elevate, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Frawley Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Groen Brothers Aviation, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Logic Devices, Incorporated Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78139 http://www.sec.gov/litigation/suspensions/2016/34-78139.pdf 2016-06-23 Rebornne (USA) Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78140 http://www.sec.gov/litigation/admin/2016/34-78140.pdf 2016-06-23 Rebornne (USA) Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78141 http://www.sec.gov/litigation/admin/2016/34-78141.pdf 2016-06-23 Merrill Lynch, Pierce, Fenner & Smith Incorporated Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Merrill Lynch Professional Clearing Corp. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78142 http://www.sec.gov/litigation/admin/2016/34-78142.pdf 2016-06-23 Tirrell, William Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10103 http://www.sec.gov/litigation/admin/2016/33-10103.pdf 2016-06-23 Merrill Lynch, Pierce, Fenner & Smith Incorporated Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78147 http://www.sec.gov/litigation/admin/2016/34-78147.pdf 2016-06-23 Ross, Sinclaire & Associates, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved Sinclaire, Murray Jr. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10104 http://www.sec.gov/rules/interim/2016/33-10104.pdf 2016-06-24 Adjustments to Civil Monetary Penalty Amounts; Interim final rule; request for comment Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78148 http://www.sec.gov/litigation/suspensions/2016/34-78148.pdf 2016-06-24 Breitling Energy Corporation Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10107 http://www.sec.gov/rules/proposed/2016/33-10107.pdf 2016-06-27 Amendments to Smaller Reporting Company Definition; Proposed rules Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78159 http://www.sec.gov/litigation/admin/2016/34-78159.pdf 2016-06-27 Longwei Petroleum Investment Holding Limited Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78167 http://www.sec.gov/rules/final/2016/34-78167.pdf 2016-06-27 Disclosure of Payments by Resource Extraction Issuers; Final rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Not Approved 34-78169 http://www.sec.gov/rules/other/2016/34-78169.pdf 2016-06-27 Order Recognizing the Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive Industries Transparency Initiative as Substantially Similar to the Requirements of Rule 13q-1 under the Securities Exchange Act of 1934 Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4439 http://www.sec.gov/rules/proposed/2016/ia-4439.pdf 2016-06-28 Adviser Business Continuity and Transition Plans; Proposed rule Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78170 http://www.sec.gov/litigation/admin/2016/34-78170.pdf 2016-06-28 Mackaronis, Patrick G. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78173 http://www.sec.gov/litigation/admin/2016/34-78173.pdf 2016-06-28 North East Capital, LLC Fair Fund Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 33-10108 http://www.sec.gov/litigation/admin/2016/33-10108.pdf 2016-06-28 Helen, Jan E. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78189 http://www.sec.gov/litigation/admin/2016/34-78189.pdf 2016-06-28 WFG Advisors, L.P. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78197 http://www.sec.gov/litigation/admin/2016/34-78197.pdf 2016-06-29 Weiss, Lee D. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78210 http://www.sec.gov/litigation/admin/2016/34-78210.pdf 2016-06-30 ICAN Investment Group, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78211 http://www.sec.gov/litigation/admin/2016/34-78211.pdf 2016-06-30 NFS Group, LLC d/b/a Novers Financial a/k/a Safe Retirement Experts Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78212 http://www.sec.gov/litigation/admin/2016/34-78212.pdf 2016-06-30 Speers Financial Group, LLC Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78213 http://www.sec.gov/litigation/admin/2016/34-78213.pdf 2016-06-30 Novinger, Christopher A. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78214 http://www.sec.gov/litigation/admin/2016/34-78214.pdf 2016-06-30 Speers, Brady J. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78215 http://www.sec.gov/rules/exorders/2016/34-78215.pdf 2016-06-30 Order Extending a Temporary Exemption from Compliance with Rules 13n-1 to 13n-12 under the Securities Exchange Act of 1934 Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78216 http://www.sec.gov/rules/other/2016/34-78216.pdf 2016-06-30 Security-Based Swap Data Repositories; DTCC Data Repository (U.S.) LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78087 http://www.sec.gov/litigation/admin/2016/34-78087.pdf 2016-06-16 Bansal, Rohit Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved 34-78145 http://www.sec.gov/litigation/admin/2016/34-78145.pdf 2016-06-23 Quintanilla, Timothy CPA Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved IA-4417 http://www.sec.gov/litigation/opinions/2016/ia-4417.pdf 2016-06-09 Zavanelli, Max E. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved ZPR Investment Management, Inc. Mary Jo White Approved Kara M. Stein Approved Michael S. Piwowar Approved